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The Search for a Solution
In an era of fixed or even shrinking resources, can the quality of collegiate education be improved at no additional cost? Can students get more out of college without spending more money? We believe the answer is yes. We believe that there are methodsâsimultaneously reliable, powerful, available, and cheapâfor improving what students gain from college. Such methods consistently work well, handsomely repay whatever effort goes into them, can be used by almost anyone, and require not much time and almost no additional money. When one knows where to look, these methods are available both to formally designated higher education leadersâdeans, presidents, department chairs, and program headsâand also in varying degrees to individual professors, to parents, and even to students themselves. With a basic understanding of how college works, we suggest, almost anyone ready to act can noticeably improve what students get out of college. This book, then, describes the crucial experiences of a good undergraduate education, and formulates some effective interventionsâmethods for improvementâusable by leaders who want to make a difference.
To learn how college works, we began by trying to understand studentsâ own lives in college; after all, that is ultimately what leaders would like to influence. For ten years we followed a random sample of nearly one hundred students at our own institution (weâll call it âthe collegeâ; the research and institution are more fully described below), trying to spot those decisive moments that changed the direction or intensity of their experience.
We quickly realized that studentsâ perspective is often significantly, and consequentially, different from that of administrators, teachers, and adults in general. They just see things differently. Consider incoming studentsâ view of their academic responsibilities. Freshman year happens long, long before senior year; it can be an overwhelming experience whose immediacy drowns out much longer-term planning. Academics are logistically important, but they are not necessarily the central activity in college.1 Students donât automatically assume that academic work is worthwhile; unfamiliar disciplines in particular need to be legitimated in their eyes. When students choose their courses, they give less attention to official âadvisorsâ than to friends, dormmates, parents, andâwhen actually sitting at a computer and registering for coursesâthe online class schedule, which tells them what is open and fits their schedule. In making these choices, students base their registration decisions on the limited information that is easily available to them, irrespective of what may be âin the catalog,â on websites, or in the emails sent by academic advisors. Once enrolled, students are affected only by courses they actually takeâall others are irrelevant, however good, or interesting, or rigorous, they may be for their own enrollees. (A seemingly obvious point, yes, but with huge implications.) When itâs all done, then, any one student is touched by only a few courses and a small percentage of professors; even among those few teachers, only one or two might really have a lasting impact. From an administratorâs perspective, then, studentsâ lived worlds can seem quite limited, their lines of sight rather short and their angle of vision rather narrow.
So while itâs important to understand and respect studentsâ experienceâthat is, after all, what leaders are trying to influenceâone canât assume that the studentsâ own prescriptions for improving college will be correct. Freshmen donât realize, for instance, that the dorms they may least prefer (long institutional hallways, shared bathrooms, multiple roommates) may in fact be the most helpful in their own search for friends on campus. They donât realize that in calling for âsmaller classesâ they are in fact calling for limits to their own chances of getting into those classes. In opting for double majors, they may not see that later options will thus become closed to them. In Richard Lightâs groundbreaking book about education at Harvard, Making the Most of College, students said that some of their most valuable courses were in foreign languages, but it doesnât follow that colleges should just require that students take more language courses. Instead, scholars need to discover why such classes are valuableâthey must discover how college worksâand then see whether that understanding can be applied more broadly.
The Beginnings of an Answer
Students in college face a roughly chronological sequence of predictable major challenges, named in our chapter titles. First, they must successfully enter the social world of college, most importantly by finding friends. Failing that, little else matters. Then they must make academic choicesâwhat courses to take, what major to declare, and which professors to study with, ask advice of, and get help from. A bit later, after settling in with a group of friends, students gain from establishing broader networks that connect them to the opportunities available in the college community generally. Throughout those years, they try to master the various academic learning tasks in their program. Finally, they consolidate whatever gains theyâve made in their college years, and prepare to move on. In the following chapters we describe how students handle these challenges and how the collegeâs own practices help or hinder them.
More striking to us, though, was one particular detail of how students mastered these challengesâone detail, we might say, of how college actually works in helping students succeed. Time after time, in descriptions of a wide variety of situations, students told us of how encounters with the right person could make a decisive difference in their college careers. At orientation, Maudie, who planned to major in psychology, happened to meet a nice professor in the Chinese Department; within two years Maudie was living and studying full time in Beijing. When George arrived, he was assigned to a âquadâ with three roommatesâwho became three of his best friends. In his freshman dorm Dan met a nice young woman, a tutor in the collegeâs Writing Center, who taught him the basics of good composition, which he had never learned in high school. John was a football player, but when he joined an a cappella group, it opened new networks and then new opportunities in musical theatre. Hannah met a helpful philosophy professor who became acquainted with her interests, and then directed her to yet another professor in anthropology, where she found a wonderful academic home. When Claire almost accidentally stumbled into an art history class with Professor Swanson, she âwas hookedâ and quickly shifted her scheduling and her major. Time and again, a single dinner at a professorâs home, or a single focused conversation with a professor about the studentâs work, seemed to have an outsized impact on the studentâs successâfor very little effort by the professor. Human contact, especially face to face, seems to have an unusual influence on what students choose to do, on the directions their careers take, and on their experience of college.2 It has leverage, producing positive results far beyond the effort put into it.
