1
Rooms
Paul Auster has consistently taken the city of New York as a central feature in his work. The city inhabits his essays, novels and films both as a backdrop against which the plots unfold, and as an active agent in their outcomes. In 1988, Auster told Allan Reich: âNew York is the most important place for meâ (Reich, 1988: n.p.). Around the same time, in a comment subsequently edited from the published interview, he told Larry McCaffrey and Sinda Gregory that New York is the main character of The New York Trilogy (1988), and that he is both attached to and hates the city (Gregory and McCaffery, undated: 11).1 In 1997 â in conversation with another confirmed New Yorker, Lou Reed â Auster avowed that New York is a special place, distinct from the rest of America. âNew York I donât even think of as part of America, itâs not even a part of New York stateâ, he says. âItâs a separate little city state that belongs to the worldâ (South Bank Show, 1997).
The compelling nature of New York City encapsulates two primary themes in Austerâs work. Contemporary literature is often concerned with representations of the complexity and scale of living in this era of late capitalism and global culture, and so engages with the processes that allow New York to be at once isolated while belonging to the world. At the same time, Austerâs literature is centrally concerned with how we, as individuals, live collectively. In his early poetry, this is as much a question about society in general as it is about metropolitan living in particular. As the work develops and Auster turns increasingly to prose, and then to fiction, the questions of living in the metropolis, of anonymity and alienation, come to the fore.
Jean Baudrillard, on visiting the city, recorded similar concerns in his study America (1988). âWhy do people live in New York?â, he asked.
There is no relationship between them. Except for an inner electricity which results from the simple fact of being crowded together. A magical sensation of contiguity and attraction for an artificial centrality. This is what makes it a self-attracting universe, which there is no reason to leave. There is no reason to be here, except for the sheer ecstasy of being crowded together. (Baudrillard, 1988: 15)
Auster explores these same concerns. Like Baudrillard, he finds New York at once compelling and menacing. He tells Lou Reed that he is struck by the âfilth and the density of populationâ, and âthe absolutely staggering range of humanity that walks by you at any given momentâ (South Bank Show, 1997). This urban contradiction, of being at once attracted to and repelled by the metropolis, surfaces many times and provides a fascinating and productive tension in Austerâs work.
Austerâs concern with how we live collectively in large cities â âthe monstrous sum / of particularsâ or âthe life that extends beyond meâ, he calls it in the poems âDisappearancesâ and âWhite Spacesâ â is in part motivated by his interest in how the individual locates her or himself in the world (Auster, 1991: 61 and 83). His characters need first to locate themselves in the world through a matrix of situated and relational coordinates, before going on to establish stable relationships with others and a coherent sense of themselves. That is to say, in Austerâs work, not until the metropolitan subject has established where they are through the landmarks and symbols of a knowable locale, and where that place is in relation to the rest of the physical and social world (and, in turn, how they are connected to it), can they begin the work of âselfhoodâ. For Auster, this is the establishment of a stable and productive âIâ.
Auster explicitly acknowledges the importance of this theme. He told Joseph Malia that The New York Trilogy is about âidentityâ:
The question of who is who and whether or not we are who we think we are. The whole process . . . is one of stripping away to some barer condition in which we have to face up to who we are. Or who we arenât. It finally comes to the same thing. (Auster, 1997: 279)
Throughout the Auster canon, who his characters are (or arenât) is repeatedly forged from their connections to the social world, which they establish through friendship, love and the family.
Each of the following chapters traces the metropolitan conditions Auster presents as necessary for the founding and construction of an âIâ for his characters. These include satisfactory and supportive correspondences between charactersâ subjective âinner terrainâ and their physical, invariably metropolitan, outer one. As he shows, social connections and stable and coherent identity are only possible in the metropolis when there is a reasonable degree of coincidence between the self and the physical environment. Equally, where the âouter terrainâ of the physical metropolis is volatile and complex, the opportunity for harmony between individual and environment is drastically diminished. Consequently, any stability that Auster represents for his characters remains fragile and temporary, always contingent on the flexibility of the urban subject and her or his capacity to adapt to a complex and constantly shifting metropolis. As Peter Brooker points out in New York Fictions (1996), âAusterâs stories reflect on . . . interlaced concerns of language, literature and identity, seeking moments or types of stability between the extremes of fixity and randomnessâ (Brooker, 1996: 145). This study traces the stages in Austerâs literary career which demonstrate three shifting understandings of identity in the metropolis, and explores fixity and randomness when experienced under these different perceptions. First, there are nihilistic representations of fragmentation and breakdown. These are followed by a locally found familiarity and stability that remains fragile and contingent because of metropolitan volatility. Finally, Austerâs characters develop an urban vision able to incorporate both local knowledge and a view of the wider social world, providing stability through flexibility.
