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SIE Exam 2025/2026 For Dummies
About This Book
Secure a great career in the financial securities industry with this SIE study guide
The Securities Industry Essentials (SIE) Exam, administered by FINRA, is for aspiring securities industry professionals. Passing this exam is a prerequisite to the famous (and infamous) series-level exams such as the Series 7. SIE Exam 2025-2026 For Dummies is your one-stop study shop for the SIE exam. Test your knowledge with 4 practice tests, prep for test day, and get ready for the exam that will jumpstart your career. This book helps you lock in the key terms and concepts that you'll need to know to pass the SIE. It also teaches you how to apply them, so you can sail through test day and enter the securities industry with confidence. This revision contains more practice questions for each key content area, a new glossary of key terms, and online flashcards. Check the SIE exam off your to-do list with the help of this Dummies study guide.
- Study all the content you'll need to know to pass the SIE exam
- Practice with 4 full-length tests and flashcards available online
- Learn expert strategies for scoring your highest on the test
- Get started on your journey to a career as a financial securities professional
This study guide is highly recommended for anyone looking to take the SIE exam in 2025 and beyond.
Frequently asked questions
Information
Table of contents
- Title Page
- Copyright Page
- Table of Contents
- Introduction
- Part 1 Get Things Rolling: Starting Your SIE Journey
- Part 2 Starting at the Beginning: Basic Security Investments
- Part 3 Diving Deeper: Taking a Look at More Complex Securities
- Part 4 Playing Nicely: Serving Your Client’s Needs and Following the Rules
- Part 5 Putting Your Pencil to Paper: Practice Exams
- Part 6 The Part of Tens
- Glossary
- Index
- EULA