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Introduction: Roman Law and Latin Literature
Ioannis Ziogas and Erica Bexley
What has law got to do with literature or literature with law? Law, it would seem, claims dispositive powers and aspires to intervene in the world around it by regulating behaviour, framing constitutions, establishing rules and punishing transgression, while literature constructs fictional worlds through which it explores – without any definitive goal – the permutations of what may broadly be called the ‘human condition’. This distinction is more apparent than real, however. Closer inspection reveals that law and literature have a lot in common: both are grounded in language (oral or written), which invites interpretation and dispute; both engage in acts of persuasion; both vacillate between being reflections and projections of the world around them. Literature, like law, aspires to intervene in people’s actual lived experience from the micro level of affecting its audiences to the macro level of dictating normative behaviour and instigating cultural change. Shelley’s claim that ‘poets are the unacknowledged legislators of the world’ (1994: 660) celebrates precisely this ability of literature to interrogate and propose ways – or in Shelley’s words, laws (1994: 637) – of social conduct.
From the other side, law, like literature, is deeply invested in the creation of alternative worlds. Far from being concerned with unimaginative practicalities, law pursues the dream of a utopian society, whether as a future projection of cultural ideals or a wish to return to a prelapsarian state of absolute justice. Law and literature are deeply and inevitably entangled with the origins of morality, even though, if not especially when, they are trying to break free from sociomoral conventions and feature as self-regulated discourses. Nor is law more hermeneutically stable than literature, despite its ostensible striving to suppress ambiguities and separate right from wrong. Against literature’s shades of grey, law might be expected to stand out in black and white, but the reality is much murkier. Laws are redefined continually, their every enactment an act of interpretation. Like any other text, they accrue meaning over time, and context affects their content. One need look no further than the debate between originalist and textualist interpreters of the US constitution for a clear view of the hermeneutic struggles embedded in the legal profession.
Law and literature have a special interrelationship. This is not simply a case of comparing apples with oranges on the basis that both are round. Derrida’s Before the Law (2018: 46) argues that law and literature share a particular ‘narrative’ quality, not just in the sense of their arising from and telling stories, but also in their aspiring to universalizing force, largely cut off from historical referents. Derrida contends that law and literature have a common origin in the form of mythological narrative (he cites Freud’s analysis of Oedipus), which is ‘without an author or end, but … inevitable and unforgettable’ (2018: 46). Both are stories predicated on an originary judgment, both contain the seeds of moral regulation, both appeal to a reality beyond mere fact.
At a simpler level, we may just say that law exhibits literary qualities and literature legal ones. The former of these two assertions is the mainstay of the Law and Humanities movement, which arose from study of the literary – chiefly, rhetorical and narrative – features of legal texts, and the reading of literature to augment law’s ethical component.1 ‘Law as literature’ and ‘law in literature’ were the discipline’s foundational concepts, the former represented by scholars as diverse as James Boyd White (1973), Stanley Fish (1989) and Peter Goodrich (1990), while the latter has been championed by Richard Weisberg (1984) and Ian Ward (1999), among many others. The two approaches have a lot in common and frequently overlap, as for instance in Aristodemou (2000). Both categories of analysis are represented in our volume, too. On the side of ‘Law in literature’, McGinn in Chapter 9 below (‘The Sea Common to All’) discusses the possible presence in Plautus’ Rudens of the legal concept res communes omnium; Bexley in Chapter 3 (‘Saturnalian Lex’) investigates Claudius’ role as judge in the Apocolocyntosis, and Alekou in Chapter 12 (‘Law in Disguise’) traces Ovid’s ambivalent use of legal language in Metamorphoses 6.1–145. For ‘Law as literature’, Dugan in Chapter 6 (‘Beachcombing at the Centumviral Court’) examines the rhetorical and metaphorical qualities of Crassus’ legal reasoning, and Wibier in Chapter 7 (‘Marcus Antistius Labeo and the Idea of Legal Literature’) investigates how one of Rome’s most famous jurists combined legal with literary learning. In keeping with the core principles of the Law and Humanities movement, all of these papers show legal and literary concepts shading into each other, so that law resembles literature and vice versa. The two disciplines, the two endeavours, combine in fruitful marriage.
