1 On Verbally Transmitted Music
In strictly theoretical terms, there are some fundamental uncertainties about musical effects of fiction: Can music be verbally transmitted? When we read a fictional narrative that speaks about or otherwise draws from music, do we end up having a musical experience? Turning to novels, it makes sense to wonder: Is the music we encounter in fiction of any special importance? There are straighter ways of acquiring musical experience. Why would novels âwantâ to mediate music in the first place? Why would we read fiction for âmusical stimulacraââeven the most stimulating simulations of musicâwhen we can just go and listen?
Such commonsensical doubts are reasonable, yet there are also quite casual arguments to confront them. Not everyone can hear, and those who can will always hear things differently. When people read about music, whether in reviews or novels, they obtain some verbal guidance in musical understanding. Those who generally care less about music than about literature may even, by way of reading, end up thinking more about, listening more to, and discovering more in the music when it directly presents itself. Furthermore, not all music is available at all times. Works by fictional composers are simply nowhere to find but in fiction: Would that necessarily mean that these nonexistent pieces have nothing to do with music? Undeniably, the experience of reading a verbal account of a musical composition is never identical to the experience of hearing the work performed. However, considering attentional and mnemonic constraints that accompany actual listening, there is no telling which of the two experiencesâhearing the music or reading about itâis experientially richer in all cases. Listening does not even exhaust the very basic sides of musical experience: Such practices as composing and performing are far less readily available to most people. We can try them through imaginative readingâthat which also lets us visit nineteenth-century Russia and Germany by flipping pages of Ivan Turgenev and Thomas Mann (Hemingway 115). Even a glimpse of elementary musicology, not to mention full-scale textbooks, may retune our ear, so every time novelistic discourse dares communicate some music theory (even folk or fake), it can affect and alter our musical sensibility.
That is not to suggest that people read novels for music once we exclude music-biased critics and collectors of musician characters, literary imitations of musical forms and genres, or sonorous storytelling styles. A musical effect of fiction, if there is such a thing, is a byproduct delivered in a package of complex and multilayered stimuli forming a musical stimulacrum. But what is not a byproduct? Is there one technique or message constitutive to all fiction? Fiction is not more inherently social, political, philosophical, or moral than musical. Social, political, philosophical, moral, and musical issues are conditionally foregrounded and connoted by literary narrative. Leo Tolstoyâs âKreytserova sonataâ (The Kreutzer Sonata, 1889)âa scandalous novella that may still shock readers with its radical ideas against marriage and sex voiced by a wife-murdererâis, technically, not about music, despite its Beethovenian title. But the musical stimulacrum of Ludwig van Beethovenâs Op. 47 performed in chapter XXIII is so powerful that, after reading Tolstoy, many people âhave no trouble at all hearing sex in the first movementâ of the Beethoven (Kramer, âMusic Recomposedâ 25). The reported puzzling and devastating effect of that music on Tolstoyâs narrator, aligned with aesthetic and ethical messages of the book, âinfectsâ the reader irresistibly.
In what follows, music is conceptualized as a salient presence on literatureâs margin, with the assumption that whatever occurs on outer borders can instruct us about inner territories. Wherever the academically recognized center of literatureâits literarinessâhappens to be located at a given moment, musicâas approximated in Northrop Fryeâs Aristotelian notion of melosânever takes its final leave from the literary. In cultural history, there have been âmelocentricâ ages (cf. Benson, âModernismâ 92â98). Under romantic, symbolist, or modernist tenets, for instance, a significant proportion of verbal art âaspires towards the condition of music,â in Walter Paterâs phrasing (106). Long after this line of thought went out of fashion, some twenty-first-century novels still demonstrate that the idea of âliterary musicâ (cf. Benson, Literary Music) has not quite exhausted itself in the two preceding centuries.
