PART I
PREMISES ON ART AND MORALITY
1
A BOOK AS WIDE-RANGING as this one needs a governing metaphor to give it at least an illusion that all is well:
It was said in the old days that every year Thor made a circle around Middle-earth, beating back the enemies of order. Thor got older every year, and the circle occupied by gods and men grew smaller. The wisdom god, Woden, went out to the king of the trolls, got him in an armlock, and demanded to know of him how order might triumph over chaos.
âGive me your left eye,â said the king of the trolls, âand Iâll tell you.â
Without hesitation, Woden gave up his left eye. âNow tell me.â
The troll said, âThe secret is, Watch with both eyes!â
Wodenâs left eye was the last sure hope of gods and men in their kingdom of light surrounded on all sides by darkness. All we have left is Thorâs hammer, which represents not brute force but art, or, counting both hammerheads, art and criticism. Thor is no help. Like other gods, he has withdrawn from our immediate view. We have only his weapon, abandoned beside a fencepost in high weeds, if we can figure out how to use it. This book is an attempt to develop a set of instructions, an analysis of what has gone wrong in recent years with the various artsâespecially fiction, since that is the art on which Iâm best informedâand what has gone wrong with criticism.
The language of critics, and of artists of the kind who pay attention to critics, has become exceedingly odd: not talk about feelings or intellectual affirmationsânot talk about moving and surprising twists of plot or wonderful characters and ideasâbut sentences full of large words like hermaneutic, heuristic, structuralism, formalism, or opaque language, and full of fine distinctionsâfor instance those between modernist and post-modernistâthat would make even an intelligent cow suspicious. Though more difficult than ever before to read, criticism has become trivial.
The trivial has its place, its entertainment value. I can think of no good reason that some people should not specialize in the behavior of the left-side hairs on an elephantâs trunk. Even at its best, its most deadly serious, criticism, like art, is partly a game, as all good critics know. My objection is not to the game but to the fact that contemporary critics have for the most part lost track of the point of their game, just as artists, by and large, have lost track of the point of theirs. Fiddling with the hairs on an elephantâs nose is indecent when the elephant happens to be standing on the baby.
At least in America art is not thought capable, these days, of tromping on babies. Yet it does so all the time, and what is worse, it does so with a bland smile. Iâve watched writers, composers, and painters knocking off their âworksâ with their left hands. Nice people, most of them. Artists are generally pleasant people, childlike both in love and hate, intending no harm when they turn out bad paintings, compositions, or books. Indeed, their ambition guarantees that they will do the best they know how to do or think they ought to do. The error is less in their objects than in their objectives. âArt is play, or partly play,â theyâll tell you with an engaging smile, serving up their non-nutritious fare with the murderous indifference of a fat girl serving up hamburgers. What they say is true enough, as far as it goes, and nothing is more tiresome than the man who keeps hollering, âHey, letâs be serious!â but that is what we must holler.
In a world where nearly everything that passes for art is tinny and commercial and often, in addition, hollow and academic, I argueâby reason and by banging the tableâfor an old-fashioned view of what art is and does and what the fundamental business of critics ought therefore to be. Not that I want joy taken out of the arts; but even frothy entertainment is not harmed by a touch of moral responsibility, at least an evasion of too fashionable simplifications. My basic message throughout this book is as old as the hills, drawn from Homer, Plato, Aristotle, Dante, and the rest, and standard in Western civilization down through the eighteenth century; one would think all critics and artists should be thoroughly familiar with it, and perhaps many are. But my experience is that in university lecture halls, or in kitchens at midnight, after parties, the traditional view of art strikes most people as strange news.
The traditional view is that true art is moral: it seeks to improve life, not debase it. It seeks to hold off, at least for a while, the twilight of the gods and us. I do not deny that art, like criticism, may legitimately celebrate the trifling. It may joke, or mock, or while away the time. But trivial art has no meaning or value except in the shadow of more serious art, the kind of art that beats back the monsters and, if you will, makes the world safe for triviality. That art which tends toward destruction, the art of nihilists, cynics, and merdistes, is not properly art at all. Art is essentially serious and beneficial, a game played against chaos and death, against entropy. It is a tragic game, for those who have the wit to take it seriously, because our side must lose; a comic gameâor so a troll might sayâbecause only a clown with sawdust brains would take our side and eagerly join in.