Until recently, however, law has been the dominant partner in this marriage, with literature playing an ancillary role as a repository of rhetorical techniques and/or a supplement to legal knowledge. Work by Fortier (2019) attempts to shift the balance more towards literature, and the edited collection by Dolin (2018) places the two fields on a more even par. As Fortier (2019: 13–15) acknowledges, the ‘and’ in ‘law and literature’ conveys a lot: does it designate a harmonious relationship, or a conflict? Does it establish balance, identification, or a hierarchy? A major aim of our present volume is to continue this growing emphasis on the literary side of the law and literature debate by showing how literature anticipates, imitates, supplants or complements law’s role in constituting rules and norms. To paraphrase Northrop Frye (1970: 70–7), literature is the basis of the social imagination that produces law and guarantees its respect. A more recent claim by Reichmann (2009: 5) also encapsulates our volume’s central concerns: ‘the texts of law and literature jointly contribute to … a normative universe’. To the aforementioned categories of ‘law as literature’, ‘law in literature’, and ‘law and literature’, we add: ‘literature as law’.
At this point it is worth pausing to consider how law and literature are defined, where their boundaries lie – not easy questions for a Roman context. An obvious answer is that law comprises codified statutes and offers a basis for adjudication, but the line between legal concepts and social norms is not always clear cut. The technical language of Roman law disperses into discourse. To what extent is law synonymous with sovereign power, or behavioural precepts, or certain forms of reasoning (e.g. from precedent)? As Lowrie’s contribution (‘The Force of Literature’) demonstrates, Rome’s unwritten ‘constitution’ often acquired legal force despite its lack of codification. A similar if not greater range of definition confronts the category of ‘literature’, especially in an ancient Roman context where ‘fiction’ was sometimes an inadequate classificatory principle (Lowrie 2009a: 67; 2016: 75; in this volume). Latin epic was inextricably related to history and contemporary politics. Elegy, lyric, and epigram frequently addressed contemporaries and conveyed lived experience (Lowrie 2016: 75). The Romans defined literary production broadly, as litterae (‘letters’), and included in this category a wide range of written work from courtroom speeches to historiography and technical treatises; the very discipline of ‘Latin literature’ reflects this diversity. So, rather than close off any avenues of potentially fruitful analysis, this volume does not police the boundaries of law and literature too strictly; doing so would risk silencing too much of the dialogue between law and literature that we wish to promote. Although a lot of the literature covered in this volume is, by modern definition, ‘fictional’ (comoedia palliata, epic, satire) and although we sometimes refer to it as such, we stress that it does not inhabit an enclosed sphere, cut off from the everyday social realities with which the law is deeply engaged. Literature has as much bearing on the actual world as law does on imaginary ones.
Hence, arguments for a special interrelationship between law and literature are all the more pertinent in the context of ancient Rome, where the two pursuits often overlapped, their production arising from roughly the same group of upper-class individuals, schooled in rhetoric and ‘letters’ (litterae). Notably, the Romans were fully aware of literature’s importance in fleshing out concepts of legality. As Clifford Ando (2015a) demonstrates, interaction between fiction and social reality was crucial to the functioning of Roman law. Legal fiction extended Roman law beyond the original scope of any individual source of law. Since imaginary stories, plots, archetypes and stock characters make what is particular universal, fictional narratives became the foundation of Roman legal discourse rather than its reflection.
The genre of Roman declamation, for instance, highlights the importance of fictional laws and trials not only for training young Romans for a career in the courtroom, but also for educating them about the controversial origins of taboos and morality. The plots and stock characters of declamations strongly evoke those of Roman comedy and tragedy (see Gunderson 2016; cf. Langlands 2006: 250–1). The laws quoted in the declamations are imaginary, yet many of them clearly evoke early laws, praetorian edicts or Greek laws (see Lowrie 2016: 76; Bonner 1949: 83–132). Declamatory plots and laws are fictional, yet they feel real; they are outlandish, yet familiar; they are at once culturally specific and universal. In the end, it is the idea of law that matters and not its specific directives. And that is why we need to take law and literature in Roman declamations seriously (cf. Gunderson 2003).
A division between law as factual and literature as fictional clearly cannot be sustained. Although critics of the law and literature movement, such as Richard Posner (2009), aver that legal scenarios presented in literature have little bearing on actual legal practice, or on legal history, fictional narratives are in fact major sources of legal consciousness. Kafka’s The Trial may not increase our understanding of Austro-Hungarian criminal procedure, as Posner (2009: 143) maintains, but it substantially increases our concept or impressi...