âInstallingâ musical forms apparently alien to literary technical gear enables fiction âto incite a metareferential reflection on the limits and strengths of the novel as suchâ (Petermann 3). Translating that into Jean Baudrillardâs terms, fictionâs identity is made up and justified by an incorporated simulation of music, as in âthe proof of art through antiartâ (Baudrillard 19).
Music is the proof of literature, and vice versaâinterchangeably. It is no accident that Werner Wolf considers âself-referentializationâ in literature as a key indicator of what he theorizes under the rubric of âthe musicalization of fictionâ (Musicalization 74). When a novel, such as Aldous Huxleyâs Point Counter Point (1928), refers to music, it also refers to itselfâto how novels are, or Ńould be, composed. When a literary work refers to itself instead of (or, as in Huxley, along with) politics, history, and morals, it is like music, which, in its âabsoluteâ form, does not refer to anything beyond itselfâthe idea articulated by Pater in the late nineteenth century as self-evident, born but a hundred years earlier. According to Carl Dahlhaus, âin the 1790s, the interpretation of âindeterminacyâ as âsublimeâ rather than âvacuousââ endowed instrumental music with aesthetic currency that it previously lacked: âThat the content of music can be determined not at all or only vaguely no longer demotes the allegro of a symphony ⊠but raises it to a sublime positionâ (Idea, 63). The romantic sentiment favoring the inexpressible replaces the verbose rationality of the Enlightenment aimed at discoverable truths, so music without words becomes an artistic ideal: Without words, there is nothing it can speak wrongly with or about.
In light of that belief, an association with music may occur quite naturally every time fiction is stripped of its mimetic commitment to portray concrete reality. In addition, taking music for a subject matter allows literature to address the tricky problem of musical meaning in a variety of cultural contexts. Music in novelistic narrative is, in this sense, an exemplary touchstone for lots of other thingsâembodied experiences as well as impossible objects and abstract ideas that the novel communicates to its readers. The ability to transmit the experience of music is a test for the general âexperientiality of narrative,â to import the key term of Monika Fludernikâs 1996 Towards a âNaturalâ Narratology from the title of Marco Caraccioloâs 2014 book. If we read fiction for experiencing a fictional world on our own subjective terms, musicâas an idea of musicality, as the social practice of listening and playing, and as a companion in our everyday life glued to personal memoriesâmay constitute a very important part of that experience.
Major indeterminacies regarding this bookâs raison dâĂȘtre dwell not as much in the kind of hasty dismissal of its relevance on casual grounds, which I have addressed above, as in the realms of literary theory and musical aesthetics. First, it is worth asking if there exists a particular class of fiction that is related to music in a special way. Are some novels more musical than others? Second, one could wonder if there is anything musical about the experience of reading such fictions. Can literature transcend itself to entail something that music is considered to be uniquely responsible for? How much depends on the reader, and what can we know about readerly experiences of music? Third, what is musical experience, after all? Fourth, which narrative devices in verbal narrative could serve to make such experience âstory-drivenââi.e., invoke it in the absence of direct musical stimuli, by generating musical stimulacra?
Those four concerns detail my initial two questions and reformulate them for this chapter to share a theoretical view of the basic concepts that one may need to envision before deciding whether and how musical experience can reach readers of particular books.
What Kind of Fiction?
In 2008, Gerry Smyth describes what he sees as a âmusical turnâ in contemporary British novel and complains about the excessive nomenclature for the kind of literary texts in question. Mentioning âmelopoetic fiction, musical fiction, the intermedial novel, the ekphrastic novel, interart discourse, verbal music,â and several others, Smyth adds âmusic-novelâ on top (9), counter his own implicit appeal for Ockhamâs razor.
