PART 1
CRITICAL THEORY
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CHAPTER 1
MAX HORKHEIMER AND CULTURAL CRITIQUE
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A classic statement of the initial project of critical theory is provided by Max Horkheimer in his article âTraditional and critical theoryâ which appeared in the Zeitschrift fĂźr Sozialforschung in 1937.1 This paper provides a useful point of departure here through the relation it identifies between the Cartesian and Kantian categories of ego and subjectivity, and the domination of individuals which it posits as the defining characteristic of twentieth century capitalism. With this starting point Horkheimer inscribes the issue of subjectivity at the heart of critical theoryâs concern with domination.
Traditional theory, Horkheimer argues, is represented in different ways by the works of Kant and Descartes. Kantâs philosophy is held to mirror a society whose âsenseless wretchednessâ appears as âan unchangeable force of nature, a fate beyond manâs controlâ.2 Conversely, the philosophy of Descartes is depicted as âideology in the strict sense, for in it the limited freedom of the bourgeois individual puts on the illusory form of perfect freedom and autonomy.â3
Against both Kant and Descartes, Horkheimer argues that critical theory requires a philosophical account of subjectivity which is both materialist as well as âcriticalâ. Traditional theory, he suggests, is based on a form of scientific activity carried on within the division of labour at an advanced stage of development. It âspeaks not of what theory means in human life, but only of what it means in the isolated sphere in which for historical reasons it comes into existence.â4 Critical theory, however, directs itself not at the scientist in an attempt to better equip him to carry out his task. Instead it addresses âthe knowing individual as suchâ.5
But it is not simply the epistemological conception of the subject in traditional philosophy which Horkheimer considers to be at fault. More importantly what is held to be required is a restructuring of the bifurcation in which the individual is considered to exist vis-Ă -vis bourgeois society. Society, Horkheimer argues, is an âactive subjectâ, although as an unconscious one it is a subject only in an improper sense. In relation to society the âindividual sees himself as passive and dependentâ.6 Horkheimer attributes this difference in the existence of man and society to âthe cleavage which has up to now affected the historical forms of social life.â7 Society, he argues, has never been the result of âconscious spontaneity on the part of free individualsâ.8 However this separation between the individual and society is not absolute. Bourgeois society is seen to be characterised by the blindness of its activity, whereas that of individuals is held to possess a conscious and purposive element. But to the extent that social action entails knowledge and its application, Horkheimer argues that one must admit the existence of a restricted rationality, even in bourgeois society. Subject and object, man and nature cannot be regarded as entirely separate. The âworld of objectsâ does not confront the individual as entirely alien, but is âin large measure produced by an activity that is itself determined by the very ideas which help the individual to recognise that world and to grasp it conceptuallyâ.9
This distinction between an individual and a supra-individual level of social existence, Horkheimer argues, is expressed in an idealist form in Kantâs separation of passive sensation and active understanding. This distinction is held to give rise to Kantâs question of âwhence the understanding derives its assured expectation that the manifold given in sensation will always obey the rules of the understandingâ.10 Kantâs reply, witnessing for Horkheimer both his idealism and the depth and honesty of his thinking, is to posit a âsupra-individual activity, of which the individual is unawareâ, but to do so âin the idealist form of a consciousness-in-itself, that is a purely intellectual sourceâ.11 It is the âtheoretical vision available in his dayâ that is held to have prevented Kant from comprehending the real nature of the relation between the actions of individuals and the existence of society. Horkheimer argues that the limits imposed by idealism prevented Kant from grasping the process through which, in bourgeois society, the product of manâs activity is separated from him. But Kantâs philosophy is none the less held to contain a âkernel of truthâ in the contradictions which it establishes. Horkheimer argues that these mirror the contradictions of bourgeois society: âThe unresolved problem of the relation between activity and passivity, a priori and sense data, philosophy and psychology, is therefore not due to purely subjective insufficiency but is objectively necessary.â12 The objectivity of bourgeois society and its âreflectionâ in Kantâs philosophy is seen to make the latter more than an ideology.
Central to Horkheimerâs critical theory is a concern to provide a âmaterialistâ formulation to this question of the separation of the individual and society. The aim of his critical theory is to ârelativiseâ this separation, to relate the societal context in which men live to its origin in human action. This is held to give rise to the possibility of subjecting human action to âplanful decision and rational determination of goalsâ.13
The opposition of critical theory to traditional theory proposed by Horkheimer derives âfrom a difference not so much of objects as of subjectsâ.14 Critical thought starts from the assumption that the âobjective realities given in perception ⌠should be under human control and, in the future at least, will in fact come under itâ.15 Horkheimer posits here the notion of a âtensionâ which he argues is central to life in bourgeois society, a tension between âthe individualâs purposefulness, spontaneity, and rationality, and those work-process relationships on which society is builtâ.16 Critical theory entails âa concept of man as in conflict with himself until this opposition is removed.â17 To the extent that activity governed by reason is held to be proper to man, bourgeois society, for Horkheimer, is the negation of manâs humanity.
