§1 What Are Second-Person Reasons?
According to Stephen Darwall, second-person reasons are valid normative claims that we make on âone anotherâs conduct and will.â1 Though such claims can be embedded in attitudes like resentment or codified in particular laws or prescriptions, their pragmatic force is that of a command. But not every command makes a normative claim in Darwallâs sense. When you tell me to âopen the window,â this command purports to give me a reason and can be formulated as the prescription âYou ought to open the window.â But such a command works on my conduct and will only by means of side-considerations: I âoughtâ to open the window because I, too, feel that the room is too warm or because you desire to be cooler, and I desire to satisfy your desire. In short, my reasons for acting are what Darwall calls âstate of the world regardingâ and âagent-neutralâ:2 I have reason to obey because it will make the world a better place. The command itself does not provide the reason, as is clear from the case in which I think the room is too cold already or when I have no desire to satisfy your desire, and so the command is really a request: âPlease, open the window.â
Such commands, then, make no claims on me; that is, they are not normative. A command that addresses a normative claimâone that can be expressed as an obligationâaddresses itself âdirectly to [anotherâs] willâ and, if the claim is âsuccessful,â it provides the other with a second-personal reason for acting. Such a reason is âagent-relativeâ; it âsimply wouldnât existâ were it not for a specific sort of ârelation to one anotherâ in which you and I stand.3 If you step on my toe and I say âGet off my toe!â I have addressed a claim to you that is meant to determine your will directly, apart from any of your desires or evaluative beliefs. It can be formulated as âYou (normatively) must get off my toe,â and this normative âmustâ is a putative second-personal reason. Darwallâs question is this: What conditions must be in place with respect to our relations to one another in order for second-person reasons to exist? As a first approximation, he writes: âWhat makes a reason second-personal is that it is grounded in (de jure) authority relations that an addresser takes to hold between him and his addressee.â4 Second-person reasons thus depend on the âpresuppositionâ that you have the authority to order me to get off your toe. What can give you that authority?
Darwallâs analysis of the second-person standpoint is meant to answer this question. Quite generally: addressing a claim to another can give the other a âvalidâ second-person reason only if the addresser and addressee âshare a common second-personal authority, competence, and responsibility simply as free and rational agents.â5 The normative authority to issue binding commands, then, and to hold someone accountable for carrying them out, must be shared. A command issued by someone who possesses an authority that the other does not possessâsuch as a sergeantâs order to a privateâhas no validity unless it rests upon a deeper normative ground where authority is shared: âHowever hierarchical, ⌠any address of a second-personal reason also implicitly presupposes a common second-personal authority as free and rational.â6 Asymmetrical authority relations have the power to constitute second-person reasons only because they rest upon symmetrical authority relations in which we stand toward one another as free and rational agents.
The demand for symmetrical authority arises from Darwallâs focus on the validity of second-person reasons. If second-person reasons exist (i.e., are valid), then a whole set of conditions must obtainâwhich Darwall, following J. L. Austin, calls ânormative felicity conditionsâ for the success of a second-person address or claim7âwithout which a command lacks the power to constitute a valid agent-relative reason for me to act here and now. But even if this is true, it does not rule out that a command addressed to me could have other kinds of power, other ways of binding me, that do not depend on what I want or need. Darwall considers such a situation in the case of coercion, i.e., a command that rests upon some non-normative power. But are all asymmetrical commands instances of coercion? And if not, might such a command itself be a condition for being able to entertain second-person reasons?
These questions lie at the heart of Levinasâs phenomenology of the face, which I will take up in the second half of this essay. I do so not to challenge Darwallâs account of second-person reasons itself, his Kantian picture of moral normativity. Rather, I want to show that Levinasâs phenomenology uncovers a command that is both normative and asymmetrical, one that addresses an important point only touched on by Darwall: namely, how it is possible to enter the second-person standpoint, how we become sensitive to the normative force of reasons as such, second-person or otherwise.8 Before we can appreciate the consequences of this point for the question of validity, however, we must explore Darwallâs picture in somewhat more detail. How should we think of the normative felicity conditions that must be presupposed if second-person reasons are to be valid? Such conditions make up what Darwall calls the âsecond-person standpoint.â
§2 The Second-Person Standpoint: Performative and Objective Attitudes
Here I want to focus on two main points: the holism of the second-person standpoint and its character as a performative attitude of persons. Let us begin with the latter.
