CHAPTER ONE
The Paradox of Assimilation
There is a limit to our powers of assimilation, and when it is exceeded, the country suffers from something like indigestion.
âNew York Times, May 15, 18801
My culture is a very dominant culture, and itâs imposing and causing problems. If you donât do something about it, youâre going to have taco trucks on every corner.
âMarco Gutierrez, founder of Latinos for Trump, September 1, 20162
ASSIMILATIONâS PREHISTORY
Dr. Pierceâs Golden Medical Discovery and Pleasant Pellets were patent medicines manufactured in the late nineteenth and early twentieth centuries at the Worldâs Dispensary Medical Association in Buffalo, New York. Made with queenâs root, bloodroot, mandrake root, and other ostensibly mystical ingredients, they were advertised as elixirs of âsimple herbsâ that could improve ânutritional assimilation,â thereby remedying loss of appetite, fatigue, nervousness, and other maladies.3 In a newspaper advertisement for these products from 1898, a Native American man wearing a loincloth and a long, feathered headdress is depicted hurling a tomahawk into the air (see figure 1). âBefore he was debauched by modern civilization,â the ad proclaims, âthe American Indian . . . was a magnificent specimen of physical manhood. He lived entirely in the open air, and knew no medicine, save the simple herbs gathered by his squaws.â4 A ârealâ Indian, Dr. Pierceâs American Indian is unspoiled and unassimilated.5
Figure 1. Advertisement for Dr. Pierceâs Golden Medical Discovery and Pleasant Pellets. The Rural New-Yorker, November 5, 1898. Used with permission from American Agriculturalist. Copyright Informa.
The ad for Dr. Pierceâs Golden Medical Discovery and Pleasant Pellets sheds light on assimilationâs multiple meanings. It also presages the ongoing contest over this termâs significance. In addition to referring to a process of becoming more alike, assimilation, in its most general sense, refers to a process of absorbing. For example, as early as the seventeenth century it could mean digestion, the âabsorption of nutriment into the system.â6 However, over time assimilation took on new, politically charged meaning in the United States as social groups moved through space and came into contact with one anotherâfor instance, as the nation-cum-empire stretched across and beyond the North American continent; as the US government and its agents broke up tribal lands and removed Native Americans from their homes and communities; as African Americans relocated from the rural South to the urban North; and as immigrants from all parts of the globe arrived at the nationâs ports of entry.
By the start of the twentieth century, assimilation referred not only to a biological or physiological process but also to a social and cultural one. In 1894 economist Richmond Mayo-Smith defined assimilation as the âmixture of nationalitiesâ that resulted from immigration to the United States.7 Signaling that the concept had indeed moved beyond the natural and biological sciences, sociologist Sarah E. Simons observed in 1901 that â[w]riters on historical and social scienceâ were âjust beginning to turn their attention to the large subject of assimilation.â8 â[I]n the future treatises on assimilation will form vast libraries,â she predicted.9 Thirteen years later, Robert Ezra Park, considered by many scholars to be âone of the giants of early American sociology,â connected assimilationâs old and new meanings.10 âBy a process of nutrition, somewhat similar to the physiological one,â he wrote, âwe may conceive alien peoples to be incorporated with, and made part of the community or state.â11
As these early social scientific definitions underscore, assimilation has been associated with immigration in the United States since the late nineteenth century. Yet the ad for Dr. Pierceâs products offers a glimpse of what I call assimilationâs prehistory, of some of the termâs meanings before it was connected to immigrants and immigration. In addition to referring to a physiological and biological process, assimilation was used synonymously with âcivilizationâ through the early twentieth century. As the opposite of savagery and barbarism, as an âachieved social order or way of life,â and as a âmodern social processâ whose âeffects [are] reckoned as good, bad or mixed,â civilization is a conceptual precursor of assimilation as social and cultural process.12
Along with African Americans, Native Americans once played a salient role in conversations about assimilation. Examining the connection between civilization and assimilation brings that role into relief. In the Civilization Fund Act of 1819, the US Congress charged âcapable persons of good moral characterâ with imparting âthe habits and arts of civilizationâ to Native Americans.13 Sixty years later, on the cusp of what is known in federal Indian history as the allotment and assimilation era (1887â1943), Richard Henry Pratt set out to civilize and, as he put it, to âcitizenizeâ indigenous youth when he founded the Carlisle Indian Industrial School, the first federally funded, coeducational, off-reservation boarding school in the United States.14 As I discuss in chapter 2, Carlisle was one in a long line of colonial educational institutions that sought to âcivilizeâ nonwhite peoples in and beyond the continental United States by subordinating them. Pratt modeled Carlisle after the Hampton Normal and Agricultural Institute, a school for African Americans and one of the first historically black colleges and universities. He upheld the deracination of African slaves and their US-born descendants as a model for civilizing Native Americans. In other words, he believed that Native Americans could be assimilated if they, too, were plucked from their homes and forced to live with white Americans. He described the process of civilizing so-called backward races as âassimilation under duress.â15
While âbackwardâ races were seen as in need of civilizing, they were formally excluded from the polity. That is, they could be civilized, but they could not be citizens, at least not until 1868, when the Fourteenth Amendment granted US citizenship to â[a]ll persons born or naturalized in the United States, and subject to the jurisdiction thereof.â16 The first statute to codify naturalization law in the United States, the Naturalization Act of 1790, restricted US citizenship to free white persons. The Fourteenth Amendment transformed African Americans into US citizens, at least in name, but it did not apply to Native Americans. In 1924 the Indian Citizenship Act (also known as the Snyder Act) extended US citizenship to them.
