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Greenbergâs Trotskyism
Often taken as indicative of the development traced by accounts of Abstract Expressionismâs complicity with US imperialism is a bracketed addendum made by Greenberg to a sentence in his 1957 essay, âNew York Painting Only Yesterdayâ, upon its republication as âThe Late Thirties in New Yorkâ in Art and Culture four years later. The essay was occasioned by an exhibition at the Poindexter Gallery entitled The â30s: New York Paintings, and is one of Greenbergâs many retrospective surveys of Abstract Expressionism. It focuses particularly on how Arshile Gorky, Willem de Kooning and Hans Hofmann drew influence in the late 1930s from Matisse, Klee, MirĂł and early Kandinsky, in developing what Greenberg was then arguing was the most advanced art of its time. Early in the essay, Greenberg writes that âradical politics was on many peopleâs minds but for them Social Realism was as dead as the American Sceneâ (CEC4: 19). However, in the revised version he adds, âthat is not all, by far, that there was to politics in art in those years; some day it will have to be told how âanti-Stalinismâ, which started out more or less as âTrotskyismâ, turned into art for artâs sake, and thereby cleared the way, heroically, for what was to comeâ (1961: 230).
Without the addendum, the sentence is simply an acknowledgement that the neglect of so-called âpoliticalâ subject matter did not necessarily coincide with a decline in political engagement on the part of the artists. With the addition of the bracketed aside, however, is implied the notion that the turn towards abstraction was both precipitated by, and eradicated, a commitment to radical politics on the part of the artists who would become Abstract Expressionists. This assumption orients many of the revisionist historiansâ accounts, and these scholars understand as emblematic of this shift the way that, in his seminal essays âAvant-Garde and Kitschâ (1939) and âTowards a Newer Laocoonâ (1940), both published in Partisan Review â whose editorial line at the time was firmly Trotskyist-by-way-of-Anti-Stalinism1 â Greenberg depoliticized the ideas central to two pieces by Trotsky previously published in the same journal in 1938. These pieces were an essay entitled âArt and Politics in our Epochâ, and a manifesto for a proposed International Federation of Independent Revolutionary Art (FIARI) co-authored with AndrĂ© Breton and signed by the Mexican artist Diego Rivera in place of a fugitive Trotsky.
Now, Greenberg does not cite Trotsky in âKitschâ and âLaocoonâ, and later in his life he consistently threw into question the notion that the essays might be understood as significantly informed by Trotskyâs preceding pieces. While assenting with Robert Burstow that âKitschâ was âalasâ written within a Trotskyist framework, he also claims that, despite having âgreat admiration for Trotskyâ, he could only have been described as a âhalf-assed Trotskyistâ and elsewhere asserts that he âdidnât agree withâ Trotskyâs articles on art (Burstow 1994: 33; Greenberg 2003: 236).2 However, such disclamations are in keeping with Greenbergâs tendency in old age, spurred by what he candidly referred to in 1984 as his ârevulsion (a repentant sinnerâs) against leftist cantâ, to downplay his youthful commitment to revolutionary socialism (2003: 140).3
Instead, evidence, in fact, suggests that Greenbergâs engagement with Trotsky was certainly more than lackadaisical or superficial. As one of Greenbergâs biographers Alice Goldfarb Marquis affirms, throughout the 1930s Greenberg âhad been assiduously studying the works of . . . Leon Trotskyâ to the extent that it is very likely he was acquainted with not only the two essays in Partisan Review but also Trotskyâs writing on art going back to 1923 (2006: 50â1). Indeed, while there is scant reference to Trotsky in Greenbergâs published work, his erstwhile dedication to the revolutionary is evident in his unpublished papers. His letters to his confidante Harold Lazarus reveal a young man who in 1936 enumerates as one of his paramount concerns the hope that âTrotsky gets safely into Mexicoâ, and, just months prior to the publication of âAvant-Garde and Kitschâ, reports to Lazarus that he was invited to join the American section of the FIARI (2000: 171; 196).4 In a poem âOde to Trotskyâ he praises Trotsky as âhe who is not afraid to wear on his sleeves the precious [b]lood of those whom he sent, not reckless [sic], to battleâ (1930sâ1940s: n.p.). A note written subsequent to Trotskyâs murder proclaims that â[t]he beginning of a new epoch is marked by Trotskyâs death, not by the outbreak of the warâ, and goes on to prophesize that in this coming age â[w]e will see khaki, the color of faeces, wherever the eye turnsâ and â[v]omit, blood and slime will stain chevronsâ (1930sâ1940s: n.p.).5 An unpublished essay on Harold Laski written in 1940 extensively quotes Trotsky and draws an analogy with the latterâs position in the Spanish Civil War in opposing what was seen as the commonsense position of intervention in the Second World War (1940â1). And among these papers we also find a typewritten itinerary of the Archives of Leon Trotsky. Certainly, this is not to say that Greenberg was wholly uncritical of Trotsky. In another handwritten note, Greenberg speculates that Trotskyâs âashes would writhe in their urn were he to hear that the views [Greenberg] expressed represented The Trotskyite Positionâ (1930sâ1940s: n.p.). The note ends mid-sentence, and it is thus unclear what opinions Greenberg assumes would meet with Trotskyâs opprobrium. However, it is nonetheless patent that, as he qualifies the above claim in the same note, Greenberg was âproud to be called a Trotskyiteâ and âlearned almost all [he knew] about politics from Trotskyâ (1930sâ1940s: n.p.).