Since second-person reasons are agent relative in the sense of being practical prescriptions that guide the will directly, they can appear only to one who occupies what JĂźrgen Habermas calls the âperformative attitude of a person taking part in interaction.â9 This is contrasted with the âobjectivating attitudeâ of a ânonparticipant observerâ (which could be the agent herself, reflecting herself out of the interaction to consider things agent neutrally), a âthird-personâ attitude which âannuls the communicative roles of I and Thou, the first and second persons,â thereby causing âthis realm of phenomena,â second-person reasons, âto vanish.â10
Both Darwall and Habermas appeal to the moral phenomenology of what P. F. Strawson calls âreactive attitudesâ to illuminate this point. My indignation at being trod upon differs from anger at your being the cause of my pain because indignation includes the consciousness of âthe violation of an underlying normative expectation that is valid,â not only for the two of us but, ultimately, âfor all competent actors.â11 If one tries to account for the normative character of indignation with an approach that does not make reference to this second-person aspectâsay, by appealing to the social desirability of such normsâone violates what Darwall calls âStrawsonâs Pointâ: Desirability and the like are âreason[s] of the wrong kind to warrant the attitudes and actions in which holding someone responsible consists in their own terms.â12 The relevant moral âintuitionsâ are available only if one remains in the second-person standpoint, âthe perspective one assumes in addressing practical thought or speech to, or acknowledging address from, another ⌠and, in so doing, making or acknowledging a claim or demand on the will.â13
That this is a performative attitude is indicated by two things. First, âthe second-person stance is a version of the first-person standpointââthat is, a version of the âIâ âs performative character, which Darwall explicates in terms of Fichteâs notion of âself-positing.â14 Second, âwhat the second-person stance excludes is the third-person perspectiveâ in which one regards oneself agent neutrally or objectively, rather than as the addresser or addressee of a normative claim.15 This point illuminates the matter of the second-person standpointâs holism. The performance in question can best be thought of as belonging to a kind of game whose rules are already in place and to engage in which one must be âsecond-person competent.â
What makes the second-person standpoint game-like is the fact that it consists of an âinterdefinable circleâ of roles (addresser, addressee), skills (competence), standing (authority), and so on, each of which âimplies all the rest,â a circle into which there is no way to âbreakâ from âoutside itââthat is, each of whose concepts âcan be justifiedâ only within the circle.16 An account of moral obligation (second-person reasons) thus cannot provide a ground for the game but can only identify the rules of the game, the âpresuppositionsâ that make second-person reasons possible within it.17
The idea that second-person reasons entail symmetrical relations of authority thus arises within the circle of concepts that define the second-person standpoint. For Darwall, these concepts include âsecond-person authority, valid claim or demand, second-personal reason, and responsibility [accountability] to,â and together they define the kind of entity who can play the game: the player must possess âsecond-person competenceââi.e., second-personal freedom as the ability to be moved by second-personal reasonsâand dignity, i.e., the authority to make normative demands on, and require accountability of, others.18 In Darwallâs terms, the players must be free and rational agents, i.e., persons. Indeed, âthe very concept of person is itself a second-personal concept.â19
We will return to this circle in a moment, but first we would do well to consider Darwallâs argument for the necessary symmetry of the authority possessed by players in such a game. Second-personal reasons exist only from the second-person standpointâthat is, only from the standpoint in which I am either the addresser or the addressee of a normative claim. The validity of such a claim, according to Darwall, depends on the addresser and the addressee sharing a certain âsecond-personal competenceâânamely, âthat those we address can guide themselves by a reciprocal recognition of the second-personal reasons we address and our authority to address them.â20 In this sense, autonomy is a presupposition of the second-person standpoint; indeed, âsecond-person competence is a âlaw to itselfâ since it is the basis of second-person authority.â21 How so?
The answer lies in what Darwall calls âFichteâs Pointâ: âWe can be held morally responsible only for what we can hold ourselves responsible for by making moral demands of ourselves from the perspective of one free and rational agent among others.â22 If that is so, the symmetrical authority of addresser and addressee of a normative claim arises within the game because these roles are interchangeable: a person cannot demand of another person anything that they could not demand of themselves, or rather, I am not accountable to another for anything that I cannot demand of myself.
Now, if âthe very concept of person is itself a second-personal conceptâ23âthat is, if the players in this game are defined by the interlocking circle of concepts that comprise the gameâthe essential features of personhood are also so defined: âfreeâ and ârational.â I cannot have a second-person reason to do something if my will is responsive only to cause...