1
Cruelty and absolute dependence
From the âProject for a scientific psychologyâ (1950 [1895]) to Moses and Monotheism (1939), Freud consistently develops a theory of cruelty as a pivotal element in his theory of the psychical apparatus. The topic of cruelty is clearly present in âThoughts for the times on war and death,â in which Freud contends that not only is âthe primaeval history of mankind filled with murderâ but also that âif we are to be judged by our unconscious wishful impulses, we ourselves are a gang of murderersâ (1915a, pp. 292 and 298). Such a stance is even more observable in Freudâs (1933b [1932]) letter to Einstein, published as Why War? Freud expresses his âentire agreementâ with Einstein who postulates âa drive for hatred and destruction â which goes halfway to meet the efforts of the warmongers.â
But it is clear that the development of Freudâs metapsychology, from the first topography of the psychic apparatus conceived as three domains (unconscious/preconscious/conscious) to the second topography organized according to three agencies (id/ego/superego), shows the central role played by the factor of cruelty in Freudâs conception of the psychic apparatus. The agency of the superego explicitly personifies the factor of cruelty underlying the changes that Freud would continue to make with respect to his approach to the narcissistic neuroses and psychoneuroses.
As early as Instincts and Their Vicissitudes (1915b), when he posits that hatred is more primordial than love and relates it not to sexuality but, from the outset, to the drives of self-preservation, Freud was anticipating the subsequent claims of Moses and Monotheism (1939): such hatred endows the superego with âa harshly restraining, cruelly prohibiting qualityâ (1923, p. 54). It is inherent in the cruelty of the father of the primal horde and related to the inaugural murder of the father, even though humanity has always continued to identify with him and to carry out his will and commandments. âIt may be said,â adds Freud in a footnote, âthat the psycho-analytic or metapsychological ego stands on its head no less than the anatomical ego â the âcortical homunculusâ â (ibid., p. 49). It is deeply rooted in such cruelty and draws its life forces from the prehistoric experiences that such cruelty occasioned â experiences that have accumulated from generation to generation.
Each generation transforms primal cruelty into a more or less cruel paternal figure (a personification of the superego), but a tutelary figure nonetheless, because anxiety related to destruction is âthe first great anxiety-state of birth,â the true remnant of the cruelty which âoccurs between the ego and the super-ego,â instead of turning round upon the subjectâs own ego and threatening its existence. âTo the ego,â Freud writes, âliving means the same as being loved â being loved by the super-ego, which here again appears as the representative of the idâ and of âthe mute but powerful death drivesâ (ibid., pp. 58â59) that dominate it.
With the introduction of the notion of the death drive, âthe task of which is to lead organic life back into the inanimate stateâ (ibid., p. 40), which is the source of all the other drives, Freud discloses the nature of his concerns regarding this factor of cruelty. In trying to theorize a drive for mastery, a drive of destruction, an aggressive or a sadistic drive, he was less concerned with theorizing one drive-related modality among others and more concerned with shedding light on the original processes that condition how Hominins gain access to humanity and language. Freudâs account of sado-masochism, revised in âThe economic problem of masochismâ (1924), as well as his analysis of the origin of a sado-masochistic phantasy in âA child is being beatenâ (1919a), reveals the existence, at the dawn of life, of a primal form of cruelty which, in the form of âpsychic precipitatesâ or âactive mnemic tracesâ (Freudâs emphasis) encourages doing in both its active and passive forms. While in his first theoretical elaboration, Freud posits sadism as more primal than masochism, in the second he is led to reverse this postulate.
When Freud (1919a) speaks explicitly about âbeing beaten by the fatherâ and asserts that âthe beating-phantasy has its origin in an incestuous attachment to the fatherâ (p. 198), he endows such primal masochism with an erogenous quality that refers to the Oedipus complex but in its archaic form where the âfather-complexâ and the ambivalence that characterizes it have not yet been constituted. The father, the object of the incestuous attachment in the phantasy, relates to the âarchaic heritageâ (p. 193) of the Oedipus complex and therefore to âthe dreaded primal fatherâ (Freud, 1921, p. 127). Whereas in the fully mature form of the Oedipus complex, the father has already been recognized, prompting adherence and belief, the father who requires an incestuous attachment is an archaic father, who, through the âactive mnemic tracesâ left by the killing of the primal father, demands to be constituted; herein lies his cruelty. What Freud means is that this drama of origins is not limited to the beginning. It keeps returning with each birth, placing the infant in a state of âabsolute dependenceâ that leads to the formation of a âfather-complexâ and to the âlonging for the fatherâ (Freud, 1912â1913, p. 148) that this state entails.
