Section III
Learning and Leading in the Professional Learning Community
Organizations only improve âwhere the truth is told and the brutal facts confronted.â
âJim Collins
The chapters in this section contain three arguments:
In Chapter 8, that âprofessional learning communitiesâ (by whatever name), if rightly defined, feature the most powerful set of structures and practices for improving instruction (see Appendix B, with noted signatories supporting this claim).
In Chapter 9, I will advocate, therefore, that the most powerful actions that leaders can take are those built around the fundamental concepts of learning communities. Leadership built on this foundation will not only be simpler, but will allow ordinary leaders to have an extraordinary impact on instruction and its improvement.
In Chapter 10, I will argue that we could create the schools weâve dreamed of on a grand scaleâbut only if we learn to embrace 1) the brutal facts about the current state of school leadership, and 2) clarity and simplicity. We need to coordinate and reinforce the few simple actions and emphases that will have profound benefits at all levelsâfor states, districts, schools, classrooms, and students.
Chapter 8
Professional Learning Communities: The Surest, Fastest Path to Instructional Improvement
A successful face-to-face team is more than just collectively intelligent. It makes everyone work harder, think smarter and reach better conclusions than they would have on their own.
âJames Surowiecki
Teachers from Havasupai Elementary School were returning from yet another much-hyped but time-wasting workshop. In the van driving home, they began to construct, on a yellow pad, a new reading program. It was largely based on what they already knew but hadnât had a chance to organize or refineâthe need to greatly increase time spent on meaningful reading and writing activities. Grade-level teams, with support from the principal, began to collaborate regularly and to conduct frequent common assessments, which helped them to see the impact of their efforts, by grade level, and to make adjustments to instruction. That year there were significant, and in some grades dramatic, gains in reading. The principal, seeing the results, wondered aloud why they hadnât always done business this way.
Weâve seen how various forces have prevented instruction from being all it can be. And so, in these propitious times, what are the most practical, effective actions and arrangements for ensuring that instruction improves, meaningfully and steadily, in every discipline?
It may seem risky to claim that there is any âbestâ way to do anything. Nonetheless, a stunning number of researchers agree with Milbrey McLaughlin when she confidently asserts that
The most promising strategy for sustained, substantive school improvement is developing the ability for school personnel to function as professional learning communities. (in DuFour & Eaker, 1998, p. xi)
Professional learning communities have emerged as arguably the best, most agreed-upon means by which to continuously improve instruction and student performance. For reasons that will become clear, they succeed where typical staff development and workshops fail.
The concurrence of the research community on this approach is quite remarkable (see the collective statement in Appendix B). More stunning yet is how rare such learning communities are in our schools and districts. Although this concept is now embraced in virtually every other industry and profession, we are way behind in instituting it in schools (Wise, 2004; Wagner, 2004).
Learning Communities: Fundamental Concepts
But what are true âlearning communities,â and why are they more effective than traditional staff development? Whether we call them âcommunities of practiceâ or âself-managing teams,â clarity is crucial. If we are sloppy here, failure will follow. We canât afford, as Rick DuFour points out, to corrupt or co-opt the âfundamental conceptsâ of collaborative learning communities (2004). What are those fundamental concepts?
First, professional learning communities require that teachers establish a common, concise set of essential curricular standards and teach to them on a roughly common schedule. Teams need to consult their state assessment guides and other documents to help them make wise decisions about what to teach (and what not to teach).
Then they must meet regularly. I suggest that teams meet at least twice a month, for a minimum of 45 minutes, to help one another teach to these selected standards (I have seen great things come of 30-minute meetings). This time must be very focused; most of it must be spent talking in âconcrete, precise termsâ about instruction with a concentration on âthoughtful, explicit examination of practices and their consequencesââthe results achieved with specific lessons and units (Little, 1990, p. 519). Or, as Bob Eaker asks, âBased on a collaborative analysis of the results of our efforts, what can we do to improve student learning?â (2002, p. 21). To perform this work, teachers must make frequent use of common assessments. These assessments (the use of which Doug Reeves refers to as the âgold standardâ of true assessment literacy), are pivotal. With common assessments and results, teachers can conduct what Eaker calls âactive researchâ where âa culture of experimentation prevailsâ (2002, p. 21).
