II
Other Others
Ethics 2.0 and the Problem of the âUnsynthesizableâ
Commonality versus Individuality
An Ethical Dilemma?
Ătienne Balibar
More than ever these days, we find ourselves caught in a debate about ethics where the values of âcommunitarianismâ and of âindividualismâ are opposed. On one side, with more or less substitutability, such values as solidarity, belonging, fraternity, recognition; on the other side, such values as utility or personal agency, self-entrepreneurship, and self-achievement. On both sides there are notions of rights, duties, interests. Before entering the debate, which I would like to historicize and problematize, allow me to propose a terminological convention. I will place the simple defense of each orientation in the realm of moral discourses (and doctrines), and I will preserve the category âethicsâ for more complex, reflexive positions, in which it is a question of constructing the value of the individual from within the idea of the community, in relation to its existence, and conversely. This will lead me, in my conclusion, to insist on the importance, in these matters, of thinking always in relational terms.
I pursue a threefold objective. First, I want to delineate a genealogy of the opposition itself, showing its metapolitical character (which generally is a specificity of ethics, when it tries to provide politics with foundations or representations of its ends, therefore entering with politics into a constitutive circular relation). Second, I want to ask in which sense this opposition is typically âmodern,â by invoking classical ânarrativesâ of the construction of modernity, such as Max Weberâs (for whom âindividualismâ is typically a juridical invention) and Karl Marxâs (for whom it is essentially a consequence of the development of economic structures: capitalism and the market).1 Third, I want to see if a confrontation between Marx and Foucault helps us understand the question. Apparently, they fall right into the antithetic pattern, with Marx the âsocialistâ on the communitarian side and Foucault the Nietzschean aesthete on the individualistâeven the hyperindividualistâside. Nevertheless, Marx and Foucault have several things in common, to begin with, their critique of the âempirical-transcendental doubletâ of modern bourgeois anthropology, which serves as a foundation for the various institutions mediating the social and moral tensions between the principles of liberty and equality. On this basis, it should be possible to show that Marxâs communism is not just a patriotism of the national community displaced and Foucaultâs individualism a variety of libertarian anarchism.
I shall discuss these issues in two moments, each divided into three parts, to begin with the question of the âabstract individualâ and conclude on the question of the âontology of relation.â
FROM âCIVIC-BOURGEOIS UNIVERSALISMâ TO CONFLICTUAL VISIONS OF CITIZENSHIP
In my perception, the question of the abstract individual is a direct correlative of the emergence of an ideological and institutional formation which I call civic-bourgeois universalism (as expressed in the great Declarations of Rights and the constitutions of the American and the French revolutions at the end of the eighteenth century). In analyzing its structure, I rely mainly on two authors who diverge on essential points but are both institutionalists: Hegel (in the 1820 Philosophy of Right) and Arendt (particularly in her analysis of the crisis of the nation-state and the rights of man).2 For them, the individual who appears as a bearer of rights and a potential citizen is not naturally âgivenâ; he needs to be constructed historically through the work of institutions. It is in this framework that we can understand the crucial articulation of what Arendt calls âthe right to have rights,â with its two sides: an active participation in the public sphere and a more passive subjecthood coinciding with the acquisition of legal personality. Since Lockeâs Second Treatise of Government, this double aspect has been philosophically reflected in the category of âself-ownershipâ of the individual.3 This legal and social construction becomes philosophically expressed in what Foucault has called the âempirical-transcendental doubletâ as an instrument to reduce anthropological differences and subject them to the abstraction of the universal subject.4 Importantly, reducing is not erasing: Anthropological differences (of culture or ânationality,â race, gender, age, morality or âcharacter,â etc.) are not suppressed or ignored by a philosopher like Kant (the key reference here), but they are particularized and inscribed in the realm of empiricity (the various modes of articulation of ânatureâ and âcultureâ in the history and geography of mankind). This in turn makes it possible to subject them to the universality of human moral nature (defining the transcendental subject, common to all humans, who is also the bearer of rights and the agent of absolute morality). This speculative articulation acquires a practical function, when it comes to devising the institutional forms that prescribe the transformation of individuals into citizens (particularly pedagogy), which simultaneously emphasize (or categorize) differences and valorizeâthrough imposing as a normâthe features of the abstract individual.5
A second look at this complex dialectic shows that we can express the abstraction in a symmetric manner. An abstract individual (who is essentially defined in moral and juridical terms, what Hegel after Locke will call âthe personâ) is represented as a formal member of an abstract community (the body politic, or community of citizens), but each of these two abstractions also needs to acquire a âconcreteâ form of existence. For the community of citizens, this is essentially provided when citizenship is equated with national membership and the normative character that is imposed on all members is represented as national or even âethnicâ identity.6 For the individual, this is provided by conditions of normality, which command the practical use of the various differences (for example, gender differences) in the social processes with a civic function: education, work, judiciary procedures, etc. I will come to this more precisely in my second part.7