Freud was in no position, however, to ponder on the links between âabsolute dependenceâ and the infantâs environment, a factor Winnicott was to endow with vital importance and which Freud held as pre-established.1 Yet the significant elaborations that Freud devotes in his second topography to the notion of the ego offer valuable insights into the issue of cruelty in relation to âabsolute dependenceâ as long as one is willing to credit the Nebenmensch2 â instead of the infantâs âstill feebleâ ego â with the battle waged against the idâs demands. It is the Nebenmensch that either succeeds or fails to prop up the infantâs âstill feebleâ ego. It is again the Nebenmensch that provides assurance for the primitive part of the ego, namely, the superego, which âis in the habit of transforming the idâs will into action as if it were its ownâ (1923, p. 25). Its ability to withstand the active traces which reactualize the inaugural drama3 with each birth is what determines the infantâs possibility to transform the primal fatherâs cruelty into âa longing for the fatherâ or, conversely, into a cruel and sadistic superego. In particular, its capacity to undergo the numerous transformations that are required to substitute the multiple âobject-cathexes of the idâ into identifications â in other words, its propensity for fragmentation, dissociation, and multiple identifications â is vital in âan individualâs first and most important identification, his identification with the father in his own personal prehistoryâ (ibid., p. 31).
I think that it is at this very early stage of the constitution of the ego and its âdependent relationships,â long before it is possible to refer to a subject articulated in language and the symbolic, that Freud somehow circumvented the obstacle by returning to heredity, by attaching cruelty to an innate death drive.
* * *
A reflection on cruelty that seeks to extend Freudâs thought by extricating it from the rut of heredity in which it had become bogged down requires a closer investigation â closer than Freud was able to do â of the elements that characterize this state of âabsolute dependence.â For it is this state that constitutes the first stage of the diphasic development of humanity as well as that of young human beings. Freud draws a parallel between the era of totemism and polytheisms and the primary narcissism of the infant (infans = before it can speak). In the evolution of humanity as well as that of its youngest members, it is once the first stage has been implemented that the father is established as the initiator of faith, the father of monotheism in the history of Judeo-Christian and Muslim civilization, or the father who founds each new individualâs access to the symbolic dimension. Now, in both cases, absolute dependence is the fundamental feature of this first step and it implies collective processes capable of absorbing the active traces left by the inaugural murder. In totem societies, such processes are embodied by the members of the clan, while in primary narcissism they can be attributed to what one may call the âplural mother.â* Absolute dependence conditions the diphasic establishment of human sexuality as well as infantile neurosis, while its deficiencies underlie the various forms of psychotic anxiety.
The unrepressed unconscious
The first difficulty that arises when taking âabsolute dependenceâ into account in the context of the present study is that we must first take a step backwards. Indeed, it implies returning to the infantâs state at the beginning of life in order to consider the forces at work in the circumstances that precede its emergence, as well as those that immediately follow it. This forces us to rely on the language of âthingsâ to tackle that which is not yet linked to word-presentations.
Arguably, Freud did not overlook such a setback, so much so that in 1923 he was led to question the theoretical edifice he had elaborated on the basis of repression as the keystone of the unconscious and its formations. Freudâs first topography of the psychic apparatus, divided into the unconscious/preconscious/conscious domains, is based precisely on the repression of cruelty, seen as an integral and innate part of the sexual drives. In the first topography, conflict is thus inherent to the psychic apparatus and it opposes the sexual drives and the egoâs self-preservative drives. It is expressed by the return of the repressed, in the form of repressed unconscious thoughts that have been distorted by censorship and which can gain access to consciousness by virtue of their links with word-presentations. The aim of analytic treatment consists in the lifting of repression by following the metonymic and metaphorical displacement of the return of the repressed that directs the patientâs discourse.
But in the light of his clinical experience, Freud became aware of the limitations of his conception of analysis based on the lifting of repression due to its failure to overcome the resistance of some patients who exhibit a negative therapeutic reaction and counter any successful outcome for the treatment.
The patientâs resistance led Freud to turn his attention towards the infant, towards an in-depth study of the ego and its dependent relationships at the earliest stages of its formation. He then faced, as he acknowledges, âthe necessity of postulating a third Ucs., which is ânot repressedâ (p. 18, my emphasis) in addition to the repressed unconscious and the latent unconscious. The unrepressed unconscious â the basis for Freudâs elaboration of the âidâ â manifests itself, Freud explains, at the beginning of life, through the exertion of âdriving force without the ego noticing the compulsionâ (p. 22).
Freud postulates a second topography of the psychic apparatus, involving three agencies as well: the id, the ego, and the superego. He therefore redefines the conflict which is no longer seen as intrapsychic, opposing the egoâs drives of self-preservation and the sexual drives, as posited in the first topography, but between forces that are radically external to the psychic apparatus4 and the life drives which include ego drives and sexual drives.