More generally, person-to-person relationships are fundamental at every stageâbefore, during, and after the core learning activities of college:
1. Satisfactory personal relationships are a prerequisite for learning. Only by having friends will students âbuy intoâ the college experience at all, and devote the time and effort to learning. Students who fail to find friends, or at least workable substitutes, are likely to drop out of college, if not officially then at least emotionally. As Vincent Tinto has argued, student persistence in college âentails the incorporation, that is integration, of the individual as a competent member in the social and intellectual (academic) communities of the college.â3
2. Personal connections are often the central mechanism and daily motivators of the student experience. A respected teacher who invites students into her home can become a role model for intellectual life; friends who study seriously increase oneâs own time studying; intense arguments with dormmates often provide the most salient moral education. When their friends go abroad, students are more likely to do so; when a professor sits down for a one-on-one writing conference, the student will concentrate more on her writing.4 Faculty-student interactions both inside and outside the classroom have dramatic effects on student learning.5 Studentsâ motivation is dramatically variable, even within a single course,6 and that motivation often depends on connections to other people. (Of course, âpeer effectsâ are not always positive: peers can increase binge drinking,7 and some evidence suggests that participating in Greek-letter organizations can hurt academic work.)8 Especially at crucial turning points, we found, face-to-face interactions can be decisive, for good or ill. Peers seem to especially matter when they coalesce into what we call âmicrocommunities,â organized around their own values, meeting regularly, and providing networks to other friends and acquaintances.
3. Finally, for countless students, long-lasting friendships with fellow students and sometimes teachers are a major result of the college experience. Alumni frequently told us that friendships were the most valuable result of their undergraduate years, overshadowing even treasured academic gains. Itâs well known, too, that college can be a fabulous marriage market.9 A closeness to others unmatched in later life; relationships that last a lifetime; a network of friends called on in time of need, as well as the extended network of alumni helpful in job searchesâall of these can infuse the undergraduate experience with emotional significance and depth, beyond even the acquisition of important technical skills.
This pervasive influence of relationships suggests that a collegeâat least insofar as it offers real benefitsâis less a collection of programs than a gathering of people. Programs matter, to be sure. Certainly, to learn physics properly one must at some point study electricity and magnetism, and every university needs departments of literature and mathematics. At colleges like St. Johnâs, Columbia, and the University of Chicago, well-designed core curricula that are supported by the senior faculty reliably offer serious undergraduate educations. Excellent curricula and imaginative programs can attract better students and professorsâthat is, the right people. And some programs are so central to a specific institution that they are arguably inseparable from the faculty itself. Some programs at the college worked quite well indeed: a nationally recognized college-wide writing program; a wildly popular preorientation outdoor leadership program; and a perennially strong choral music program, for instance. All had strong and committed leadership, all easily meshed with the long-standing culture of the college, and all brought people together in time and space in ways that tapped, and then cultivated, already-existing student motivation. Regardless, all such curricula are difficult to design, organize, and maintain; their results are often uncertain; and in every case, they depend for success on the quality of the personnel committed to them. Curriculum is nice, but may not be fundamental for a good college. But good people, brought together in the right ways, we suspect are both necessary and perhaps even sufficient to create a good college.
The people (friends, acquaintances, teachers, staff) whom a student encounters matter more than the programs because the people are aliveâor more precisely, because they can instantaneously adjust to the shifting needs and interests of their fellow creatures, the students. Most college students are not relentlessly focused on a single goal, nor is a good college a single-purpose factory that churns out one clearly defined product. More like a church or even a family, a college serves multiple interests which are constantly shifting, even for those individual students. Thoughtful teachers and administrators know that. Yes, the students we studied gained academic skills (see Chapter 6) such as writing, speaking, data analysis, and critical thinking, as well as the specialized knowledge and techniques of various disciplines. But they also realized other gains, which they often considered more important: finding friends, mentors, or life partners; dramatically improving their confidence in facing challenges; even gaining an eagerness to try new things and to enter adult life with optimism. For some students, the four yearsâ experience in itself, even apart from any later payoffs, was worth the time and expense. Therefore, getting the right people together at the right time is the single best thing that leaders can do. In our research, students who were somewhat opportunistic in their goals, who shifted their efforts according to what they found available (better teachers, more engaged fellow students, new activities) were regularly more satisfied overall, and at least in that sense more successful in college. Having helpful people (teachers, friends) readily available makes all these gains possible.