Horkheimerâs critical theory thus places a philosophy of the subject, albeit a putatively materialist one, at its heart. But the subject of critical theory is not the isolated autonomous individual. It is rather âa definite individual in his real relation to other individuals and groups, in his conflict with a particular class, and, finally, in the resultant web of relationships with the social totality and with natureâ.18 The subject of critical thought is embedded in a âconcrete historicalâ process. And the unity of subject and object to which critical thinking aspires is located in the future. It is dependent on a transformation of the social structure itself. The âsubjectâ of critical theory is thus also the subject of this historical transformation. In Horkheimerâs words, the activity of the subject âis the construction of the social presentâ.19
Horkheimerâs 1937 essay not only locates critical theory in relation to the Kantian and Cartesian notions of subjectivity. Avowedly Marxist at this point, although not perhaps to the extent that his explicit statements might suggest,20 Horkheimer seeks to link this concern with subjectivity with the historical materialist principle of exchange value. In itself this general mechanism is not seen to be adequate as an account of contemporary capitalism. It is considered to provide simply a starting point for critical theory, from which it âmoves further, using all knowledge available and taking suitable material from the research of others as well as from specialized researchâ.21
The introduction of Marxist economic categories does not, however, indicate a separate set of concerns to those of the loss of the individualâs subjectivity. They are seen rather as necessarily linked in that an economy dominated by exchange value is one in which the self-determination of the individual is denied. The fundamentally historical nature of Marxâs analysis is taken as demonstration that this situation is not an eternal condition. But for the transition to a rational society actually to be achieved what is required is that mankind be capable of positing itself as a purposive subject. Such a shift, Horkheimer argues, requires âan exercise of will power, in the knowing subjectâ.22 Critical theory is directed toward the future, but this future can be installed only by the activity of a subject whose emergence is self-generating.
Critical theory is further differentiated from traditional theory by Horkheimer through the notion of ânecessityâ. Critical theory, he suggests, begins with the postulate that the present era is dominated by the exchange relationship, and that this âmust necessarily lead to a heightening of those social tensions which in the present historical era lead in turn to wars and revolutionsâ.23 But the concept of necessity as a part of critical theory must, Horkheimer argues, be distinguished from the notion of necessity within traditional theory. The latter refers, he argues, to the question of logical necessity alone, the deduction of real relations from universal concepts, a notion of necessity shared by critical and traditional theory.
There is, however, âa decisive difference when it comes to the relation of subject and object and therefore to the necessity of the event being judged.â24 For the scientific specialist, Horkheimer argues, either everything is necessary or nothing is necessary. The object of science, he suggests, is entirely separate from both the observer and his theory: âThe objective occurrence is independent of the theory, and this independence is part of its necessity: the observer as such can effect no change in the object.â25 Critical theory, however, is itself an important component in the transformation of society, in the transformation of the object of critical theory. To understand the course of history as following necessarily from a particular economic mechanism is, Horkheimer argues, to imply a critique of that process. The critique is generated by that social order against which it is directed:
A consciously critical attitude, however, is part of the development of society: the construing of the course of history as the necessary product of an economic mechanism simultaneously contains both a protest against this order of things, a protest generated by the order itself, and the idea of self-determination for the human race, that is the idea of a state of affairs in which manâs actions no longer flow from a mechanism but from his own decision. The judgement passed on the necessity inherent in the previous course of events implies here a struggle to change it from a blind to a meaningful necessity. If we think of the object of the theory in separation from the theory, we falsify it and fall into quietism or confirmism. Every part of the theory presupposes the critique of the existing order and the struggle against it along lines determined by the theory itself.26
Horkheimerâs usage of the notion of necessity here is confusing. It refers to the emergence of critical theory itself at a particular historical moment. It refers also to the injunction which critical theory contains for mankind to become âa conscious subject and actively determine its own way of lifeâ.27 The concept of necessity in critical theory is, Horkheimer argues, âitself a critical concept; it presupposes freedom, even if a not yet existent freedom.â28 Cartesian dualism is seen to be unable to encapsulate such a concept of necessity. For the dualist, Horkheimer argues, necessity refers âonly to events which he anticipates as probableâ.29 The âidea of a theory which becomes a genuine force [is] beyond the grasp of a mentality typified by such a dualism.â30 The traditional concept of necessity is fundamentally limited in that it is unable to take account of âthe unity of theory and practiceâ,31 the notion that there is a form of causality which is dependent on the subjectivity of mankind. It is, ultimately, to this subjectivity that critical theory addresses itself.
It may be useful to distinguish at this point the notion of subjectivity on which Horkheimerâs project of critical theory is based from the principle embodied in LukĂĄcsâ notion of a class-subject,32 and from Leninâs adherence to the notion of a vanguard party as bearer of a new social order.33 Horkheimer appeals to a subjectivity, immanent, yet susceptible to the activity of the critical intellectual. The subjectivity which is to bring about this new social order does not emerge from the dialectic of history itself (LukĂĄcs), or from a scientific perception (Lenin) which endows an elite with the right to direct th...