Some items in this necessarily incomplete and ever-growing thesaurus suggest singling out an entire subgenre, as Emily Petermann does explicitly in The Musical Novel (2014). Other notions among and apart from those listed in Smyth, such as Steven Paul Scherâs âverbal music,â Wolfâs âimaginary content analogiesâ to music, or my âmusical stimulacra,â refer restrictively to specific passages in literary works. In addition, Wolfâs âmusicalized fictionâ is not a genre but a result of intracompositional intermedial engagement between the arts due to the strictly defined procedures of âmusicalization of fiction.â Hazel Smithâs âmusico-literary miscegenationâ modifies musicalization to account for cross-cultural exchange involving media, genres, styles, and technologies beyond the baroque, classical, and romantic idioms that Wolfâs concept of musicalization primarily rests upon.
No matter whether the emphasis in the studies of music in literature is theoretical or critical, scholars continue to produce and supplement catalogues of literary texts that bear musical relevance. From some samples discussed in Calvin Brownâs seminal 1948 Music and Literature: A Comparison of the Arts to dozens of entries in Kellie Brownâs 2005 book-length Annotated Bibliography and Reference List of Musical Fiction and on, this unofficial canon grows naturally as new literature comes out. Recent entrants in English include, for instance, the novels by Madeleine Thien (Do Not Say We Have Nothing, 2016), Bradford Morrow (The Prague Sonata, 2017), and Matthew Herbert (The Music, 2018).
My own terminological choices in this book are stipulated by the wish not to multiply entities without necessity. Where possible, I utilize an existing expression instead of coining one, being at times selective in order to avoid terminological ambiguity. Stephen Bensonâs âliterary music,â for instance, sounds somewhat counterintuitive, since not music but fiction is the object under scrutiny, while many other terms cited in Smyth appear to be either too broad (interart discourse) or too narrow (ekphrastic novel) for my material; hence âmusical stimulacra.â
I do not use Petermannâs âmusical novelsâ because I am not convinced that the group of texts in question does indeed make up a genre. Various musical leanings that novels, novellas, tales, and short stories may pursue fail to collectively construct a distinct formulaic pattern of the kind that we find in modes of genre fiction (love romances, detective stories, and alike). Stable genre systems of normative poeticsâancient, medieval, or classicistâare historically sealed and disinclined to accommodate new members. Genre taxonomies used to embrace both formal and thematic features: A certain poetic meter or versification principle, for instance, was ascribed to a particular mood or subject matter. For the novel, which rises on the ruins of the classical order, this correlation generally does not work, and were music-novels merely novels about music, we would still expect a paradigm of parallel subgenres to cover, say, painting and plumbing, in line with others to counterpoise them. However, painting-novels and plumbing-novels could be qualified as species of the German KĂŒnstlerroman (âartist novel,â a Bildungsroman subclass) and the Soviet proizvodstvennyi roman (âproduction novel,â a major specimen of socialist realism), respectively. There is little need to introduce a new category for what fits an old one. Narratives about musicians are also quite safe under the KĂŒnstlerroman rubric. If no musical novel genre seems to have established itself through authorial and critical efforts in the nineteenth and early twentieth centuries, when music importantly preoccupies the (post-)romantic and modernist aesthetic thought, it may now be a little late to strive for its recognition. Similarly, although Herman Melvilleâs Moby Dick (1851) is a celebrated token of nautical fiction, we would not benefit much from tagging Richard Powersâs The Overstory (2018) as a dendrological novel, though it is set among and devoted to trees. Ecofiction readily claims that text, as well as the Melville.
I would therefore refrain from identifying prose narratives entertaining a musical interest of sorts as forming a subclass of fiction: The existing genre typology is asymmetric enough to not require further complications. However, what resists critical rigor may still structure readerly demand, cognitive as well as commercialâhence ânovels about music/composersâ forming a Wikipedia category and identified by web search engines. Such demand is founded on certain associative processes in the readerâs mind that stories may trigger, which I would identify with the act of âmusicalization,â borrowing the key term from Wolfâs vocabulary. Wolfâs well-formulated grounds for telling a truly musicalized novel from an insufficiently musicalized one allow him to contrast Huxleyâs Point Counter Point with AndrĂ© Gideâs Les Faux-monnayeurs (The Counterfeiters, 1925)âalmost identical in so many other respectsâand dismiss Laurence Sterneâs Tristram Shandy (1767) for failing the musicalization test (Musicalization 82, 85â92). The fact that some readers and critics of Gide and Sterne would draw musical connections nonetheless, finding something particularly musical about the experience of reading them, is not necessarily a delusion. Rather, it may be related to the aesthetic illusionâanother area of Wolfâs own expertise.
