Chapter 1
Background: Theory and Research
James R.Rest
University of Minnesota
Lawrence Kohlberg is the starting point for this research. Much has been written about Kohlbergâs work, and Kohlberg himself was a prolific writer1. Yet many recent interpretations are amazingly distorted and ignorant of the research. Consequently, this chapter presents a brief restatement of the cognitive-developmental approach begun by Kohlberg in the mid-1950s. It provides an updated version of research findings. It describes an expanded view of morality that acknowledges the limitations of moral judgment research as well as its contributions. This chapter is background for the theory and research of the following chapters. Readers already familiar with Kohlbergâs cognitive-developmental approach, Defining Issues Test, the research base in moral judgment, and the Four Component Model, may wish to skip this chapter and go directly to the next chapters.
Empirical evidence does not seem to have much to do with the popularity of psychological theories of morality. Indicators of popularityâcitations in journals, coverage in introductory texts, number of presentations at conventions, availability of funds for grantsâseem to be governed mostly by external social/political/ideological enthusiasms. The popularity of Lawrence Kohlbergâs ideas about morality began to rise with the student protests of the late 1960s, with opposition to the Vietnam War, and with the Civil Rights Movement. In Kohlberg, many people saw a kindred spirit and scientific defense of their own views on morality at the time. Kohlbergâs popularity peaked in the 1970s. In 1974, a scathing review of Kohlbergâs theory appeared that seriously challenged the robustness of its evidential base (Kurtines & Grief, 1974). The critique was well-taken. Like it or not, one had to admit that theorizing had greatly outstripped the evidence. But this discussion of evidence did not much affect Kohlbergâs popularity. Instead, the crucial factor was that public attention shifted from justice controversies to other concerns. And after the theoretical struggle between behavioral and cognitive approaches to American psychology had become resolved in favor of cognition (Kohlberg was one of the early advocates for cognition), cognition became the target of new challenges. Ironically, as the evidence for the Kohlbergian approach accumulated and strengthened, the popularity of the approach waned. In the 1980s, the rise of a particular brand of feminist ideologyâdenying similarities of men and women, and extolling differencesâcoincided with Gilliganâs (1982) challenge of Kohlberg. Nowadays it is common to hear the pronouncement that Gilligan completely disproved Kohlberg. But after 10 years, there is pitifully little empirical evidence for Gilliganâs theory. The Gilligan phenomenon underscores the view that popularity has little to do with evidence. Accordingly, there is reason to restate the theory and research.
THE SOCIALIZATION VIEW OF MORAL DEVELOPMENT AND THE COGNITIVE DEVELOPMENTAL APPROACH
Jean Piaget made a brief foray into morality research in the 1930s. Attention to moral thinking did not catch on in a big way in this country until Kohlbergâs work in the 1950s and 1960s. Behaviorism still dominated psychology in the 1950s, and it is difficult for us today to appreciate what this meant then. In the 1950s, the study of all cognition was suspect, much more the study of moral cognition. The dominant view of moral development at the time was the socialization view. Accordingly, moral development was a matter of learning the norms of oneâs culture, of accepting them and internalizing them, and of behaving in conformity to them. Thus, if the norms of oneâs culture say it is right to make noise while eating soup, then it is morally right to slurp while eating soup. If oneâs culture has norms against extramarital sex, then sex is wrong outside marriage. If the social norms say to segregate the luncheon counters by race, then it is morally right to segregate them. In the 1950s, to be âadjustedâ was psychologyâs highest word of praise.
Kohlberg turned the socialization view upside down. Instead of starting with the assumption that society determines what is morally right and wrong, Kohlberg said it is the individual who determines right and wrong. The individual interprets situations, derives psychological and moral meaning from social events, and makes moral judgments. Sometimes, Kohlberg argued, conformity to social norms is morally wrong (e.g., in the case of Sheriff Bull Conor, protector of segregation laws; or Aldolf Eichmann, dutiful administrator of the Nazi concentration camps) and other times nonconformity is morally right (e.g., Martin Luther King defying legal authorities). In the late 1950s, this talk was quite different from the mainstream psychology or predominant American ideology of that time. Further, Kohlberg said that psychology should study how it is that individuals arrive at moral judgmentsâmoral judgment being the most interesting process of moral development. Thus, Kohlbergâs emphasis on moral judgment drew attention away from the favorite constructs of the socialization view (such as identification with authority figures, guilt, delay of gratification, and perseverance under hardship).
Kohlberg enthusiastically embraced Piagetâs general approach. Piaget in the 1950s was quite new to American psychologists, and the cognitive revolution in psychology had not yet taken place. Kohlberg deliberately and self-consciously undertook to extend the Piagetian line of theory and research into the study of morality in the following ways:
1. Like Piaget, Kohlberg focused on cognitionâthe thinking process and the representations by which people construct reality and meaning.
2. Like Piaget, Kohlberg assumed that there would be stages in the organization of moral judgment. The primary task of the psychologist was to describe stages of moral judgment development and to devise a method for assessing a personâs stage. (The underlying metaphor of stages is the staircaseâthat the stages are like steps on the staircase and that people advance developmentally by going up the staircase one step at a time, without skipping any steps, and always in the same order.2)
3. Like Piaget, Kohlberg collected data by posing problems to subjects, asking subjects to solve the problem, then probing into how the subjects went about solving it. Kohlberg devised a series of moral dilemmas to give to subjects, asking for their justifications. The challenge to the moral psychologistâaccording to Kohlbergâwas to understand how intuitions of fairness arise.
4. Like Piaget, Kohlberg favored studies that presented the moral dilemmas to children of different ages, looking for age differences in their basic problem-solving strategies. Kohlberg was interested in explaining how the problem-solving strategies of very young children differed from those of older children or adults (how 8-year-olds as a group are different from 18-year-olds, and how both are different from 48-year-olds).
Later, Kohlberg would use longitudinal data (administering the test to the same subjects several times repeatedly at 3-year intervals) to document that people do change in moral judgment and that they change in the ways postulated by theory.
A well-known moral dilemma that Kohlberg used is the Heinz dilemma. The basic story about Heinz (in case you have somehow escaped hearing about this dilemma) is that Heinzâs wife is dying of cancer and needs a drug that an enterprising druggist has invented. The druggist demands such a high price that Heinz cannot raise the money. Heinzâs dilemma, then, is whether or not to steal the drug to save his dying wife. This well-worn story has worked surprisingly well in engaging a vast array of subjects and in producing quite different and illuminating responses. Table 1.1 displays three types of responses.
Kohlberg would approach these responses by asking, âHow are these three responses different? What basic problem-solving strategies underlie these three responses?â
Response A presents a rather uncomplicated approach to moral problems. One solves moral problems by identifying what the actor wants and what instrumentally it takes to achieve the actorâs interests; answer these questions and the moral problem is solved! Only the actorâs interests are explicitly mentioned.
Response B takes into account the relationship of Heinz with his wifeâthe bonds of affection create some special responsibilities. In addition to Heinzâs interests, those of his wife are included in consideration. Further, response B is concerned that Heinzâs actions be motivated by good intentions.
We might say that Response C is taking a society wide perspective into account. This is not an incident involving only Heinz, his wife, and the druggist. This specific act is seen within the context of maintaining order within the whole society. Law is the key in making moral decisions.
THE SIX STAGES
Responses to dilemmas such as appear in Table 1.1 provided the kind of data on which Kohlberg built his theory. His theory makes two very bold claims: (a) t...