Engagement Background and Theory | I |
In this section, we discuss the basics of engagement and other human resource programs designed to activate the workforce and why these have failed to be successful cultural changing initiatives. We will discuss what the current state of engagement is overall and in manufacturing in particular. Next, we delve deeply into the psychology and sociology of engagement, from both a scholarly and a practical perspective. We explore, in depth, the weaknesses of these models and what must be added to make these models effective in the world of business. Finally, we end this section with a simple, practical definition of engagement.
Part I contains five chapters:
Chapter 1 Background Information
Chapter 2 History and Current State
Chapter 3 Engagement Theory ā A Top-Down Perspective
Chapter 4 Issues with The Theory
Chapter 5 Toward a Practical Definition
Chapter 1
Background Information
Aim of this Chapter ā¦ is to discuss some background concepts necessary to our study of engagement. First, we will discuss the history of some human resource programs and why they were not effective. Next, we will briefly discuss the concept of business cultures and their relationship to employee engagement as well as the relationship between employee engagement to Toyotaās concept of respect for people. Weāll then explore how you should go about making the change and why you donāt want to have an āengagement program, project or initiativeā but rather a cultural change. Finally, we will wrap up the chapter with three technical topics: a quantification of the business benefits of a fully engaged workforce; three common business strategies that must be avoided if you wish to attain a fully engaged workforce; and the data used in this book.
Some history of human resource improvement programs
There have been many efforts by businesses to achieve more with their available human capital. Numerous well-intended efforts have been started. They include:
ā empowerment efforts
ā improving the quality of work life activities
ā teams ā with many adjectives added such as: self-directed; logical-work-group; and even matrix teams
ā the motivation and discipline movement
ā the āI donāt care about the method, just get me the resultsā approach
ā the effort to incentivize them
ā the accountability movement
ā the need to reengineer and reinvent ā¦
ā and numerous others
Yet these came, and for the most part ā¦ they went.
Some created an initial positive effect; others had no effect. But a surprisingly large number of these initiatives, when officially placed in their casket, left the workplace worse off than if they had never shown up on the scene in the first place. They all sounded good. Most start very well with lots of folderol and initial energy, raised expectations and often some early gains. But finally, in the normal flow of doing business, and normally very quickly, those initial high hopes and desires get crushed by the reality of just doing business. Those hoping to get motivated, incentivized or teamed up, were left back at the starting line ā but now with the bitter taste of disappointment and unmet promises still fresh in their mouth. Like Tom Sawyer said, āI had to sneak up to the attic and cuss for ten minutes just to get the taste back in my mouthā, and they do too.
Why did these efforts die??
Many of these initiatives died of their own weight as they were a bad idea to begin with. This includes the āincentivizingā and the āI donāt care about the method, just get me the resultsā approach; those were two really bad ideas. First, people do not need incentivizing; they come to work all ready to go. As for the āanything goesā or what I call the āAl Davis approachā, āJust win, babyā, which was his mantra with the Oakland Raiders of old, will work for any short-term gain, but the long-term issues are another story altogether. Some died because they were a decent idea but were poorly executed. All team efforts, along with quality circles, fall into this category. Others died because, even though they were basically good ideas, they did not mesh well with the existing and frequently dysfunctional culture. The empowerment and quality of work life initiatives were examples of this failure mode.
Leadership and management
Clearly, the subject of this book is engagement. But soon enough you will learn of the absolutely critical nature of āthe actions of the top fewā, the management team. In Part II, we will discuss this in depth, but while discussing engagement we will speak of leading and managing, so let me briefly define them here. Managers fulfill two roles. They must provide both leadership and management skills to make the business a success. The key distinction is this. Managers use management skills when they are dealing with the P&L statement or the plant metrics; managers exhibit leadership skills when they get the people to follow them as they jointly develop and execute plans.
I have heard it summarized two ways:
ā We manage things, but we lead people, or ā¦
ā Leaders are people who do the right thing; managers are people who do things the right way
Both are accurate, if not complete, but they can be used to clarify your thoughts until we cover this absolutely critical topic in Part II
The bottom line to the failures
Either quickly or in the fullness of time, the vast majority of these hoped-for āsilver bulletsā failed. The good and the bad ideas alike failed ā for two common reasons. First, they were almost universally treated as if one could ājust bolt them onā to their existing way of doing things. Second, and more importantly, these initiatives were treated as āemployeeā efforts and as such the management made little or no change in the way they, themselves, behaved.