Like legitimate art, legitimate criticism is a tragicomic holding action against entropy. Life is all conjunctions, one damn thing after another, cows and wars and chewing gum and mountains; artâthe best, most important artâis all subordination: guilt because of sin because of pain. (All the arts treat subordination; literature is merely the most explicit about what leads to what.) Art builds temporary walls against lifeâs leveling force, the ruin of what is splendidly unnatural in us, consciousness, the state in which not all atoms are equal. In corpses, entropy has won; the brain and the toenails have equal say. Art asserts and reasserts those values which hold off dissolution, struggling to keep the mind intact and preserve the city, the mindâs safe preserve. Art rediscovers, generation by generation, what is necessary to humanness. Criticism restates and clarifies, reenforces the wall. Neither the artist nor the critic believes, when he stands back from his work, that he will hold off the death of consciousness forever; and to the extent that each laughs at his feeble construction he knows that heâs involved in a game. As long as he keeps the whole picture in mindâthe virtues and hairline cracks in the wall, the enormous power of the turbulence outsideâthe artist and after him the critic can do what he does with reasonable efficiency. The moment the artistic or critical mind loses sight of the whole, focusing all attention on, say, the flexibility of the trowel, the project begins to fail, the wall begins to crack with undue rapidity (we expected all along that the wall would crack, but not like this! not there and there too and even there!) and the builder becomes panicky, ferocious, increasingly inefficient.
No one is more cranky, more irascible, more quick to pontificate on the virtues of his effort than the artist who knows, however dimly, that heâs gotten off the track, that his work has nothing to do with what Shakespeare did, or Brahms, or Rembrandt. Having gotten into art for love of it, and finding himself unable to support, in his own art, what true art has supported since time began, he turns defensively on everything around him. He becomes rabid, often rabidly cynical, insisting on the importance of his trivia. He sends to his fellow artists sharply worded notes: âLiterature is exhaustedâ, âPainting has no base of reference but itself.â Critics do the same, some of them lashing out at real or imagined enemies, others focusing increasing intellectual energy on trifles. Some labor to determine, for instance, exactly what the term post-modern ought to mean, distracted from the possibility that it ought to mean nothing, or nothing significant, that the criticâs interest in the idea rises from a mistaken assumption comparable to the assumption which led to the medieval category âAnimals Which Exist in Fire.â In this case, the notion is that art is progressive, like science, so that Hemingway somehow leads logically to Bellow, and Bellow to Barthelme, the same notion that makes Turner an important painter when heâs viewed as an early impressionist, a minor one when heâs viewed as the last neoclassicist. When the critical game turns humorless in this way, taking dire positions and defending them with force, the criticâs mistakes become serious matters. In art as in politics, well-meant, noble-sounding errors can devalue the world.
Part of the problem is that, even at its best, criticismâincluding the criticism set down by poets and novelists, composers, painters, sculptors, dancers, and photographersâis easier than authentic art to grasp and treat as immutable doctrine. Depending as it does on logic and scheme, on arguments well argued, criticism uses parts of the mind more readily available to us than are the faculties required for art. And since the tests of criticism are completeness and coherence, whereas artâs validity can only be tested by an imaginative act on the readerâs part, criticism is easier to read; that is, it does not require the involvement of as many faculties of the mind.
The criticâs proper business is explanation and evaluation, which means he must make use of his analytic powers to translate the concrete to the abstract. He knows art loses in the translation but also gains: people who couldnât respond to the work can now go back to it with some idea of what to look for, and even if all they see is what the critic has told them to see, at least theyâve seen something. To understand a critic, one needs a clear head and a sensitive heart, but not great powers of imagination. To understand a complex work of art, one must be something of an artist oneself. Thus criticism and art, like theology and religion, are basically companions but not always friends. At times they may be enemies.