As we will see, in his essays Trotsky propounds that dedication to artâs âown lawsâ, rather than prescription in terms of content, is necessary if art is to be allied with revolution. He thus identifies a crisis in the fact that such revolutionary art was contemporaneous ly losing the bourgeois patronage by which it had been hitherto fostered â albeit only to ultimately assimilate it â and hence, rather than existent Stalinist organizations, which exacted servility from artists and thus stymied dedication to artâs laws, he calls for the establishment of an anarcho-communist federation to support revolutionary art. Greenbergâs essays argue a markedly similar case. Greenberg, too, posits that art dedicated to its inherent laws was a threat to capitalismâs existence in 1939, and he similarly calls for socialism to preserve it in lieu of bourgeois patronage. However, whereas Trotskyâs pieces bear a political urgency at the expense of discussing aesthetics in any specificity, Greenbergâs pieces are concerned overwhelmingly with aesthetics, and the dynamics by which socialism was to preserve an avant-garde art which supposedly posed a threat to capitalism, or, indeed, the dynamics of how avant-garde art posed a threat to capitalism, are not addressed to any meaningful extent. Accordingly, the revisionist historians argue that Greenberg thus developed a paradigm which both legitimated the Abstract Expressionistsâ praxis in pseudo-politically radical terms, despite â indeed, due to â its âdistance from party politics and political organisationâ (Orton and Pollock 1985: 181), and by the same token allowed for the sloughing off, or total assimilation, of these terms by the time the work was exported in efforts of US imperialism during the 1950s.
In the face of these accounts, art historians defending Abstract Expressionism against its synonymy with US imperialism over the last three decades have been eager to establish how such a move from Trotskyism to an art for artâs sake applies only to Greenbergâs criticism. David Craven, for instance, writes that âfar from encapsulating the dominant ideological journey of the US art worldâ, the transformation from âTrotskyismâ to âart for artâs sakeâ âmerely summarizes [Greenbergâs] own rather lonely, even singular, trek to the right of the political spectrumâ (ACC: 42), and David Anfam stresses that this move was âGreenbergâs private odysseyâ (1990: 55). Accordingly, Stephen Polcari accuses the revisionist historians of âspecious associations . . . dismissal of the personal, cultural, and intellectual concerns; sweeping abstractions and generalizations; and wilful ignorance of intentions, subjects, forms, and imagery of the artistsâ (1988: 177). Guilbautâs case, especially, relies upon homogenizing claims that the American art world was able to aggressively impose its painting as the heir to European Modernism because it comprised âliberal Modernistsâ unified behind âthe leading forceâ of Abstract Expressionism in full knowledge of its âsymbolic role in international cultural politicsâ (1990: 33â6). Yet, while other Marxist New York intellectuals such as Sidney Hook moved to the right in the same era (see Wald 1987: 193ff), it has been ably demonstrated that there was no such broader ideological shift for the artists and intellectuals associated with Abstract Expressionism, who generally retained their left-wing convictions (not least Jackson Pollock, whom Greenberg himself dubbed a âGoddamn Stalinist from start to finishâ in an interview with Clark, a claim which Clark thinks Greenberg âmeant . . . seriouslyâ (1999a: 442 n16)).6
However, in this chapter I do not want to trace the development of the paradigm by which Greenberg championed Abstract Expressionism as a move from Trotskyism to art for artâs sake as microcosmic of a wider ideological shift in the New York art scene. Rather, I want to identify Greenbergâs criticism as rooted in Trotskyâs art theory because I will contend that the fundamental dynamics of Trotskyâs account of revolutionary art as art which refutes hete ronomous constraint and yet progresses by determinately negating elements of preceding art, are central not only to the way in which Greenbergâs criticism, when hypostatized, contributed to Abstract Expressionismâs co-optation, but also to how Greenbergâs criticism bears witness to the way in which Abstract Expressionist artworks indict the ends for which they were enlisted.