Repeatedly Auster demonstrates that writing can be a way of mediating metropolitan experiences, and how storytelling and language are mythical dimensions of life which have the potential to overcome or alleviate urban predicaments. As this and subsequent chapters show, an essential element of Austerâs varied and far-ranging artistic project is to recover New York (in particular) as a place to live. He shows how, when the metropolis is encountered as only a physical and social reality, it swiftly becomes an overwhelming and disorientating environment. However, when that physical reality is overlaid with a poetical dimension, the city is invested with symbolic and lyrical qualities able to âdisalienateâ and âre-enchantâ it.
For Auster, storytelling represents the illusory and mythical powers needed to âre-enchantâ the metropolis, and characters who are able to deploy storytelling as an urban strategy come to find some sort of stability in their lives. As he told Mark Irwin, âstories are the fundamental food for the soul. . . . Itâs through stories that we struggle to make sense of the worldâ (Auster, 1997: 336). He goes on:
I believe that the world is filled with stories, that our lives are filled with stories, but itâs only at certain moments that we are able to see them or to understand them. You have to be ready to understand them. (Auster, 1997: 329)
Storytelling in Austerâs work functions as a means by which the alienated individual can share with others, and reconnect to the social realm. The new poetical and social geography created by stories then overlays the city as an insubstantial and mythical dimension. Kevin Robins, discussing his sense of the postmodern city, sees a need to âattempt to re-imagine urbanity [by] . . . . recovering a lost sense of territorial identity, urban community and public space. It is a kind of return to (mythical) originsâ (Robins, 1993: 304). The re-enchantment of the life of cities, he writes, is able âto revitalize tradition and community and to revalidate the kinds of particularity that have been lostâ (Robins, 1993: 321). It is the assertion of community and the particularity of storytelling as a way of sharing that has the capacity to re-enchant the metropolis in Austerâs work. Similarly, Donattella Mazzoleni, in her essay âThe City and the Imaginaryâ, calls for a new relationship between the âIâ and the metropolitan environment âby positing a possibility of a new imaginaryâ because the âcity is . . . a site of an identificationâ (Mazzoleni, 1993: 286 and 293, original emphasis).
Auster shows, through the movement in his texts from nihilism to a qualified optimism, that by reimagining the physical city the individual can achieve a relatively stable purchase on selfhood and social being in metropolitan life, suggesting that the process of reimagining is a dialectical one. James Donald, in Imagining the Modern Metropolis, also considers the relationship between the poetical imagination of urban stories and the material reality of the metropolis. He describes the exchange between the two in this way:
It is not just that the boundaries between reality and imagination are fuzzy and porous. In the development of cities can be discerned a traffic between the two, an economy of symbolic constructs which have material consequences that are manifested in an enduring reality. (Donald, 1999: 27)
On an individual level, Auster presents characters who negotiate between the reality of their physical environment and the metropolis of their imagination (their âinner terrainâ). The greater the correspondences between place and self, the more secure a characterâs social connections, and the more coherent their sense of identity.
Austerâs poetry, books and films have always focused on characters moving through space, and so the âspatial turnâ of the new cultural geography offers a particularly productive analytical approach to Austerâs work. As Sara Blair comments, since the 1970s âa constellation of texts and scholars drawing on cultural theory, anthropology, sociology, and philosophy has . . . declared . . . that temporality as the organizing form of experience has been superseded by spatialityâ (Blair, 1998: 544). This new cultural geography includes the inaugurating figures of Henri Lefebvre, Edward Soja and David Harvey, and maps contemporary spatial practices alongside their cultural consequences. Cultural geography, then, examines the âcontested border between literature and culture, the aesthetic and the socialâ, while at the same time admitting representations of spatial experience to the enquiry of geographers (Blair, 1998: 545â6).
This book sketches how the new thinking associated with cultural geography echoes many of Austerâs own concerns. It also indicates how fiction is able to imagine beyond the limits of empirical social science to encounter spaces and places of the metropolis at its extremes, and how cultural geography too is beginning to use the imaginary as a way of interrogating its own practices.
I have organised my examination of Austerâs central themes and their attendant concerns into a series of spaces and geographical scales and richly textured spatial experience. Consequently, my argument moves from the writerâs room in this chapter onto the eerily uninhabited streets of New York City in Chapter 2, then to the social spaces (bars, restaurants, galleries, and so on) of âdowntownâ Manhattan in Chapter 3. It then travels out of the metropolis and measures the way in which Auster represents cities and spaces beyond New York in relation to his home city in Chapter 4. Chapter 5 more fully enters the realm of the imagination and considers the spaces of dystopia and utopia, and the power of the symbolic in spatial constructions and the creation of place. Finally, the study returns to the metropolis to explore how Austerâs geographical imagination is able to create a particular sense of place in Brooklyn, while at the same time exploring how it relates to the global processes of New York City as it becomes a global capital. Each chapter takes one or two texts (novels or films) and focuses in detail on how Austerâs key themes of identity, loss and disconnection, language and storytelling, and illusion are affected by place. Auster moves from urban nihilism to qualified optimism in his work as he searches for forms of social life and community in the contemporary metropolis, and the chapters trace this shift from the early poetry, through the first fictions, to the films of the 1990s and the subsequent novels.
