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Introduction
Dualistic Macbeth?Problematic Macbeth?
Nick Moschovakis
Shakespeare probably wrote his Tragedy of Macbeth just over four centuries ago. In the later seventeenth and eighteenth centuries, audiences and readers in the English-speaking world and Europe became well acquainted with the play. Since then, cultures around the globe have embraced it as a well-wrought drama of action and characterâeven as adapters and interpreters have presented radically different views of its overarching values and its larger outlook on human experience.
The play moves rapidly and suspensefully, climaxing in a battle. Its protagonists are alternately admired and abhorred; fortunate and miserable; self-assured and terrified; gratified and tormented. Its human plot speaks directly to any society where fears of treachery are felt; where blood is shed for advantage; and where crimes against unsuspecting allies, acquaintances, and friends are supposed to lead to remorse.
Macbeth joins these readily understood themes to a masque-like subplot involving conjurations, prophecies, and supernatural agency. It thus enlarges its scope beyond that of ordinary human relations. It invites speculation about the ultimate causes of pain and suffering, and may elicit our sympathy with reviled transgressors as we witness the betrayal of their extraordinary hopes.
The weĂŻrd sisters have been variously understood by different individuals, times, and cultures. They embody humanityâs perennial failure to impose its conscious will and its ideas of order upon the unruly energies of desire, the pride of the great, and the manifold horrors of war and tyranny. Last but not least, they conspire to bring us face to face with the ultimate disappointment of death.
The present introduction: purpose and terminology
Among the many questions Macbeth raises, one of the most encompassing is that of how to make choices in lifeâwhat the basis of our actions should be. Recent criticism has been energized by profound disagreements over whether or not Macbeth upholds a dualistic view of morality: one which measures human actions and objectives by their worth relative to polar opposites of âgoodâ and âbad.â When Macbeth first hears the witchesâ prophecies, he sounds problematically unable to place their promises in either category: âThis supernatural soliciting/ Cannot be ill, cannot be goodâ (1.3.129â30). His disinclination to differentiate between âgoodâ and âillâ recalls his fondness for paradoxes elsewhereââSo foul and fair a day I have not seenâ (1.3.36), ânothing is,/ But what is notâ (140â41). Yet Shakespeare often explored such occasions for ambivalence elsewhere in his writing. We might suspect that he shared the view of the nineteenth-century American sage who proclaimed, âGood and bad are but names very readily transferable to that or thisâ (Emerson 290).
Is Macbeth, then, meant to throw doubt on our ability to distinguish âgoodâ from âevilâ? Or does it instead assure us, dualistically, that we can tell them apart (and that we must)? Does it, or does it not, illustrate the premise that men and women have an ability and an obligation to choose what is bestâeven when they fail to exercise this capacity? The very liveliness of recent controversies may attest to Macbethâs ambivalent stance on the issue. Yet its characters often speak in ways that suggest a commitment to dualistic ideologies. Moreover, as we will see, a similar attachment to moral dualism consistently informed the work of both critics and performers from the later seventeenth century until the modern period. It was not until the twentieth century that Shakespeareâs interpreters began explicitly arguing that Macbeth was designed to confound dualistic categories, problematizing our moral perceptions and judgmentsâand so substantiating the weĂŻrd sistersâ contention that âFair is foul, and foul is fairâ (1.1.12).
The present chapter will trace this modern shift from the dualistic Macbeth toward its opposite, which, for brevityâs sake, I term the âproblematicâ Macbeth. This approach, though narrowly focused, can afford many telling glimpses of representative moments in the playâs history. By following the development of earlier, dualistic Macbeths and, later, those that arose to rival them, I aim to present a continuous (if inevitably partial and abbreviated) guide to Macbethâs evolution through time.
Part I begins with a summary of what scholars can and cannot claim to know, on the basis of textual and historical evidence, about Macbeth in its original context. By the 1660sâthough not earlierâwe can cite plentiful evidence for the reception of Macbeth as a morally polarized play about âgoodâ and âevil.â After that, Macbeths proliferated and diversified for three centuries or so, though almost always in keeping with a basically dualistic perspective; this rich, evolving strain in Macbethâs reception remained dominant until the 1960s. Since then, problematic Macbeths have become more culturally viable.
As I develop this narrative in Part I, my purpose is to highlight major features of critical, theatrical, and cinematic versions, while relating the most innovative to some of the cultural and social changes that informed them. Without trying to be comprehensive (an impossible aim), I have sought in Part I to illustrate both the breadth and the depth of Macbethâs involvement with the historical and creative currents of four centuries.1 Part I also briefly surveys a range of global Macbethsâthough here, again, omissions have been inevitable (if regrettable)âand it concludes with a section contrasting two English productions from the past decade. My coverage of criticism in Part I ends with the 1960s; this is because I have chosen to address recent scholarship separately, in Part II.
Part II supplies numerous references to critical studies published from the 1980s through the early 2000s. Despite exigencies of space, I have tried to give some attention to a considerable proportion of this secondary literature, while identifying some of each criticâs main concerns. In keeping with the Introductionâs general argument, I have also arranged Part II into two sections, reflecting my rough dichotomy between dualistic and problematic views of the play. Of course I donât mean to reify these heuristic terms into a new and unhelpfully artificial binary of my own invention. As a recent essay on Macbeth has provocatively argued, professional and pedagogical habits of thought can lead us to overemphasize the dichotomous patterns a work explores, even as we aim to show how it complicates those patterns (Crane). The most effective critical readings of Macbeth often integrate insights from both dualistic and problematic traditions. If they veer toward one or the other poleâas most ultimately doâthey may still attempt to take into account at least some of the considerations that have fueled opposing arguments in the past.
The organization of the volume
The same tension and interplay characterizes the critical voices convened between the covers of this book. Our contributors employ multiple critical approaches to Macbeth, and to the questions that proliferate around it: from new historicism and cultural studies, to the theory and history of performance. Their essays refer to a wealth of past work on the play, while also illustrating many trends that animate todayâs scholarship and creative practice.
Chapters 2 through 11 are arranged in a sequence roughly corresponding to the emergence of some of Macbethâs major themes, as they arise in the tragedy and are taken up in turn by each contributor. Thus, the issues at play in Macbethâs representations of monarchy and succession, Scottish history, and the male aristocratic communityâall of which surface quickly in Act 1âare discussed in chapters 2, 3, and 4 (while some receive more scrutiny in chapter 8 and elsewhere). Chapters 4, 5, and 6 develop social and cultural, as well as psychological contexts for Macbeth and Lady Macbeth, who together dominate the play from the middle of Act 1 through the end of Act 3. Chapters 7, 8, and 9 address the interrelated discourses of socioeconomic instability and pathology, while spotlighting key passages in Acts 3, 4, and 5; two of these chapters illuminate the bit parts of the Murderers (3.1, 3.3) and both Doctors (4.3; 5.1). Chapter 10 is focused on depictions of emotion in two of the playâs later scenes (4.3; 5.9). Finally, readers who may specifically seek a viewpoint on Macbethâs last soliloquy (5.5.16â27) may consult chapter 11.2 In these thematic essays, each authorâs purpose has been to offer useful guidance to existing debates, while at times proposing to open new avenues of inquiry. Another aim has been to supply more, more deliberate, and, in some cases, more controversial examples of close readingâas well as fuller and rather more up-to-date bibliographical resourcesâthan are ordinarily found in brief critical guides, handbooks, and the like.
Chapters 11 and 12 both concern topics in the theory of performance, which abut interpretive questions in Macbeth. Chapters 13 through 17 then consider some noteworthy moments ...