PART I
A Legislation for the Past
Parliamentary and Administrative Junctures
The German parliament, or Bundestag, has never been the scene of a general debate concerning the Nazi pastâa debate held independently of specific legislative goals. Nevertheless, policies concerning that past were being shaped there from the very beginning. A taste of what would come was offered by the reactions to the short speech Social Democrat Paul Löbe delivered to open the new parliament on the afternoon of 7 September 1949: on two occasions hecklers interrupted the presidentâchosen by virtue of seniorityâas he carefully broached the Nazi period. No one took special exception to Löbeâs mention of the âmassive weight of guiltâ on the German sideâthis was far enough removed from any âcollective guiltâ tonalities and was cloaked with the standard distinction between the Nazi leadership, on the one hand, and the German Volk, on the other. Presumably, Löbe was not only convinced on this particular occasion that âa criminal systemâ had piled guilt âon the shoulders of our Volk.â For memory had drawn him back to the Reichstagâs dramatic meeting on 23 March 1933, when the Social Democratic Party (SPD) alone voted against the Authorization Act, which destroyed the constitution and in effect ceded power to Hitler. The perspective furnished by this early act of resistance (the âpatriotic deedâ) appeared to rule over Löbeâs entire approach to the âThird Reich.â A single catcall came from the ranks of the Communists; among the legislators from the âbourgeoisâ parties, more than a few had offered Hitler carte blanche after the torched Reichstag had been relocated to the Kroll Opera House. Correspondingly, the bourgeois ranks maintained their silenceâsurely less out of decorum than discomfiture. But real disorder burst forth shortly after Löbe once more cited the Social Democratic opposition to the Authorization Act, this time recounting that it had cost the party 24 livesâthe erstwhile Reichstag presidentâs attempt to answer the charge leveled by âoutside criticsâ that the German people had offered no resistance to the Nazi terror. âThe other parties also had victimsâwe donât want to draw up any accounts hereâ was one of the complaints voiced from the right-wing parties. The 73-year-old Löbe, in fact, had simply been too slow in proceeding with his line of argument, that âthe Communists also had many victims, as did members of the earlier Center and other representatives extending to the right-wing partiesââall these victims demonstrating the unfounded nature of the âoutsideâ charges.1
Very touchy when it came to internal matters, but ready for practical consensus and displaying solidarity toward the outside world: this was the face to be shown for years by the Bundestag whenever the past became a legislative theme. A striking shyness was revealed when it came to looking back accurately on the dark facts, not to mention showing the courage to confront them in vivid detail. But despite all the self-imposed âduty to be objective,â all concord in resolving difficulties, and all the efforts at verbal discretion, such confrontations could not always be avoided. This was the case whenever the issue was collective amnesty, or managing the political purging, or rehabilitating the officials and military men affected by itâin short, whenever a policy for the past was meant to be constructed. On such occasions it was necessary to discuss the past, at least through intimations.
The first direct debate emerged mere days after the Bundestagâs convening: from every corner calls were already sounding for both amnesty and an end to denazification. The smallest political factions struck the most strident tones, with the German Party from Lower Saxony struggling most vociferously for a past-political profile. As early as 8 September 1949 the partyâs 17-member team had succeeded in formulating the interests of all so-called lesser offenders and simple fellow travelers. They did so through an emergency motion, directed at a not-yet-existent federal government, requesting a placing on the agenda of âlaws for the immediate cessation of denazification and an amnesty for all members of groups 3 and 4,2 or similarly situated groups affected by the consequences of previous denazification.â3 A week later, the Catholic based Center Party drafted an amnesty law of its own; the draft envisioned impunity for those convicted of crimes, committed during the occupation period, âlinked to enthusiasm for the democratic idea or opposition to surmounted National Socialismââor (space now being offered for less worthy motives) other crimes âthat were determined or favored by the troubles and insecurity of the times.â4 On 20 September, Alfred Loritzâs right-wing populist Economic Reconstruction Association demanded an immediate amnesty âfor all crimes that can be qualified according to the penal laws as infractions and misdemeanorsâ; this included transgressions that the Nazi wartime economy laws had defined as crimes but that were not perpetrated out of âespecially crude self-interest,â thus causing no âespecially heavy damage to the Volksgemeinschaft.â5 The next day Loritz added a request for a âgeneral amnesty for all fellow travelers and lesser offenders.â6