By analogy with the repressed unconscious which gives rise to unconscious ideas, Freud believes that the âunknown and uncontrollable forcesâ of this âunrepressed unconsciousâ yield âunconscious feelingsâ (Freudâs emphasis) which, unlike unconscious ideas, âare themselves transmitted directlyâ (ibid., p. 22, my emphasis) to the conscious, without the prerequisite of connecting links to word-presentations. This is how such forces besiege the âegoâ and âexert driving force without the ego noticing the compulsionâ (ibid.). As such, they are viewed by Freud as a âsecond class of instincts,â a class that is difficult to elucidate (p. 40). Freud is led to ârecognise sadism as its representativeâ (ibid.). He consequently upholds a dualistic classification of the drives, comprising the second class of drives which he calls âthe death instinctâ and the first class referred to as âthe life instinct.â On the basis of theoretical reflections supported by biology, Freud comes to identify cruelty in the midst of the death drives, for their task is to disintegrate living substance into particles and âlead organic life back into the inanimate stateâ (ibid.) whereas the life drives, âby bringing about a more and more far-reaching combination of the particles into which living substance is dispersed, aims at complicating lifeâ (ibid.).
(a) Death drive or expanding void?
The insight that psychic life is dominated by the conservative tendency to return to the previous state of things attests to the brilliance of Freudâs thinking. Such an insight paves the way for the prehistory of cruelty, for the time that precedes its fusion with the sexual drives and its foundation of human desire.
A century after Freud, I wish to engage in a new series of reflections, supported by the recent findings of quantum physics and by the insights that it yields into the complex biological systems that make up the primary environment of individuals.
I will therefore be proposing a new reading of Freudâs hypotheses from this perspective. It is my contention that Freudâs insight into the tendency to return to the previous state of things refers, unwittingly, to the characteristic property of what physics defines as a void, namely, the return to the lower energy state. In quantum physics, a void is a set of quantum fields that are subjected to energy variations resulting from interactions with electro-magnetic fields and animated by the emergence and disappearance of matter. The emergence of matter within a void leads to a shift from the so-called lower energy state to the so-called excited state, where it exerts its forces of return to the previous state, requiring matter to be annihilated. In physics, a void is defined as a âminimal state of beingâ (CassĂ©, 1993, p. 97), it is thus not equivalent to nothingness. It is âthe mode of non-excitation, of hibernation of matterâ (p. 134) according to Michel CassĂ©, and, as such, it cannot be equated with the nothing of ex nihilo genesis.
By specifying that âthe emergence of life would thus be the cause of the continuance of life and also at the same time of the striving towards death,â Freud (1923, pp. 40â41) locates the prehistory of cruelty within the economy of the âphysical voidâ* (a void from which individuals emerge and within which their growth has developed), without being able to examine it further. The hypothesis I am advancing, without claiming to be able to back it up with a convincing scientific explanation, is nonetheless based on the advances of the complex molecular biology of the placenta processes involved in the establishment and unfolding of gestation. This hypothesis was reinforced, moreover, by the theories developed by physicists who have postulated an isomorphism between psychic reality and quantum reality. On my hypothesis, the materialization of the foetal soma implies that the physical void, constitutive of matrix cells, is subjected to constant densification adequate to the central void represented by the cavity in which the embryo develops, and that this is the case at each stage of the embryogenic process. In this way, the global symmetry is constantly maintained between container and contained in spite of foetal growth. This matrix void, which constitutes the primitive inside as an âincluded thirdâ imprisoned in the envelopes of the foetus, thus passes from an initial state of lower energy to an increasingly saturated state, until the threshold of irreversibility is reached, determining the end of pregnancy.
Birth necessarily comes as a transgression of the âmonarchicâ economy of this void, which only accepts the growth of the foetus within it if it is paid or enriched in return. So much so that when the rupture of membranes occurs, this void, which has accumulated such an intense force as a result of its saturation that it manifests its need for expansion, scatters, and in so doing it is so radically dispersed that its extension has to be unlimited. From my perspective, such dispersion is ânatural law,â as posited by Nietzsche, and it manifests itself through âunknown and uncontrollable forces,â as Groddeck (cited by Freud, 1923, p. 23) puts it â the same forces Freud attaches to the unrepressed unconscious, which, at the beginning of life, expresses this same centrifugal force by its compulsive tendency to return to the previous state.
The hypothesis that I will be developing throughout this book is that cruelty is intrinsic to the expansion of the matrix void* which passes from the state of included third5* to the state of excluded third*. From the point of view of the prehistoric infantile subject, this represents the loss of an origin that the latter still has vital need of a base of support to free himself from the enclaved state in which the excluded third leaves him at the moment when the membranes break. Biological birth does not suffice to deliver him from this harsh primitive inside to which foetal organogenesis is strictly subject. Yet this vital need for deliverance is to do with a need to break out from the world of the void contained by the envelopes or membranes (henceforth referred to as âMothersâ*). It is necessarily this same world to which the human infant wants to ret...