By its nature, criticism makes art sound more intellectual than it isâmore calculated and systematic. Analytic intelligence is not intelligence of the kind that leads us through imitated concrete experience to profound intellectual and emotional understanding, but a cooler, more abstract kind that isolates complicated patterns and notes the subtleties or wider implications of what the artist has said. The best critical intelligence, capable of making connections the artist himself may be blind to, is a noble thing in its place; but applied to the making of art, cool intellect is likely to produce superficial work, either art which is all sensation or art which is all thought. We see this wherever we find art too obviously constructed to fit a theory, as in the music of John Cage or in the recent fiction of William Gass. The elaboration of texture for its own sake is as much an intellectual, even academic exercise as is the reduction of plot to pure argument or of fictional characters and relationships to bloodless embodiments of ideas. True art is a conduit between body and soul, between feeling unabstracted and abstraction unfelt.
Philosophy is more concerned with coherence than with what William James called lifeâs âbuzzing, blooming confusion.â And what philosophy does for actuality, critics do for art. Art gropes. It stalks like a hunter lost in the woods, listening to itself and to everything around it, unsure of itself, waiting to pounce. This is not to deny that art and philosophy are related. When a metaphysical system breaks down, or seems to have broken down, the forms of art which supported that system no longer feel true or adequate. Thus Hart Crane, when he found the sky âungoded,â fractured poetry, and thus Craneâs friend Jean Toomer, when old forms betrayed his mystical, kaleidoscopic intuitionâa religious intuition, quite the opposite of Craneâsâabandoned traditional forms of fiction. But neither smashing of tradition was philosophical. Crane and Toomer were hunting, not stating. When modes of art change, the change need not imply philosophical progress; it usually means only that the hunter has exhausted one part of the woods and has moved to a new part, or to a part exhausted earlier, to which the prey may have doubled back. Art is not philosophy but, as R. G. Collingwood said, âthe cutting edge of philosophy.â
To put all this in the form of another traditional metaphor, aesthetic stylesâpatterns for communicating feeling and thoughtâbecome dull with use, like carving knives, and since dullness is the chief enemy of art, each generation of artists must find new ways of slicing the fat off reality. Sometimes this happens as artists trace into strange new territory the implications in the work of some genius, as Brahms, Debussey, Wagner, and the rest followed out suggestions in Beethoven, or as Dos Passos, Hemingway, Faulkner, and others developed ideas of James Joyce and Gertrude Stein. Sometimes the new comes in reaction against the old. Thus the social realism of OâHaraâs day gives way to the vogue of âfabulism,â and fabulism will no doubt in turn give way to surrealism, or realism, or something else. Some critics hail the change as insightful, the expression of a new apprehension of reality. The decline of the closely plotted novel or the structured play, for instance, or the abnegation of melody in music, or of the identifiable image in photography and cinematography, is hailed as an appropriate artistic reflection of our discovery that the universe is not orderly. But this is, as Iâve said, misleading.
Itâs misleading for two main reasons. One is that its assertion about reality is naive. Despite the ahaâs of some modern philosophers, metaphysical systems do not, generally speaking, break down, shattered by later, keener insight; they are simply abandonedâsometimes after endless tinkering and clumsy renovationâlike drafty old castles. This is of course part of Kafkaâs joke in The Castle and elsewhere; and Kafka is often cited as one of the artists who âshow usâ the failure of traditional thought, how the castle of metaphysics has proved a ghastly mistake though expanded, patched, and toggled, century on century, by people working in increasing desperation and despair. But Kafkaâs art is more subtle, more comic and ironic, than such a reading admits. Much of the power of Kafkaâs work comes from our sense as we read that real secrets have been forgotten, real clues are being missed, a wholeness of vision that was once adequate has been lost and is now tragicomically unrecoverable. Melville says much the same in The Confidence Man and, though his tone is in this case very different, at the end of Israel Potter. The Yankee Christian virtues Israel Potter represents have not been disqualified or proved inadequate; they have simply lost currency, which is to say they are no longer clearly understood and have fallen out of style.