That both the Christian Democrats and the Liberals refrained from such requests almost certainly reflected, above all else, a lack of desire to take the initiative away from the emerging West German government.7 For, at least since an official statement of Adenauerâs on 20 September, it was perfectly clear that the alliance formed between the Christian Democratic Union and Christian Social Union (CDU-CSU), together with the Free Democratic Party (FDP) and the German Party, would not remain inactive in this sphere for long. As the chancellor explained it, âmuch misfortune and mischiefâ accompanied âdenazificationâ; while those âtruly guiltyâ of crimes during the National Socialist period had to be punished with appropriate severity, the distinction between âtwo classes of human beings in Germany,â namely the âpolitically objectionableâ and the âpolitically unobjectionable,â now needed to âvanish as fast as possible.â The confusion caused by the war and its aftermath, Adenauer declared, had imposed great trials and temptations on many people. For this reason, understanding was called for in the case of many lapses and transgressions. The federal government had thus decided to âlet bygones be bygonesâ whenever it seemed justifiable. Making his voice heard through the cheers of his party supporters, the chancellor now announced that as part of the amnesty question the possibility of âapplying to the High Commissioners for a corresponding amnesty for punishments imposed by the Allied military courtsâ was being examined.8
Despite the lackluster impression made by Adenauerâs assessment as a whole,9 at crucial points it lacked neither careful precision nor a certain artfulness. Showing restraint in his choice of words, the chancellor had captured the hopes of many: those schooling themselves in self-pity as the EntnazifizierungsgeschĂ€digteâindividuals âdamaged by denazification.â Without promising something outside his powers, he had awakened hopes among condemned war criminals and those close to them. With energetic polish he rounded off his remarks in this directionâthey had all been placed in his speechâs second halfâwith the promise âto draw the necessary lessons from the past, in the face of all those undermining our stateâs existence, whether they can be classified as radicals of the right or left.â The brief condemnation of âanti-Semitic endeavors manifest here and thereâ that directly followed was apparently meant to strengthen that tone of resolution, but as Kurt Schumacher complained the day after, its effect was in fact all too âflat and weak.â10 It was left to the leader of the opposition to make the halfway clear statement that âthe Hitlerian barbarismââHitlerbarbareiâhad dishonored the German Volk through the extermination of 6 million Jewish human beings.â It is remarkable that the SPD chairman laid so much stress on the âdishonorâ experienced by the Germans, declaring that âwe will have to bear its consequences for an unforeseeable period.â To be sure, this formulation needed to be understood against the background of Schumacherâs particular form of nationalismâof his persistent emphasis on German duty and responsibility, now taking the form of a demand for concrete help for the survivors, âmostly older and sick individuals.â11 But it would seem to reveal as well a partiality quite similar to that prompting Adenauerâs statement that he considered it âunworthy, indeed in itself incredible, that after everything occurring in the National Socialist period, there are said to be people in Germany who still persecute or despise Jews because they are Jews.â12
With his rather skewed pronouncement, the chancellor here hinted at much that would emerge and reemerge over the following months, and following years, in public debates. This amounted to a readiness to aid those former Volksgenossen and party members who were, to varying degrees, guiltyâindeed to an enthusiasm for the process. Such enthusiasm stood in stark contrast to the somewhat understandable inhibitions and uncertainties regarding the few Jewish survivorsâbut also to manifestations of overt distancing from those survivors, often less easy to grasp. Adenauerâs governmental address omitted any liberating wordâfor which many were waiting13âregarding the Jewish victims: an omission that was perhaps no coincidence, but rather an augury of this intercession on behalf of both perpetrators and ânominalâ Nazis. It was quite clearly the case that an intrepid engagement on behalf of a persecuted minority was a far less pressing task than shaping a policy for the past benefiting a German majorityâone whose actual suffering (e.g., through expulsion and bombing) and false claims to victim status (through denazification or âmilitary convictionâ) had only begun with the crumbling of Hitlerâs regime.
