PART 1
The concept of neurosis
All attempts at specific aetiologies of neurosis and corresponding psychological formulations I consider to be conceptual acrobatics.
âC.G. Jung11
I donât teach how neuroses come about, but what one finds in neuroses.
âC.G. Jung12
The psyche is a disturber of the cosmos governed by natural laws.
âC.G. Jung13
Turning specifically to neurosis, after having gained a general insight into the nature of what constitutes the standpoint of psychology and how to approach neurosis, it is clear that we need to comprehend neurosis, too, as a self. With the help of ideas developed by Jung we approach this view in two steps.
1. The first step was taken by the early Jung, who developed the idea of the Aktualkonflikt theory of neurosis. Aktualkonflikt, the âpresently prevailing, or current, conflictâ is the conflict that exists in the present and has its origin in the present. We see immediately that this view is incompatible with the usual view in psychoanalysis of neurosis as being due to fixations that originated in early childhood and, of course, were caused by the conditions under which the child grew up. Neurosis then is also, to be sure, a present state, but it has its deeper origin outside of itself in the past. Past and present: the structure of otherness. Jung from very early on rejected this conception and was at least on the way to a theory that was not governed by otherness and thus came close to an understanding of neurosis as a self, although Jung did not quite see and express it in these terms as yet.
Already in 1912, in his lectures at Fordham University in New York (âVersuch einer Darstellung der psychoanalytischen Theorie,â given in English under the title: âThe Theory of Psychoanalysisâ), Jungâs âcurrent-conflictâ theory of neurosis was basically fully developed. It amounts to a rejection or negation of the past as a full-fledged factor in the theory of neurosis and instead shows a wholehearted commitment to the present. I am not concerned here with whether this theory is correct or not, whether it is truer or not than the rejected view. I am only concerned with the logical move that Jung made and what this move means. I believe Jungâs move was driven by the impulse for the psychologization of psychology. Jung eliminated in effect alterity and sided with sameness.
What did Jung say in 1912? â⌠the cause of the pathogenic conflict lies mainly in the present moment.â (CW 4 § 373) He rejected âthe earlier, âhistoricalâ conception of neurosisâ (§ 409). â⌠I no longer seek the cause of a neurosis in the past, but in the present.â (§ 570) In another text many years later (1934) the same idea is expressed even more succinctly:
The true reason for a neurosis lies in the âtoday,â for the neurosis exists in the present. It is by no means a hangover from the past, a caput mortuum, but it is daily maintained [or fed], indeed even generated anew, as it were. And it is only in the today, not in our yesterdays, that a neurosis can be âcured.â Because the neurotic conflict faces us today, any historical deviation is a detour, if not actually a going astray. (CW 10 § 363, transl. modif.)
What we see here very clearly at work behind such statements is a need for a logic of sameness, a commitment to the self-contained today. The âtodayâ is the cause and the reason, it is what continuously feeds the neurosis, and it is the potential of a cure. The âtodayâ has everything it needs within itself. And Jung holds off from it everything that does not belong to the Now.
Because Jung rejects the past and encloses himself theoretically in the present moment, he of course needs to explain in some other way the ideas of fixation, of the âpolymorphous-perverseâ disposition of the child, and of the âamnesia of childhood.â To the extent that they are based on observed phenomena he explains them in terms of regression: as âthe particular use which [the neurotic] makes of his infantile pastâ (from within the needs of his âcurrent conflictâ) (CW 4 § 564, my italics). And to the extent that they have become components of the theory of neurosis, he explains them as a RĂźckschluĂ aus der Neurosenpsychologie, an inference [back] or a borrowing from the psychological theory of neurosis and a projection backwards [i.e., a retrojection] of what one finds psychologically in a present neurosis of adults (CW 4 § 369) into the psychology of the child, in which, as Jung says, it is of course quite out of place (§ 293).
I repeat, the main point in Jungâs thinking about the âcurrent conflictâ here is his aiming for a theory of self-enclosed sameness without any external Other.
2. But the Aktualkonflikt theory of neurosis does not go far enough. The very idea of a conflict still involves a duality and a fundamental otherness, such as the duality of the desires, or resistances of the individual vis-Ă -vis the social demands. So we have to go even beyond the âcurrent conflictâ idea.