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In his two Partisan Review essays preceding âKitschâ and âLaocoonâ, Trotsky espouses his conviction that revolutionary art must be free from heteronomous constraint as opposed to the mandated socialist realism of the USSR, from which he had been exiled by Stalin a decade before. He writes of how, in the USSR artists âwho still [consented] to take up pen or brushâ had been reduced âto the status of domestic servants of the regime, whose task it [was] to glorify it on order, according to the worst possible aesthetic conventionsâ (LA: 117). For Trotsky, socialist realism was to be discredited as âbased on lies and deceitâ (LA: 106). He, for example, indicts Alexei Tolstoyâs novel Bread (1937), which glorifies the military exploits of Stalin and Voroshilov at Tsaritsin, when in reality both were relieved of their posts, and various paintings which portray a then-recently retrospectively fabricated auxiliary central command of the October revolution consisting of figures who were contemporaneously faithful to Stalin (LA: 107â9).
It is understandable, then, that in discussing Trotskyâs influence on Greenberg, Erika Doss surmises that Trotskyâs opposition to art âdetermined by its function, such as the Soviet style of socialist realismâ was âshapedâ by âpersonal anti-Stalinismâ (1991: 327). However, Trotsky had already maintained the necessity of artistsâ independence fifteen years before in his work Literature and Revolution (1923), when Lenin was still head of the government and socialist realism was not mandated to artists. In Literature and Revolution, Trotsky claims that a âwork of art should, in the first place, be judged by its own law, that is, by the law of artâ (LA: 37). He affirms that the âMarxist conception of . . . the social utility of art, when translated into the language of politics, does not at all mean a desire to dominate art by means of decrees and ordersâ and Marxists do not âregard only that art new and revolutionary which speaks of the workerâ or describes âa factory chimney, or the uprising against capitalâ (LA: 31).7 Instead, for Trotsky, if free of heteronomous prescription, art fulfils its revolutionary role whether or not âit appears in a given case under the flag of a âpureâ or of a frankly tendentious artâ (LA: 30).
Thus, it is wholly in keeping with his earlier writing on art when Trotsky counterposes to Stalinist socialist realism art for which what is decisive is its significance as art, contending that âtrue artâ cannot tolerate orders âby its very essenceâ, and becomes âa strong ally of revolutionâ by remaining faithful to âits lawsâ (LA: 114). Commentators have seemed to interpret Trotskyâs Partisan Review essays as thus advocating fidelity to oneâs conscience, values, ideological commitments or whatever other concept might come under the rubric of âselfâ. Robert Wistrich and Isaac Deutscher make such assumptions, both apparently paraphrasing a letter which Trotsky wrote to Breton subsequent to the publication of the manifesto, in which he vaguely defines âthe struggle for artistic truth . . . in terms of the immutable faith of the artist in his own inner selfâ (LA: 124). Wistrich writes that for Trotsky the âultimate criterion for the artistâ is faith in their âinner self and in [their] struggle for truthâ (1979: 156), and Deutscher claims that for Trotsky an artist might act as âa necessary part of revolutionâ, through âunyielding faithfulness to himselfâ (1963: 433).
Now, it is certainly the case that extra-aesthetic impulses are central to Trotskyâs account of radical art. Trotskyâs ferocious invectives against the formalism of Victor Shklovsky, whose âassertion of complete independence of the aesthetic âfactorâ from the influence of social conditionsâ Trotsky condemns as idealism, mean that one could never assume that he considers artâs laws wholly internal to it (LA: 32â41).8 For Trotsky the notion that art dedicated to these laws is âunable not to be revolutionary, not to aspire to a complete and radical reconstruction of societyâ is bound up with his conviction that unmet and repressed âinner needs of man and mankindâ are engaged by this dedication (LA: 117). However, he continually stresses that these needs are mediated by artistic technique â âartistic creation is . . . a deflection, a changing and a transformation of reality, in accordance with the peculiar law of artâ (LA: 34) â and implies that they cannot be transparently expressed in rhetoric shared with art which serves as an apology for the status quo.9 As Adorno would assert twenty years later, for Trotsky in 1938 it seems that the latter cannot be countered âsimply by a determination to look at things in what purports to be a more objective mannerâ, but, instead, art reveals âwhatever is veiled by the empirical form assumed by realityâ by the progress of its autonomous laws (2007b: 162).
Trotsky accordingly contends that âthe development of tendencies in artâ unhindered by heteronomous prescription, always bespeaks âa protest against realityâ (LA: 104â5). To elucidate this point, it is helpful to adopt a distinction in German decisive to Adornoâs aesthetics between two words both of which translate as âcontentâ, Inhalt and Gehalt. As Robert Hullot-Kentor writes in a translatorâs footnote to Aesthetic Theory, Inhalt means âthe idea of thematic content or subject matterâ, while Gehalt means âcontent in the sense of import, essence, or substance of a workâ (AT: 19 n.7). Ulrich Plass notes that Adorno inherits these terms from Goethe and Schiller, and draws this quote from Elizabeth M. Wilkinson and L. A. Willoughby to further elucidate the distinction:
If we are capable of responding to the totality of the form the artist has made, then we have access to the âmeaningâ inherent in it, a meaning which ...