The phrase âthe musicalization of fictionâ originates in Huxleyâs Point Counter Point, where a character, novelist Philip Quarles, coins and briefly explains it in his notebook (384). Theorizing musicalization, Wolf distinguishes between âthematizationâ and âimitationâ of music in literature. Respectively, fiction can refer to music in the mode of âtellingâ about it or resemble music iconically by âshowingâ some of its techniques and structural properties (Musicalization 44â45). Mere thematizationâthe presence of characters from the musical trade, compositions played and discussed in the fictional realityâis not enough for a text to be properly musicalized. âIt needs to be emphasized that we can only speak of attempts at a âmusicalizationâ of literature, if some kind of ⊠intermedial âiconicityââtext imitating musicâoccurs in a work of literature,â Wolf contends (âMusicalized Fictionâ 48). Petermann also privileges intermedial imitation in stating that the âgenre definition of the musical novel relies on a significant or overarching presence of some variety of music on a formal, structural level; any explicit thematization of it is strictly optionalâ (3).
Such essentialism falls vulnerable to the critique that, as Smith observes in The Contemporary Literature-Music Relationship, many twentieth- and twenty-first-century musical products, which literature profoundly interacts with, do not obey procedural norms of the Common Practice Period in the history of Western art music (roughly, 1650â1900). After all, literature too, with the modern novel devouring and digesting epic, dramatic, and lyric elements, resists formalization and classification. The novel is diverse and omnivorous: It recycles all kinds of plots and styles. The twentieth century unleashes forms of music as well as forms of literature to overcome all normativity. Vain efforts to find steady parallels between such emancipated forms across the arts and complaints about their mutual incompatibilities reflect a normal state of affairs: Things need not fit perfectly. Absolute equivalence is redundant.
My premise on musicalization is that it is not only a textual phenomenon but also a readerly one. Novels are musicalized by readers, who associate them with music and experience them accordingly. In this sense, the musicalization of fiction is optional, although it often starts as an authorial project, with story and discourse parameters intentionally modeled on musical templates. The roles of the author and the reader merge from the outset: In fashioning musicalized designs, novelists such as Huxley and his invented Quarles thematize and imitate music for the sake of producing certain readerly effects. For summoning those effects, musicological precision is far less important than figurative, at times âimpressionisticâ suggestiveness, which some critics praise, and others mock. From a reader-oriented perspective, there is no urge to dismiss intermedial thematization as the inferior secondary mode of musicalization, because readers have better chances of perceiving formal analogies to music when their expectations are guided toward the conceptual domain of musicâthrough explicit textual reference to musical phenomena. Musical stimulacra, then, are textual correlates of musicalization, pretexts for the reader to musicalize. Literary imitations as well as thematizations of music can both serve as musical stimulacra; they are either ostensible or inconspicuous triggers of musicalization.
Thematization of music occurs in texts and/or on their paratextual âthresholds,â in GĂ©rard Genetteâs parlance (Paratexts): Titles, epigraphs, prefaces, notes, and external authorial comments may contain a musical reference. For example, the incessant critical commotion around the golden standard of intermedial imitation, the âSirensâ episode in Ulysses (cf. Shockley 47â73), would be impossible without James Joyceâs 1919 letter to Harriet Weaver and his manuscript marginalia indicating the mysterious fuga per canonem as the episodeâs formal matrix (Ziolkowski 138â40). Such authorial commentary is a case of âcontextual thematizationâ of music from Wolfâs typology (Music...