The chapters trace correspondences between the perspectives of cultural geography, the phases of identity in Austerâs work, and his âways of tellingâ â from poetry, through fiction, to film. Auster comes to argue persuasively for the power of fable, magic, imagination and storytelling as one way of locating the self and creating a coherent and stable sense of identity in the complex contemporary metropolis. Thus he proposes a compelling corrective to the rational theories of space, that is a âpoetics of placeâ, a poetics of New York.
Austerâs early career was spent as a translator (he lived in Paris during his twenties), an essayist and a poet. He contemplates this period of his life in the memoir, Hand to Mouth (1998), subtitled âA Chronicle of Early Failureâ, where he describes a life lived in penury. During this time he was married to the translator and novelist Lydia Davis and together they had a son, Daniel (who will be discussed, in fictionalised form, in Chapter 4). The rest of this chapter will deal with this predominantly neglected period of Austerâs career (roughly 1970 to 1982), and will trace his route from poetry to prose. I will focus in particular on the writerâs room as a site of literary production, and how this space shapes Austerâs treatment of the key themes of language, memory and writing.
While, as Auster himself insists, he has always written prose in the form of literary essays and novels in progress (portions of which emerge in the published works later on), poetry was the dominant form in his early career (Auster, 1997: 298). By paying close attention to a number of key poems, I will demonstrate Austerâs early concern with language and how it is affected by metropolitan living. The transition from verse to prose came with a âprose poemâ, âWhite Spacesâ, which explores the relationship between language, writing and space, both personal and metropolitan. Austerâs first major prose publication came with the appearance of The Invention of Solitude (1982), an extended meditation on the life and death of his father, Sam Auster, and the capacity of language and writing to capture the qualities both of the man and of loss.
Taken together, Austerâs urban experiences at home and in Europe, and his engagement with these experiences as a poet and as a writer, combine to foreground a concern with the capacity of language to capture and communicate metropolitan existence. In the earlier work, the problematic relationship between the word and the metropolitan world is emphasised along with his concern with how the poet is to locate himself in the myriad social interconnections of the metropolis. Paradoxically, what emerges most strongly in response to this concern is the image of the poet isolated in his lonely room. This image resonates with that of the alienated poet in the crowd, and is part of a long literary tradition which Auster invokes to represent the artistâs struggle. The poet struggles with language to describe his place within the social world, and as he feels progressively disconnected from the world the site of that struggle becomes his room.
If for the urban poet the city is the object of study, then for Auster the room comes to represent a place to write it from. However, a contrast emerges between the poetic method of earlier poets â such as Edgar Allan Poe, Charles Baudelaire and Charles Reznikoff â and that adopted by Auster. As will be discussed in Chapter 2, Austerâs wanderer-observers often fail to create a legible urban record. However, Poe, Baudelaire and Reznikoff do employ the methods of the flâneur â wandering the streets and recording the sights and sensations of the metropolis. Auster, through his autobiographical character A. in Solitude, employs the example of the influential German poet Friedrich HĂślderlin (1770â1843), who confined himself to his room after the death of his lover, but continued to write feverishly (Auster, 1982: 98â100). By adopting HĂślderlinâs method, A. does not so much engage with New York as a material and present fact, but chooses instead to re-present the city from the raw material of memory. By calling upon and adapting an earlier tradition Auster is expressing a contemporary response to the complexities of the metropolitan environment. A. is unable to experience and record his New York in the same way as the flâneurâs itinerant method because of the scale, complexity and intensity of the contemporary metropolis. Instead the city must be committed to memory and recorded through the mediating abstractions of language.
In Austerâs poetry and early prose works there are distinct correspondences between the experience of language and the experience of metropolitan living. Many times we see how the relationship the poet or character forms with language is governed by the conditions under which she or he experiences it. Under certain extreme conditions the individual comes exclusively to view language as a large, complex and remote system which manipulates them, and to which they cannot effectively relate. As a result the individual suffers a breakdown of her or his language function, experiencing, at its most critical stage, the condition known as âaphasiaâ.2 The concept of aphasia, as I am employing it here, will prove valuable in a number of contexts in the following chapters. It will be useful first, then, to sketch out what I mean by the term. Effectively, aphasia causes a disjunction in the mind of the sufferer between their experience of the world and their ability to deploy language to describe it. In short, words and things no longer correspond. In Paul Austerâs work characters suffer from âaphasicâ episodes under conditions of severe isolation and loneliness, causing them to become disconnected from their physical and social worlds. As an âaphasicâ disjunction between the word and the world develops, so characters struggle with many aspects of their metropolitan condition. Consequently, a coherent relationship with language emerges as an essential component in stabilising the urban lives of Austerâs central characters. To them, Ne...