Jung took a second step in which what he more or less unconsciously intended became explicit. This second theoretical move was inspired by alchemical ideas. Jung quotes an alchemical dictum: ââThis stinking water contains everything it needs.ââ And he adds, âIt [i.e., the stinking water] is sufficient unto itself, like the Uroboros, the tail-eater, which is said to beget, kill, and devour itselfâ (CW 16 § 454). With this statement we have arrived at the truly psychological logic. For a truly psychological conception, neurosis âbegetsâ itself. It is self-generative, causa sui. Like Athena, who sprang from the head of Zeus completely finished and in full armor, so, too, neurosis comes into being all at once. All ideas of an external cause, of a reaction to external conditions, of object-relations, of an internal compensation for oneâs own one-sidedness of consciousness, of a defense against an unbearable reality, have to be left behind, because they all operate with a duality, with some Other outside the neurosis itself, and thereby fixate our thinking in positivity and externality. In fact, these ideas are themselves the very split or dissociation that is the main character of neurosis; they are a neurotic interpretation of neurosis. Quote: âThere is no way, it seems to me, how the psychotherapy of today can escape the necessity of having to do a great deal of unlearning and relearning, [âŚ] until it may succeed in no longer thinking neurotically itself,â Jung said 80 years ago (GW 10 § 369, my transl.), but it is still true today.
Even the idea of âconflictâ has to be kept away from the notion of neurosis. Neurosis is a creative Work, an opus, poiĂŞsis, much like a work of art, and therefore has to be comprehended solely from within itself. Alfred Adler realized that it was an arrangement,14 and Jung followed him. The idea that neurosis is a Work implies that it has an organic form and an internal purposiveness. The idea of neurosis as a Work excludes any ideas of it as a mere mishap, deformity, something having gone wrong. Neurosis is a staged show, a theatrical mise-en-scène, not a natural event, not something that simply happens. Even if neurosis sometimes imagines its own cause as a trauma in external reality and in the past and imagines itself as a natural, necessary, and thus inevitable reaction to a traumatic event or condition, it nevertheless imaginatively fabricates this allegedly external cause within itself, as an integral part of its own opus, and thus subsequently (nachträglich).
It follows from what I said that I cannot agree with the idea of a ârepetition compulsion.â Of course, this idea of Freudâs was highly speculative and, as Laplanche and Pontalis said, rather muddled from the outset. And it has caused quite controversial discussions in psychoanalytical literature, also because it involves controversial ideas such as those of the pleasure principle and the death drive. But however difficult the specifics of this concept may be, in the practical thinking of wide circles of psychotherapy the popularized idea of the repetition compulsion has been quite effective, regardless of whether it was correctly understood and whether the theoretical background of this idea was also taken over or not. At any rate, the repetition compulsion is viewed as an autonomous factor. It suggests that the present compulsive repetition of a neurotic behavior points back behind the present into the past: that this presently powerful urge receives both its momentum and its ultimate cause from past events. It is of course true that the reason for a neurotic behavior today does not lie in the obvious present situation in which the neurotic finds himself, e.g., not in what others are now doing to him. But nevertheless I insist that the neurotic behavior has its source within itself, within the presentâonly not in the external surface reality of today, but in the presently prevailing highest ideals and needs of the invisible âsoul.â
Neurosis has to be comprehended as a product of freedom, the freedom, however, of what, with a mythological personification, we call âthe soul.â In this spirit Jung said, âThe word psychogenic suggests that certain disorders come from the soulâ (cf. CW 7 § 4), and he stated, as already quoted, that neurosis âis daily maintained and indeed even generated anew, as it wereâ (CW 10 § 363, transl. modif.).
To avoid misunderstandings, I want to stress here that the idea of âneurosis as a product of freedom and as self-causedâ does not imply that it is caused by the free will of the ego-personality (nor by the Self in Jungâs sense either). It is caused by itself. It has, as I said, its cause within itself: it is its cause. (To see things this way amounts, of course, to a revolution of consciousness.)
The obvious fact that neurosis, if seen from outside, goes along with tremendous suffering from it, with feelings of helplessness with respect to its compelling force must not fool us. When a friend once visited Alexandre Dumas père, and found him at his desk wet with tears, he asked him what had happened and was told that Dumas had just killed his dear Pothos, his favorite figure from The Three Musketeers, in one of the sequels to this novel. This rather trivial example shows how the internal necessities or the internal logic of a creative invention can have a compelling effect on the empirical person in and through whom the work is born. The personal, subjective feeling experience gives us only the external or âegoâ view. But we have to learn to appreciate neurosis from within, as a self.