With their intuitive philosophies, thinkers like Nietzsche and Kierkegaard overwhelmed such schools as the Oxford idealists, though nowhere in all their writings do they refute or for that matter show that they clearly understand the idealist position on even so basic a matter as whether or not there can be rational goodness. Thus the tradition which runs from Bradley and Collingwood to George Sidgewick and Brand Blanchard, not to mention contemporary phenomenologists, is not in fact outmoded but merely unpopularâbelieved to be outmoded, like sonata form or the novel with fully shaped characters and plotâand the victorious positions of existentialists, absurdists, positivists, and the rest are not demonstrably more valid but only, for the moment, more hip. There are already signs that the moment of these, too, is over. The truth is certainly that the universe is partly structured, partly unstructured; otherwise entropy would be total, there would be no one to resist. (This has now been proved mathematically. It was, you recall, the problem Einstein worked at on his deathbed.) As long as philosophers focus on parts of the universe that are unstructured, and argue by analogy that good and evil, even love of oneâs children, may be equally inchoate, and as long as most people continue to believe them, the playwright or novelist, sculptor or composer, who reflects such notions in his work may seem âadequateâ or âinteresting.â The moment philosophers and the direct or indirect suivants of philosophers shift their main focus to the part of the universe that is patently structured, and make achieved order the basis of their analogies, the artistic fascination with universal chaos and death begins to sound inadequate and boring.
The too-close identification of stylistic innovation and philosophical insight is misleading for another, more important reason: it tends toward misapprehension of the artistic process and, insofar as the misapprehension persuades, encourages the artist to work in the wrong way, at the same time encouraging the rest of humanity to praise him for his sin.
The philosophical implications of style are at least partly accidental, not essential; that is, not initially purposeful, pre-planned, or at any rate not entirely so. Artâs process values chance. Good writers invent style at least partly in order to be interesting to themselves and othersâthey mysteriously âfindâ it as they âfindâ their plots or subjectsâand only then, as the style is emerging, do they try to work out the philosophical implications of the creature theyâve stumbled onto. Original style arises out of personality and the freak accident of the artistâs particular aesthetic experienceâthe fortuitous combination, during a writerâs childhood of (let us say) Tolstoy, Roy Rogers, and the chimpanzee act at the St. Louis Zoo. Only after the style has begun to assert itself does the writerâs intellect make sense of it, discover or impose some purpose and develop the style further, this time in full consciousness of what it portends. Itâs as if a scientist were to assert once again the existence of flogiston, with the aim of gaining the worldâs attention and giving occupation to his quick, cranky mind, and then were to elaborate a complete metaphysical system in support of his assertion. That would generally be bad science; but art is something else. Good science normally makes hypotheses based on observation or probability; art deals, at its best, with what has never been observed, or observed only peripherallyâdarts from what is to what might have beenâasking with total interest and sobriety such questions as âWhat if apple trees could talk?â or âWhat if the haughty old woman next door should fall in love with Mr. Powers, our mailman?â The artistâs imagination, or the world it builds, is the laboratory of the unexperienced, both the heroic and the unspeakable.
Art is as original and important as it is precisely because it does not start out with clear knowledge of what it means to say. Out of the artistâs imagination, as out of natureâs inexhaustible well, pours one thing after another. The artist composes, writes, or paints just as he dreams, seizing whatever swims close to his net. This, not the world seen directly, is his raw material. This shimmering mess of loves and hatesâfishing trips taken long ago with Uncle Ralph, a 1940 green Chevrolet, a war, a vague sense of what makes a novel, a symphony, a photographâthis is the clay the artist must shape into an object worthy of our attention; that is, our tears, our laughter, our thought. As students of aesthetics used to say, art combines fancy and judgment. Or as Schiller once put it in a letter to a friend, what happens in the case of the creative mind is that âthe intellect has withdrawn its watchers from the gates, and the ideas rush in pell-mell, and only then does [the creative mind] review and inspect the multitude.â As a general rule, the artist who begins with a doctrine to promulgate, instead of a rabble multitude of ideas and emotions, is beaten before he starts. True art imitates natureâs total process: endless blind experiment (fish that climb trees, hands with nine fingers, shifts in and out of tonality) and then ruthless selectivityâthe artistâs sober judgments, like a lionâs, of what can be killed, what is better left alone, such as (for the lion) rhinos and certain nasty snakes. Art, in sworn opposition to...