Introduction
Critical research on the governance of tourism and sustainability
Bill Bramwell and Bernard Lane
Sheffield Business School, Sheffield Hallam University, Howard Street, Sheffield S1 1WB, UK
Tailored and effective governance is a key requirement for implementing sustainable tourism: it can enhance democratic processes, provide direction and offer the means to make practical progress. This introduction explains how the papers in this collection provide critical assessments of the theory and practice of tourism governance and sustainability. It argues that theoretical frameworks are crucial to research on the subject as they affect the issues examined and the policy recommendations made. Several papers in the collection focus on relevant theoretical frameworks and concepts, while others consider governance at different geographical scales and the interconnections between those scales. The temporal dimensions of governance are also explored because sustainable development relates to long time horizons. Governance is also considered in relation to trade-offs, policy failures, learning processes, adaptive management, the public sphere and the principle of subsidiarity.
Introduction
This collection of papers examines the governance of tourism and sustainability. In the tourism literature, the term governance is used less frequently than the related terms of tourism politics, policy, policy-making and planning, and destination management (Dredge & Jenkins, 2007; Hall, 1994, 2008; Hall & Jenkins, 1995). While there seem to be differences between each of these terms and their tourism-related activities, they also overlap to varying degrees. For example, both planning and policy in tourism involve political debate about what the agenda is, what the issues are, who is involved or affected and the alternative courses of action that are available. The idea of governance includes within its compass all of these more established terms and activities. An understanding of these tourism activities can be enhanced by drawing on ideas from the rapidly expanding social science literature on governance (Kooiman, 2003; Rhodes, 1997). This literature often emphasises how governance cannot be understood in isolation from its relationships with society, including the societal groups that seek to influence the governance processes.
There are many potential uses of the concept of governance, and this diversity of uses exceeds any attempt to offer a short yet comprehensive account (Ruhanen, Scott, Ritchie, & Tkaczynski, 2010). Governance implies a focus on âsystems of governingâ and on the ways that societies are governed, ruled or âsteeredâ (Bulkeley, 2005; Stoker, 1998). Governing systems provide means for âallocating resources and exercising control and co-ordinationâ (Rhodes, 1996, p. 653). Governance involves the processes for the regulation and mobilization of social action and for producing social order. According to Atkinson (2003, p. 103), governance involves processes âwhereby some degree of societal order is achieved, goals decided on, policies elaborated and services deliveredâ. The concept of governance is seen as broader than that of government, in recognition that often it is not just the formal agencies of government that are involved in governance tasks (Goodwin & Painter, 1996). Non-state actors that can be involved in governance include actors in the business, community and voluntary sectors.
The processes of tourism governance are likely to involve various mechanisms for governing, âsteeringâ, regulating and mobilizing action, such as institutions, decision-making rules and established practices. The forms of tourism governance can include hierarchical tiers of formal government, networks of actors beyond government, communities and also markets (Hall, 2011a). There are important power relations around tourism governance, with some groups in society, for example, having relatively more influence than others on the governance processes affecting tourism (Dredge & Jenkins, 2007; Hill, 1997). There can be significant conflicts around tourism governance as groups seek to secure their favoured policy decisions.
Tailored and effective governance is a key requirement for furthering the objectives of sustainable tourism in at least two senses. First, participation by a diverse range of actors in tourism decision-making potentially can enhance the democratic processes and ownership widely associated with sustainable development. At the local scale, for example, Mowforth and Munt (2009, p. 114) argue that âIn the field of tourism, those who speak of sustainable development almost always include participation of the destination communities as one essential element or principle of that sustainabilityâ. Sustainable tourism also usually requires effective governance processes, adjusted to specific purposes and contexts, if it is to make progress towards securing the economic, socio-cultural and environmental goals of sustainable development. Such effective governance usually entails a need for appropriate institutions, decision-making rules and established practices. Subsequently, there is also a need to develop and apply suitable instruments to implement sustainable tourism. But governance guided by sustainable tourism objectives is likely to face major obstacles. These obstacles can arise, for example, because the concerns of sustainable tourism span numerous policy domains, many relevant policies are made in other policy domains and the relevant actors are diverse and have varied interests and priorities (Bramwell, 2011).
The papers in this collection assess aspects of the governance of tourism and sustainability. They show that a focus on governance can provide helpful insights into the issues related to tourism and sustainability. The contributions explore, first, some theoretical and conceptual frameworks that can assist in understanding the governance of tourism and sustainability. Second, some papers consider tourism governance at national, regional and local scales; one explores an example of how governance at the global scale can interact with local tourism practices. The third group of papers focuses on explaining temporal change in the governance of tourism and sustainability, and on social learning within such governance processes.
Two approaches to governance
It is helpful to recognise two distinctive approaches to conducting research on governance. The first approach considers the processes for governing, âsteeringâ, regulating and mobilizing social action that apply for the cases being studied (Bevir, 2009; Healey, 2006). The pattern of governing that arises may be led by government, but equally the state may play little or no role. In this approach, governance processes are likely to vary from case to case, but governance processes of some form will always be found. This general use of the governance concept enables researchers to explore the construction of social order, social coordination or social practices irrespective of their specific content and context.
The second approach considers that governance relates to specific trends in the roles and activities of the state in some countries following neo-liberal public sector reforms begun in the 1980s and 1990s (Bevir, 2009; Dredge & Jenkins, 2007; Shone & Memon, 2008). Typically, these reforms are said to have led to a shift from a hierarchical bureaucracy based on the state towards a greater use of networks beyond the state, as well as markets and quasi-markets. This use of the governance concept is firmly related to specific trends in the stateâs activities that are said to have occurred since the late twentieth century and particularly in certain countries.