These simple, fundamental concepts combine a âguaranteed and viable curriculumâ (Marzano, 2003) with continual analysis of actual lessons and units, and improvement of instruction. These elements, so rarely emphasized in school or state improvement or accreditation plans, deserve our attention more than anything else we do in the name of school improvement (Schmoker, 2002). Failed attempts to establish professional learning communities can usually be traced to a lack of fidelity to these fundamental concepts.
Many educators are starting to define the ideal professional learning community as the entire school or districtâincluding the state department. As weâll see in the next chapter, this is an excellent development, as long as we donât lose sight of the central importance of small, instructionally focused teacher teams as the basic unit of professional learning communities. Indeed, schools will be much more successful when entire districts and state departments emphatically reinforce and support teacher teamwork and operate using the same empirical processes: the same team-based, short-term implementation, assessment, and adjustment cycle that effective teaching teams employ.
Getting Teamwork Wrong
Unfortunately, most so-called âteamworkâ lacks these essential features. There are dangers here. Decades ago, Judith Little found that most team talk floats high above the level of implementation: âdistant from the real work in and of the classroomâ (1987, p. 507). Instead of closely and constructively examining practice, most teams serve to âconfirm present practice without evaluating its worthââin other words, without using short-term assessment results as the basis for improvement (1990, p. 517).
Almost 20 years later, the situation hasnât changed. Little and her colleagues found that teams continue to discuss âwide-ranging issuesâ instead of looking closely and analytically at teaching, and at how their teaching affects learning on an ongoing basis. They found that the traditional ethos of the bufferâânon-interference, privacy, and harmonyââstill prevails at the expense of improved instruction (Little et al., 2003).
We have to be very clear about what true teamwork entails: a regular schedule of formal meetings where teachers focus on the details of their lessons and adjust them on the basis of assessment results. The use of common assessments is essential here. Without these, teams canât discern or enjoy the impact of their efforts on an ongoing basis. Enjoying and celebrating these short-term results is the very key to progress, to achieving âmomentumâ toward improvement (Collins, 2001a).
There are deeply practical reasons that team-based âlearning communitiesâ have become, in both education and industry, the state of the art for improving performance. As Tom Peters has written, self-managing teams have become âthe basic organizational building blockâ in effective companies (1987, p. 297). Letâs look at the reasons why.
Why Professional Learning Communities? Why Now?
We have relied far too much, with miserable results, on a failed model for improving instructional practice: training, in the form of workshops or staff development. Despite the millions of teacher-hours weâve invested in such training, it has, by common consent, been monumentally ineffective (Corcoran, Fuhrman, & Belcher, 2001; Guskey, 2003; Sparks, 2001a). In fact, Dennis Sparks, the executive director of the National Staff Development Council (NSDC) urges schools to see that professional learning communities are indeed the best form of staff development (Sparks, 1998). We saw in Chapter 1 that the NSDC ran a series of blunt ads in Phi Delta Kappan (2004) decrying the ineffectiveness of most professional development (Sparks, 1998).
Whatâs missing? For one thing, professional development often is bad beyond hope. Second, most of it typically makes no formal, immediate arrangements for teachers to translate learning into actual lessons or units, whose impact we assess and then use as the basis for ongoing improvement. Without this simple cycle, training is irrelevant. Finally, training characteristically promotes a mentality of dependence. Training implies that teachers must depend on new or external guidance because they donât know enough about instruction to begin making serious improvements. But teachers do have this capabilityâif, that is, they pool their practical knowledge by working in teams.
True learning communities work against such dependency. Unlike typical staff development, learning communities encourage teachers to recognize and share the best of what they already know. This approach insists on the fundamental elements that workshops routinely ignore: collective follow-up, assessment, and adjustment of instruction. In a five-year period during which Adlai Stevenson High School made immense achievement gains, not a single external staff development initiative was launched. Their gains were the result of internal expertise, shared and refined by groups of teachers.