Of course, creative works in the realm of art are much more straightforward. Neurosis, by contrast, is essentially tricky and cunning, devious, sly. It is dissociation, ultimately self-contradiction. Other than a work of art it is the very point of the opus called neurosis to be something âimpossibleâ: the positively existing contradiction in itself. And thus it is inherent in the truth and message of neurosis to present itself as the opposite of itselfâin the present context to present itself as caused by an external necessity, whereas in fact it is a work of freedom, or as being about the positively existing person that suffers from a neurosis, whereas it is about itself. It is the job of neurosis, as it were, to fool itself, and this is why it is also so much more likely that we let ourselves be fooled by it. This is why Jung once pointed out that âThe fright and the apparently traumatic effect of the childhood experience [of a particular hysterical patient discussed by Jung] are merely staged, but staged in that particular [âŚ] way that the mise en scène is almost exactly like a realityâ (CW 4 § 364, transl. modif.). What is actually a staged performance presents itself as hard-core reality, as a natural event. It conceals its Work character, its artful-creation nature. For this reason alone Jungâs already cited statement is still relevant today, his statement that âThere is no way, it seems to me, how the psychotherapy of today can escape the necessity of having to do a great deal of unlearning and relearning, [âŚ] until it may succeed in no longer thinking neurotically itselfâ (GW 10 § 369, my transl.).
So neurosis is its own cause and not a natural reaction to bad circumstances. But are there not in fact terrible events that can happen to children and terrible conditions under which they have to live? And do such events and conditions not possibly have serious, maybe even disastrous natural effects? Of course. However, we have to keep our concepts clear. We have to distinguish between two kinds of illnesses which I label âpsychicâ illnesses (or illnesses of the âhuman psycheâ) in the one case versus âpsychologicalâ illnesses (or illnesses of âthe soulâ) in the other. While psyche is natural and exterior, âsoulâ is contra naturam. My differentiation of the meaning that I assign to these words is of course a bit arbitrary, but it is necessary. While âpsychicâ refers to what has been called the âbehavior of the organism,â we could also say: the behavior of the human animal, the word âpsychologicalâ contains âlogicalâ in it; it refers to the noetic or intelligible quality of that to which it refers, and designates it as already reflected, as interpretation, and this is what distinguishes the one type of illness from the other.
Just like vitamin deficiencies or malnutrition during the first few years of life cause bodily impairments often for all of life, so can also lack of emotional and body contact, lack of attention and attachment, deprivation of perceptual and intellectual stimulation, cruel treatment, etc., in the early months and years of a child indeed cause lasting psychic damage. But this is then psychic harm, psychic impairment, disorder of the human organism and its functioning, which as such belongs to the wider field of human biology, not to psychology. It belongs to the natural stream of events.15 And because such disorders are indeed firmly embedded in the cause-and-effect nexus of natural events, they have ipso facto nothing to do with neurosis as a truly psychological, âpsychogenicâ or self-generated illness and as a free creative arrangement. Not every non-somatic disorder is to be subsumed under the category of neurosis. We need a strict, specific concept of neurosis.
On account of our clear criterion for neurosis, we also have to exclude two further types of problems often confounded with neuroses. By way of an example for the first form, we read in MDR (p. 343, transl. modif.) that, âA great many individuals cannot bear this isolation [brought by an individual soul secret]. They are the neurotics, [âŚ]. As a rule they end by sacrificing their individual goals to their craving for collective conformity [âŚ].â But, as I see it, there is nothing per se neurotic about sacrificing oneâs individual goals for the benefit of gaining the love or approval of oneâs environment (just as there is nothing neurotic about a monkâs sacrifice of his sexual drives and his worldly riches for a life solely devoted to the praise of God). It is simply a free choice that such a person takes, maybe a bad, a stupid, a highly problematic choice, or maybe not, but at any rate it is not per se neurotic. In general, one-sidedness and specializations are phenomena of normal life.
In the next paragraph Jung gives an example for the opposite extreme (p. 344). He speaks of the fact that sometimes an individual âfinds himself involved in ideas and actions for which he is no longer responsible. He is being motivated neither by caprice nor arrogance, but by a dira necessitas which he himself cannot comprehend. This necessity comes down upon him with savage fatefulness, and perhaps for the first time in his life demonstrates to him ad oculos the presence of something alien and more powerful than himself in his own most personal domain, where he thought himself the master.â Jung uses also for this type of psychological situation the label neurosis, which in such cases he tends to consider either a morbus sacer (CW 11 § 521), or as ânatureâs attempt to heal him [the man who is ill]â (CW 10 § 361), or even an (incomplete or unsuccessful) attempt to heal a general, collective problem (cf. CW 7 § 438 and § 18). But here again I have to say: there is nothing neurotic about such situations of a dira necessitas. They may lead to pathological conditions, but not every psychopathology is neurotic.
Both types mentioned lack the dissociation in the sense of self-contradiction that is the sine qua non of a neurotic condition. In the first type, the dissociation is avoided through the sacrifice or repression of the one of the two options, in t...