The ābolt onā fallacy
Implicit in using the ābolt this thing onā approach are two underlying assumptions, which were:
ā they could start these efforts and they would not have an impact on any other part of the operating system, and
ā that the existing management system was fundamentally sound.
This penchant for managers to try to ābolt onā these changes to their existing systems failed because these assumptions were not only incorrect, they were often grossly incorrect.
The changes were āindependentā and did not affect anything else First, any change to a complicated business culture will have multiple effects. Any change to one element will have an effect on many other elements, and the effects can be both synergistic and antagonistic. Furthermore, except in the very short term, these effects are very hard to predict. For example, change the pay structure or the reporting structure and other things such as motivation and morale change; in addition, you may have an unexpected spike in attrition. So if you try to just ābolt on this new thingā you are ignoring the concept of interactions, which is a reality in all systems as well as a reality in all cultures.
The soundness of the underlying system Second, if you are going to bolt on something, like a new hasp to your garden door, you will not do that if the wood in the garden door is rotten or decaying. However, managers by the droves are more than willing to attempt to ābolt onā this teamwork effort (e.g.), or this engagement effort (e.g.) to their existing business and management systems without so much as a review of what is currently in place. Quite frankly, the management norm is to presume the existing system is perfect and needs no change ā¦ which is NEVER the case. What normally happens is that when you make the changes to implement employee engagement (e.g.), which is a large cultural change, it will highlight weaknesses in other elements of the existing system. For example, in trying to bolt on something like employee engagement, it is very common to find that you need to make substantial changes to your systems of training, planning and supervision.
The big reason ā¦ They are not ājust employeeā change efforts
The more important reason these initiatives failed was that they were treated as āemployeeā efforts and as such the management made little or no change in the way they themselves behaved. Somehow, the management felt that the only people who needed to change were the rank and file. I have run across a variety of āreasonsā given by senior managers that they donāt need to change ā¦ and all are wrong in the most fundamental way (see www.qc-ep.com, White Papers, āLean Leader or Cheerleaderā and āNo Change Occurs Until Management Changesā¦Really!!!ā).
I have found it to be axiomatic that the degree to which the rest of an organization is willing to change is dependent upon the willingness of the management to change. When there is no change in the behaviors of the management team, there will be no planned change in the day-to-day routines of the business. It is a litmus test.
Why are these problems so common?? The impacts of trying āto bolt this effort ontoā your existing system with little or no change by the management team are so powerful that if they are not properly addressed they will render the rest of the transformation useless. You will find that as we address how to improve engagement, these two issues are addressed repeatedly in this text. Do not underestimate them. As Dr. Deming taught us, a full 94% of the problems in a business ā and employee engagement is no different ā are system related; and hence lie squarely at the feet of management (Deming, 1982).
But why?? The common thread to these failures is that the management team proceeded as if these large human resource efforts were some construction project or as if they were installing āa new thingā like a new piece of planning software. However, these broad-reaching human resource efforts have large intellectual and especially emotional impacts on the entire workforce. The management is not installing āa new thingā; rather, they are literally changing the way they do a broad range of activities, and when we change āthe way we do things around hereā, we change the culture. The common problem was that the management team grossly underestimated the size of the cultural change that is required and ignored the impact of these large human resource efforts on the existing culture.
The root cause of this problem is that the management team, top to bottom, was sufficiently unaware of their existing culture ā and even sometimes sufficiently unaware of the concepts of culture itself ā to proceed without any cultural review whatsoever. In so doing ā while this approach may be convenient, and it certainly is easy ā they ignored the large emotional and intellectual impacts that these human resource efforts have on the entire workforce. They ignored the cultural implications and forged ahead as if they were doing some minor tweaks around the edges ā¦ when in reality, they were changing ājust about everyone and just about everything we do around hereā.
To ignore the culture, to ignore everyone and everything they do ā when put in those terms, it seems incomprehensible. Except that is what often happens and it explains the repeated and consistent failures of these human resource efforts, despite the input of significant effort.
So we are going to avoid those pitfalls; we...