Effective team-based learning communitiesânot workshopsâare the very best kind of professional development. Other countries learned this long ago.
Lesson Study: Team-Based Continuous Improvement
In Japan and Germany, they donât do professional development on the American model. Instead, school leaders arrange for teams of teachers to meet regularly to createâto craft and refineâlessons and teaching units until they have the maximum impact on student learning (Stigler & Hiebert, 1999). The teacher teams carefully deliberate over each step and the best possible sequence of steps in the lesson; how to most effectively introduce and explain the concept; how much time to devote to practice exercises; and how to assess and adjust during and after each lesson and unit.
When a lesson works well, educators publish it (in books you can buy in convenience stores). Practitioners provide demonstration lessons for other teachers at âlesson fairs.â These fairs represent professional development at its bestâconducted by professionals themselves.
If we think that training or âpro-devâ typically leads to such carefully crafted lessons, we are mistaken. This is the chief reason staff development has little or no impact on practiceâor on learning results.
This simple approach may seem unexciting to some; there is no big send-off, no program launchâjust regular team meetings, year after year, where teachers help one another find a better lesson for teaching subtraction with regrouping, or effective introductions to persuasive essays, for example.
Collins points out that the most powerful improvement actions will âappear boring and pedestrianâ to those who love glitzy initiatives and programs (2001a, p. 142). We have to see how this seemingly mundane concern with creating, testing, and refining lessons and units, in teams, is the realâguaranteedâpath to better instruction. Our resistance to such procedures represents no less than a battle over the soul of school improvement.
Teams vs. Workshops
A team of 5th grade teachers at Holaway Elementary School saw steady, considerable improvements at each consecutive team meeting. They learned, by analyzing their common assessment results, that their math rubric needed to be much more carefully taught (not just quickly explained), point by point, with examples and opportunities to practice and receive feedback; they learned that self-assessment also needed to be taught, and they learned from one another how to teach it, carefully and explicitly, so that students became less dependent on the teacher for their learning. And teachers learned to depend on their colleagues instead of outside experts.
Such results can be achieved anywhere, wherever people have learned that collective effort and intelligence are the most powerful force for improvementâmore powerful than âeven the most knowledgeable individuals working aloneâ (Little, 1990, p. 520). As Surowiecki discovered, teams are almost always âgenuinely smarter than the smartest people within themâ (2004, p. 182). Because of this, we must re-evaluate our workshops and standard-issue staff development, which have had such a miserable payoff. Workshops âdo not work,â Stiggins points out, because they âdonât permit the application and experimentation in real classrooms, and sharing that experience in a team effortâ (1999, p. 198). Teamwork, not training, fosters continuous, targeted attention to the details and the impact of effective lessons and units.
If we are going to conduct workshops, letâs insist on a radically different format: they should be designed on this same team-based, cyclical format that focuses immediately on producing lessons and then evaluating and refining them on the basis of results. If weâre smart, weâll pilot workshops with only a single team (instead of an entire school or district) until the team produces a convincing body of short-term assessment results. In the main, letâs have our own teams provide professional development, by sharing their most successful lessons and units at âlesson fairsââalways with their assessment results (Stigler & Hiebert, 1999). Organized teamwork combined with such lesson fairs perfectly captures what is meant by a true âprofessional learning community.â
Fortunately, more educators are becoming at least familiar with âlesson study.â But it concerns me that many teachers still write it off as an exotic, time-consuming process that we canât imitate or adapt. That is a misconception.
Making Lesson Study Our Own: The 20-Minute Team Meeting
In my workshops, I like to do a pared-down version of lesson study. I take teachers through an entire team meetingâfrom identifying a low-scoring standard, to roughing out an appropriate assessment, to building a lesson designed to help as many students as possible succeed on the assessment. We do all thisâsomewhat crudelyâin less than 20 minutes. Once completed, we take a break, and then we posit that the lesson didnât work as well as weâd like. So we make a revision or two.
The results can be surprising: teachers see that in even so short a time, they can collectively craft fairly coherent, effective standards-based lessons...