Criteria for Recommendations
So how might that be achieved? Leaders at all levels who want to help students are stopped by a host of obstacles and shortages: political opposition, competing priorities, lack of money or personnel, or just a shortage of their own energy. What they need are workable solutions, not utopian visions, expensive new initiatives, piles of additional work, or huge fights with the faculty. Throughout this book we try to develop recommendations, presented in full in Chapter 8, on which leaders can readily act with a good chance of success. Because our goal is to realistically maximize those oddsâthat is, for improvements that might actually come aboutâwe used four criteria in developing recommended actions:
1. They should be effective, as shown by research; they should demonstrably and reliably produce substantial benefits, so that effort spent in pursuing them is not wasted.
2. They should be highly leveraged, so a small effort produces disproportionately positive results; payoffs should be quick, so as to reinforce the parties involved. That way, at least ideally, efforts become self-sustaining and donât require ongoing work.
3. They should be at least close to resource neutral, not requiring major new infusions of money, time, or people. Few institutions these days have extra resources just lying around.
4. They should be widely available, so that the full range of leaders can use at least some of them. No one should have to wait on a presidentâs approval, or a vote of the faculty, or the completion of new buildings, to start acting.
These criteria are rigorous. They quickly exclude a host of popular and potentially good ideas whose value seems well established. Student research or senior projects, for instance, which we agree provide major benefits, are at the same time quite expensive, especially in terms of faculty time. Freshman seminars as well entail both obvious and hidden costs that may not be justified by the gains (see Chapter 4). Calls for reconfiguring the entire professoriate to âbe more student friendly,â or to adopt new pedagogical methods, or to absorb the latest research in the neuroscience of learning, sound good, but are unlikely to bear fruit because they would require dramatic changes in the work habits of many people. Curricular reform and strategic planning, perennial fillers of faculty calendars, require huge time investments, often with too little to show in positive results. Online courses obviously increase access to some version of college, but the corresponding loss of face-to-face contact could prove damaging to studentsâ motivation. Finally, at the national level, the universal adoption, under federal and accreditor duress, of sweeping assessment reforms over the past decade has entailed tremendous labor costs with little actual evidence of improvement to collegiate education. All such efforts have their partisans, but few reliably deliver benefits to students.
Reforms are often praised precisely for being big and dramatic rather than for being small and effective. After all, itâs more fun to talk about Big Solutions. In this book, by contrast, we want to find the smallest possible solutions yielding the greatest possible impact. We think the power of personal contact may be the key element in such solutions.
The College
In our research we closely studied students at a single institutionâHamilton College in Clinton, New York. We are fully aware of the advantages and drawbacks of such âcase studyâ research. One advantage is obvious: Hamilton is our own college, so we know it intimately. Dan has taught there since 1981 and Chris was an undergraduate between 2001 and 2005. Located at roughly the geographic center of New York State, Clinton is rural, bucolic, somewhat isolated, andâimportantly for campus lifeâin the center of New Yorkâs âsnow beltâ; the area averages about 100 inches of snowfall each year. Chartered in 1812, in many respects Hamilton (weâll call it âthe collegeâ) is a stereotypical New England liberal arts college. Just over 1,800 students are enrolled, 53 percent women and 47 percent men. Set in a beautiful 1,350-acre campus atop a wooded hill, the college is expensive (over $53,000 in comprehensive fees in 2011â2012), with lavish facilities. A well-paid faculty of over 180 full-time professors, plus part-timers and adjuncts, gives it a nine-to-one student-faculty ratio. Its endowment in the early 2000s stood near three-quarters of a billion dollars, and the percentage of its 20,000 alumni donating in a given year put it in the top 1 percent of all higher education institutions in the country. In the years of our research the acceptance rate ranged closely around 30 percent, while around 50 percent of students received financial aid, including grants, loans, or work. SAT score submission was optional, but at a minimum, one-third of each entering class had scores between 650 and 740. (In other words, the students arenât in the nationâs very top tier, but theyâre close.) Around one-fifth of enrolled students were multicultural.
Overall, then, the college is small, rich, and selective. Itâs also secular, undergraduate only, teaching-centered, andâunusual even for small liberal arts collegesâlacking the stan...