We must now pause to examine different genealogies that have been proposed for this grand narrative, which lies at the core of the âsociological traditionâ since the early nineteenth century: indicating how individual âsubjectsâ became isolated as such, detached from their constitutive memberships, therefore at the same time alienated and liberated (we might speak paradoxically of an âalienating autonomyâ).8 Why are there rival genealogies? Because one, best illustrated by Max Weber, emphasizes the legal determination, whereas the second, best illustrated by Marx, emphasizes the economic determination. The first essentially characterizes the abstract individual as a legal subject, whereas the second derives its properties from the notion of âHomo economicus.â In the Weberian genealogy, as very clearly explained by Catherine Colliot-ThĂŠlène, the decisive moment is provided by the emergence of âsubjective rightsâ for the individual, which are rooted in the stateâs monopoly of legislation (and not only âmonopoly of violenceâ).9 In the Marxian genealogy, âprivate ownersâ of themselves (who can become contractors of their own capacities, especially their âlabor powerâ) are historically released from their membership in closed, self-sustaining communities, through the dissolving effect of market relations (both internal and external). Importantly, this production of the abstract in history affects both the âcapitalistâ and the âproletarianâ subject because they are both contractors with equal formal rights (which, of course, in Marxâs explanation, serve to implement a highly dissymmetric power relation). We seem to have yet another âdoublet,â which materially underpins the philosophical construction of the anthropological doublet.
Leaving aside a closer discussion of Max Weberâs genealogy (which would be just as important), I want to qualify the (common) representation of Marxâs genealogy as purely âeconomicâ (if not economicist), which I have just reproduced. In fact, Marxâs account is more complex (and more dialectical) because it includes an essential juridical moment in its construction of the capitalist social relation. This emerges when (essentially in volume 1 of Capital, chapter 2, âThe Process of Exchangeâ) Marx analyzes a formal structure (one could see it as the great âstructuralistâ moment in Capital) where the relationship of exchange among equivalents (commodities incorporating the same amount of âsocial laborâ) is mirrored in a contractual relationship among persons (the owners of the commodities), which have the same formal properties. Each of them is at the same time an âimageâ of the other and the practical complement without which it would not work. Accordingly, there is a âfetishism of personsâ just as there is a âfetishism of commodities,â both of them representing an abstraction imposed by the logic of the market and generating its own antithetic bearers (individual values, individual subjects). This structure is directly inspired by Hegelâs exposition of âabstract right,â but with an addition and a subtraction. What is added is the typically Marxian correspondence between the economic form (of circulation) and the juridical form (of contract). What is subtracted is the final moment in Hegelâs dialectic of abstract right, namely, the introduction of âpenal lawâ into the system of juridical forms, which transforms a mere âlegal subjectâ (property owner) into a responsible, practically accountable subject. This development is achieved in Hegel through the consideration of the reverse side of any lawful relation, the moment of illegality and crime (both expressed in German as Unrecht), which in turn calls for judiciary institutions (the courts, the penal code, the trial and the punishment). This is what Marx in his structural account of the genealogy of abstraction leaves aside or postpones, therefore relegates to a derivative function.10 As a consequence, he also brackets (or postpones) the possibility of investigating the moral dimension of subjectivation as an essential element of the social structure, which goes beyond the ârepressiveâ function of the legal apparatus and the state, subjecting the abstract individuality to a system of responsibility, recognition, accountability, and guilt.
In Althusserian terms, this would be the âinterpellation of individuals as subjects,â which also âinterpellatesâ subjects as individuals, in order to make them personally responsible before the law and their own moral consciousness. From this also derives his problematic identification of bourgeois ideology with the mere domination of the values of utilitarianism or âegoism,â as it is eloquently formulated in a famous passage of Capital (vol. 1, chap. 6), where he describes the sphere of the circulation of commodities as âthe very Eden of the innate rights of man,â ironically naming them âliberty, equality, property, and Bentham.â11 This does powerfully indicate the complementarity of bourgeois law and âindividualisticâ values with the logic of the market and its generalization (therefore it is very relevant today) but also erases other aspects of abstract individuality that are linked with the interiorization of such transindividual values as patriotism (Hegelâs Gesinnung in the Philosophy of Right) or what Nietzsche and Freud described as the intimate (even unconscious) âguiltâ (SchuldgefĂźhl) of the bourgeois subject. The articulation of ârightsâ and âdutiesâ appears more one-sided, less ambivalent and contradictory than it is in reality.
This leads us to the third moment within this first part of my discussion: the tension between antithetic âfoundationsâ of bourgeois universalism. The genealogies of the abstract individual that I was discussing or alluding to (Weber) are not only reproducing a narrative of the construction of the bourgeois universe; they can be said to give a preference to the constitutional dimension of this universalism. But in history, bourgeois un...