Sustainable tourism
The papers here focus on the governance of sustainable tourism. The ideas behind sustainable tourism emerged earlier, but the term became popular following the release of the Brundtland Report (World Commission on Environment and Development, 1987). In that context, it is often defined as tourism that meets the needs of present generations without compromising the ability of future generations to meet their own needs. Sustainable tourism may be regarded most basically as the application of the sustainable development idea to the tourism sector. The paper by Hall (2011b) outlines key organising ideas behind the sustainable tourism policies of the United Nationsâ Environment Programme (UNEP) and World Tourism Organisation (UNWTO). Their policies focus on three dimensions or âpillarsâ of sustainable development, namely economic, social-cultural and environmental sustainability, and sustainable tourism is considered to involve striking a balance between these three dimensions. For Hall, the cornerstone of their sustainable tourism policy paradigm is the notion of so-called âbalanceâ.
There are varying views about sustainable tourism, however, as it is a socially constructed and contested concept that reflects economic interests, the ethical beliefs of different actors and the strength and effectiveness of various lobbies. Differing sustainable tourism concepts can be used by actors to achieve their socio-economic and political objectives. Weaver and Oppermann (2000, p. 353) suggest that âsustainable tourism is ... susceptible to appropriation by those wishing to pursue a particular political agendaâ. The varied viewpoints and continuing debates mean that it is becoming more widely accepted that the quest for a universally applicable definition of sustainable tourism will not be successful. There are critics, for example, of the UNEP and UNWTO view of sustainable tourism based on the notion of âbalanceâ between economic, social and environmental issues. Cater (1995) argues that the language of âbalanceâ can be misleading as economic growth through tourism will often conflict with environmental protection, with difficult âtrade-offsâ needing to be made between economic, social and environmental dimensions. Hunter (2002, pp. 10â11) also asserts that the idea of âbalanceâ may be âused to mask the reality that economic growth is generally the primary concernâ. Hall (2011b) contends that in practice the so-called âbalancedâ approach results in continued economic growth. This may reflect a widespread pro-growth presumption within the present politicalâeconomic system. Thus, Harvey (2010, p. 27) indicates that âThe current consensus among economists and within the financial press is that a âhealthyâ capitalist economy, in which most capitalists make a reasonable profit, expands at 3 per cent per annumâ.
The sustainable tourism concept has become a key discourse through which tourism industry owners and managers, environmentalists, host communities, developers, politicians and academics frame certain tourism issues (Macnaghten & Urry, 1998). In liberal democracies, debates around disputed ideas such as sustainable tourism form an essential component of the political struggle over the direction of political and socio-economic development. Sustainable tourism has been useful in encouraging dialogue between individuals with different perspectives about tourism and its economic, social and environmental dimensions (Wall, 1997). The growing societal awareness of sustainable development issues has also helped to give prominence to the economic, environmental and socio-cultural problems connected with the tourism industry, although the evidence of continued growth in tourismâs environmental impacts suggests that at best the practical achievements of sustainable tourism policies have been limited (Hall, 2011b). The burgeoning issues surrounding tourismâs role in global warming and climate change have given new urgency to the sustainable tourism dialogue (Scott, 2011).
Critical perspectives
There is no single way to undertake âcriticalâ research on tourism. The papers assembled here offer critical perspectives on the governance of tourism and sustainability, as suggested by the title of this collection. They challenge and re-conceptualise established ideas in the field, and thus they seek to advance conceptual thinking. In a discussion about innovation in sustainable tourism research, Liburd and Edwards (2010, p. 226) assert that âCritical thinking calls for an unrelenting examination of any form of knowledge ...and underlying dogmasâ. Second, the contributions engage with theoretical frameworks from other social science fields, and this âpermeabilityâ across research domains provides new insights into tourism governance (Tribe, 2007).
Third, the papers provide assessments of the importance of interests, economic forces, power, institutional arrangements and governance processes; these are key aspects of society which interest researchers in many disciplines (Bianchi, 2009; Wilson, Harris, & Small, 2008). Finally, the authors present policy-relevant research, especially in relation to sustainable tourism policies, which potentially can help to improve society and reduce adverse environmental impacts. This policy relevance can also help to inform calls for social and political change and related action (Bramwell & Lane, 2006). Here, it should be noted that the collection provides numerous assessments of the practice of tourism governance. While there is discussion of prescriptive or normative approaches, these are grounded in assessments of what has actually happened and what has been more or less valuable in practice.
The organisation of the papers
Theoretical frameworks
The first four papers in the collection focus on identifying and assessing theoretical frameworks that explore and explain the governance of tourism and sustainability. Theoretical frameworks are crucial to research on tourism governance because they influence what is studied, how it is studied, the conclusions reached, the recommendations proposed as well as the political implications of the research.
Moscardoâs (2011) paper examines the theoretical underpinnings behind the tourism policy and planning models found in the academic literature and in government and NGO guidelines. The diagrams used in these sources that visually summarise tourism policy and planning processes were subject to content analysis in order to assess their construction of knowledge. The diagrams are potentially important as they may indicate the social representations held by researchers and practitioners about how tourism should be managed and about whether and how destination residents should be involved in governance. Moscardo finds that the diagrams convey a hegemonic social representation that has altered little over the past two decades or more. She suggests that this social representation is rooted in business theory, that it encourages a reactive rather than proactive concern for sustainability and that it suggests that the core actors in tourism development processes are tourists, followed by external agents, tourism businesses and government actors. It also indicates that residents have at best a limited role in destination tourism policy and planning processes. It is argued that it is necessary to recognise this dominant social representation of tourism governance, to critically assess ...