Yet before the Snyder Act was passed, Native Americans had to prove that they were worthy of US citizenship. For instance, the Dawes Act of 1887 and the Burke Act of 1906 held out the promise of US citizenship to Native Americans, but only after a probationary period of twenty-five years. During that probation, Native Americans who aspired to be US citizens had to live âseparate and apart from any tribe of Indians.â17 What is more, they had to demonstrate that they had âadopted the habits of civilized lifeâ and were âcompetent and capable of managing [their] affairs.â18 In short, assimilation was a transactional trial. As Prattâs motto, âKill the Indian . . . and save the man,â stressed, the price for civilization and citizenship was the Indianâs very Indianness.19
ASSIMILATION THEORY: ETHNICITY AND RACE
As the meanings of civilization and assimilation diverged over the course of the twentieth century, assimilation came to be associated more with people recognized as immigrants and less with Native Americans and African Americans. Assimilation and immigration were conjoined via such concepts as Americanization, the metamorphosis from non-American to American; Anglo-conformity, the dissolution of the immigrant or minority groupâs culture by an Anglo-Protestant mainstream; acculturation, adaptation to a different culture, often the dominant one; incorporation, the union of two or more things into one body (and sometimes, a synonym for naturalization); and integration, the inclusion of different cultures or groups in society, often or presumably as equals (and the opposite of segregation). Like civilization, some of these termsâin particular, Americanization and Anglo-conformityâconnote the imposition and presumed superiority of one way of life, the American and Anglo-American, over another.
Theories and models of assimilation say just as much about how society and the nation are perceivedâhowever idealizedâas they do about the putative processes by which people are absorbed into or adapt to that society and nation. For example, assimilation as Anglo-conformity assumes that the majority of Americans are âchiefly of Anglo-Saxon extraction,â âCaucasian racial stock,â and âthe Protestant faith.â Assimilation into the white Anglo-Protestant âdominant culture groupâ is unidirectional.20 This framework tends to be associated with â[e]arly assimilation scholars.â21 It is widely perceived to have been abandoned â[w]hen the notion of an Anglo-American core collapsed amid the turmoil of the 1960sâ and to have been eclipsed by multiculturalism, a late twentieth-century offshoot of cultural pluralism.22 However, political scientist Samuel P. Huntington resurrected Anglo-conformity in 2004 when he warned that immigration from Latin America threatened to destroy the âcore Anglo-Protestant cultureâ of the United States.23
Unlike Anglo-conformity, cultural pluralism valorizes cultural diversity, albeit of a limited sort. When philosopher Horace M. Kallen conceived of cultural pluralism in the early twentieth century, he sought to show the compatibility of âcontinentalâ (southern, central, and eastern European) immigrants with American democracy.24 As a child, he emigrated with his family in 1887 from what is now Poland as part of the Great Wave: the arrival of some twenty million immigrants to the United States between 1880 and 1924.25 During this period, immigrants hailing from southern, central, and eastern Europe were called ânewâ immigrants. As I discuss in chapter 3, some self-proclaimed âold stockâ (Protestant, of northwestern European descent) Americans looked down on the ânewâ immigrants, doubted their ability to assimilate, and effectively blocked any more from immigrating via restrictive legislation, such as the Immigration and Nationality Act of 1924 (also known as the Johnson-Reed Act). Against a backdrop of growing xenophobia and anti-Semitism, cultural pluralism challenged biological racism and âthe grey conformism of the melting-pot.â26 All the while, it upheld âAmerican civilizationâ as âthe perfection of the cooperative harmonies of âEuropean civilization.ââ27
Its Eurocentrism notwithstanding, cultural pluralism posits that the United States is a âdiverse and dynamicâ host society and receiving country.28 The United States not only shapes immigrants; it is also shaped by them. Cultural pluralism informs assimilation theory in sociology, the academic discipline that has contributed the most to theorizations of assimilation, in at least two ways. First, cultural pluralism helped lay the groundwork for the ethnicity paradigm, âthe mainstream of the modern sociology of race,â according to sociologists Michael Omi and Howard Winant.29 Second, cultural pluralism is the foundation of âthe pluralist perspectiveâ on ethnicity.30
In theorizing assimilation, scholars have distinguished ethnicity from race. There are many definitions of ethnicity; among them are a basic group identity; real or fictive common ancestry; a means of mobilizing a certain population as an interest group; âa process of construction or invention which incorporates, adapts, and amplifies preexisting communal solidarities, cultural attributes, and historical memoriesâ; and âa social boundary . . . embedded in a variety of social and cultural differences between groups.â31 Since the second half of the twentieth century, definitions of ethnicity have emphasized the social and cultural.
Race, meanwhile, is understood as âa concept that signifies and symbolizes social conflicts and interests referring to different types of bodies.â32 Put another way, race is a construct that merges the social and somatic. That said, things that do not necessarily have a clear or direct link to the physical or visualâfor example, names, words, languages, and accentsâmay nonetheless come to be associated with race. The process whereby racial categories are produced and understood as part of a social hierarchy is known as racialization.
Where the assimilationist perspective maintains that ethnic differences dissolve in the melting pot that is the United States, the plura...