Introduction
Part One of Reasons and Persons discusses a wide variety of topics, and a first-time reader could be pardoned for not seeing the topics as unified in any clear way. This part of the book can seem, instead, like a tour de force of disconnected insights: brilliant, but haphazard. The closing pages of Part One reveal, however, that nearly all of it can be seen as articulating and arguing for a particular theory of morality. In retrospect, this gives Part One a coherent agenda that, for most readers, is not initially evident.
The moral theory advocated blends consequentialism and common-sense morality, and Parfitâs support for it has three main components: rebutting a particular set of objections to a standard form of consequentialism, arguing that this standard form of consequentialism should be modified in a particular way, and claiming that common-sense morality should also be modified in a way that makes it similar to the modified form of consequentialism.
It would have been fitting for Parfit to call Part One something like âToward a Unified Theory of Moralityâ (which is why I have chosen that phrase for the title of this chapter). Why, then, does he call it âSelf-Defeating Theoriesâ? That title is apt for two interconnected reasons. First, both the standard form of consequentialism that Parfit discusses and common-sense morality are self-defeating in ways that Parfit describes at length. Indeed, practically all of Part One is concerned with self-defeating theories. The second reason is that many of the arguments of Part One focus on the self-defeating character of the theories being discussed. In the case of the standard form of consequentialism that Parfit discusses, Parfitâs main purpose is to argue that it is not self-defeating in a way that warrants its rejection. In the case of common-sense morality, his purpose is the opposite.
In fact, according to Parfit it is not just those two theories that are self-defeating in certain ways: he writes that âall of the best-known theories are in certain ways self-defeatingâ (p. 3).2 He goes on to say, however, that some theories are self-defeating in harmless ways while the self-defeating character of others necessitates their revision or rejection. To appreciate these subtleties in Parfitâs views, some terminological points should be kept in mind. When Parfit first mentions the idea of a theory being self-defeating, he implies that such a theory thereby âfails in its own terms, and thus condemns itselfâ (p. 3). In later passages, however, Parfit diagnoses some theories as self-defeating, but also holds that they do not fail in their own terms, and do not condemn themselves. In other words, contrary to initial appearances, self-defeat does not imply self-condemnation â the latter verdict depends on what kind of self-defeat the theory suffers from.
I mentioned above that Parfitâs argument for a unified theory builds on discussions of both a standard form of consequentialism and common-sense morality â emphasizing, in each case, concerns about self-defeat. He begins, however, by exploring several aspects (especially the self-defeat) of yet another theory: the Self-interest Theory.
The Self-interest Theory
What the Self-interest Theory is
Parfit characterizes the Self-interest Theory in terms of several claims, the âcentralâ one being that âFor each person, there is one supremely rational aim: that his life go, for him, as well as possibleâ (p. 4). This theory is not a moral theory, and Parfit does not treat it as providing source material for his unified theory. It might seem odd, then, that Parfit would devote a substantial fraction of Part One to this theory. It turns out, however, that the various aspects of self-defeat that Parfit is concerned to examine in connection with consequentialism and common-sense morality also arise in connection with the Self-interest Theory. Thus, Parfitâs discussion of this theory serves mainly â at least in Part One â to acquaint the reader with self-defeat-related concepts and lines of reasoning whose real importance materializes in connection with those moral theories. (Note, however, that the Self-interest Theory serves a further purpose outside of Part One, playing a more central role in Part Two.)
How the Self-interest Theory is indirectly self-defeating
Parfit observes that an obvious way in which the Self-interest Theory is self-defeating is that when people attempt to make their lives go as well as possible, they often fail, due to false beliefs â for example, a thiefâs overconfidence about being able to steal something without getting caught. Parfit quickly judges that âThese cases are not worth discussingâ and that this type of self-defeat is âno objectionâ to the theory because the problem is caused by the agentâs incompetent implementation of the theory rather than anything internal to the theory itself (p. 5).
The scenarios that Parfit takes more seriously involve not just isolated acts in which a person attempts to make her life go as well as possible, but an underlying disposition toward performing such acts. One might expect Parfit to focus on the disposition to always try to make oneâs life go as well as possible, and he does mention this disposition (pp. 5â6). But he claims that we should also include, as pertinent to assessing the Self-interest Theory, many acts that people perform while âacting on a more particular desireâ than the desire to make oneâs life go as well as possible. For example, Nina might help Oren make a cake because she loves him, not because she has any opinion about how that activity will affect her life. In such a case, as long as Nina does not regard her act as making her life go worse, we should (according to Parfit) count her decision-making as aligning with the Self-interest Theory. So, the disposition Parfit elects to focus on is that of being ânever self-denyingâ (p. 6). A person with this disposition might sometimes be inattentive to the goal of making her life go well and might sometimes lack beliefs about her actsâ promotion of that goal, but she will (and this is the defining trait of the disposition) never do what she does believe will be worse for her (p. 6).
Parfit presents several cases showing that if a person is never self-denying, then her life can go worse than if she had a non-self-interested disposition. Here is one such case:
Parfitâs example might seem rather peculiar and far-fetched, but it is an instance of a large class of cases that exhibit a well-established and widely applicable concept known as the paradox of happiness (though Parfit does not use this term). This is the initially surprising â but generally acknowledged â fact that âregarding happiness as the sole ultimately valuable end or objective, and acting accordingly, often results in less happiness than results from regarding other goods as ultimately valuable (and acting accordingly).â3 Parfitâs example illustrates the paradox perfectly: if he (upon having been driven home) were able to regard keeping his promise as more important than advancing his happiness, then he (earlier, in the desert) could sincerely make that promise and he would thereby advance his happiness more than he actually can, given that he is never self-denying. Hence, being never self-denying is worse for him than having some other disposition (i.e., one that allowed occasional self-denying acts, such as keeping certain promises) would be.
According to Parfit, in cases such as these the Self-interest Theory is âindirectly individually self-defeatingâ (p. 7). As Parfit defines this term, it applies to a theory T (here the letter âTâ is a variable) when the following is true: âif someone tries to achieve his T-given aims [such as making oneâs life go as well as possible], these aims will be, on the whole, worse achievedâ (p. 5). This is Parfitâs first major conclusion concerning the self-defeating character of any of the theories he discusses.
The failure of several objections to the Self-interest Theory
Having shown that the Self-interest Theory is indirectly individually self-defeating, Parfit then asks whether this means the theory âfail[s] in its own terms,â or whether it âcondemn[s] itselfâ (p. 7). To answer these questions, Parfit notes that the theory implies many things about what people have reason to do, and one of these is the following:
Because of the paradox of happiness, being never self-denying is âfor many and perhaps most peopleâ (p. 17) definitely not among the best possible sets of motives. Consequently, Parfit explains, the Self-interest Theory does not tell these people to have that disposition. Thus, when people suffer the ill effects of having that disposition, they are violating, not complying with, the Self-interest Theory. So, the theory is not failing in its own terms (p. 11).4
Parfit goes on to consider other questions about the Self-interest Theory, such as whether there might be other grounds for saying that it fails in its own terms (p. 11), or whether it is objectionable because it directs people to be disposed to sometimes act irrationally (p. 12), or whether it is objectionable because it implies that we cannot entirely avoid acting irrationally (p. 16), or whether it is objectionable because it might sometimes tell agents to believe a revised version of itself (p. 19), or whether it would be objectionable if it were self-effacing, in the sense of telling âeveryone to cause himself to believe some other theoryâ (p. 24), or whether it is objectionable because the outcome would be bad for a group of people if they believed it and were unable to...