The Regulation of Financial Planning in Australia
eBook - ePub

The Regulation of Financial Planning in Australia

Current Practice, Issues and Empirical Analysis

  1. 350 pages
  2. English
  3. ePUB (mobile friendly)
  4. Available on iOS & Android
eBook - ePub

The Regulation of Financial Planning in Australia

Current Practice, Issues and Empirical Analysis

Book details
Table of contents
Citations

About This Book

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.

The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.

This book makes a very useful reference to understanding financial planning licencing model in Australia.

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Yes, you can access The Regulation of Financial Planning in Australia by Angelique Nadia Sweetman McInnes in PDF and/or ePUB format, as well as other popular books in Business & Accounting. We have over one million books available in our catalogue for you to explore.

Information

Publisher
Routledge
Year
2019
ISBN
9780429620294
Edition
1
Topic
Business
Subtopic
Accounting
Index
Business

Table of contents

  1. Cover
  2. Half Title
  3. Series
  4. Title
  5. Copyright
  6. Dedication
  7. Contents
  8. List of figures
  9. List of graphs
  10. List of tables
  11. Acknowledgements
  12. List of abbreviations
  13. Glossary
  14. Appendices
  15. Publications, papers and media interest
  16. 1 Introduction
  17. 2 International trends in regulation
  18. 3 Legitimacy of licenseeā€“adviser licensing
  19. 4 Research paradigm, methodology, SEM
  20. 5 Contextualising current licensing of advisers: preliminary analysis using confirmatory factor analysis
  21. 6 Analysis of the AFSL-AR licensing regime
  22. 7 Conclusion
  23. Bibliography
  24. Index