CHAPTER 1
The Amnesty Law of 1949
The German Federal Republic, depicted as an innocent swaddled baby, is handed by the Western powers to a distinctly grandfatherly Mr. Germany. In 1949 this caricature illustrated the widespread view of the founding of the West German state as a totally new beginning.1 The counterpart to this view was an equally widespread, fervently felt desire for a wholesale eradication of the huge number of guilty verdicts pronounced since 1945 in the framework of denazification. In the autumn of 1949, a fixed notion on the collective horizon of expectations was that the expiatory measures imposed by the Alliesâmeasures accepted strictly because of the Allied presenceâwould generally end with the restitution of German statehood. Put somewhat differently, in the beginningâeven before Adenauerâwas the idea of amnesty.2
Certainly this wish for a tabula rasa did not involve a consistent expression of moral indifference or a deliberate apologetics. Often (perhaps for the most part) it was grounded in the complicated circumstances surrounding postwar guilt and punishmentâcircumstances often experienced as unjust. Examples of such experiences were the gradually abating rigor of the denazification process, accompanied by a shift from penalizing to promoting many heavily implicated individuals; unequal access to ration coupons; periods of internment that were often haphazard; and the simple feeling of having atoned enough through aerial bombardment, flight, and expulsion. An additional factor was the increasing German familiarity with the role of amnesty as a political-legal instrument, which reflected an increasing recourse to it. In order to tidy up the denazification process, the occupation authorities had in fact declared many amnesties.3 Similarly, to disencumber a judiciary whose ranks had been highly thinned through the purging of Nazis, between 1947 and 1948 amnesty laws had been passed in the German states (the LĂ€nder) controlled by the Americans and British, as well as in those controlled by the French; these sometimes covered prison sentences of up to one year. To be sure, such amnesties were directed first and foremost at crimes committed in the hunger years for survivalâs sakeâthey expressly excluded all crimes motivated by a desire to âmaintain Nazi rule,â by âmilitarism,â and by an intent to spread Nazi ideology. A June 1947 regulation issued by the Central Judicial Office of the British zone makes it perfectly clear that the intent was in fact not to provide relief for Nazi criminals: it exempts from punishment all deeds previously declared punishable by the Third Reich alone (e.g., âracialâ transgressions), along with crimes committed either in opposition to Nazism or in order to escape Nazi persecution.4 In addition, in the spring of 1949 the British-American zoneâs economic council decided on amnesty for tax-related offenses.5
Nevertheless, as early as the summer of 1949, different plans being considered by the justice ministries of the various West German LĂ€nder all nurtured the hope for a broad âfederal amnestyâ6; called on the occasion of the stateâs foundation, such an amnesty was quite clearly meant to extend beyond the limited realm of economic offenses. The recommendation of the minister of justice ânot to speak separately of crimes against humanity and organizational offenses,â but rather to quietly integrate them with other types of crime reveals the direction things had taken7: the longing for amnesty no longer stopped short of judgments passed by the Allied military courts and German Spruchgerichteâthe inquest courts set up in the British zone. In this manner, the conceptual step toward including genuine Nazi crimes had now been taken. What remained open, for a time, was the extent to which the federal legislators would be able to elaborate on this concept under the critical gaze of the Allied High Commissioner.
In any case, when the fresh-faced cabinet met on 26 September 1949 to initiate discussion of an amnesty law, its desirability went without saying.8 Adenauer appeared to capture the widely shared viewpoint succinctly: âIn view of the confused times behind us, a general tabula rasa is called for.â Still, the extent to which the federal government was authorized in the matter was unclear. Looking back on standard recent practice, Thomas Dehler, justice minister of the new German state and a Free Democrat, voiced the opinion that any amnesty law had to be passed in collaboration with the LĂ€nder. He was here adhering to the stance taken in the âFrankfurt Planâ formulated by Walter StrauĂ, his unloved Christian Democratic Union (CDU)âappointed state secretaryâa plan that StrauĂ had already submitted on 12 September.9 StrauĂâs proposal itself reflected the debate unfolding in previous months among the justice ministries of the different LĂ€nder.
Dehlerâs reservations in light of possible sensitivity on the part of the LĂ€nder were shared by his cabinet colleagues Fritz SchĂ€ffer, Gustav Heinemann, and Franz BlĂŒcher: a circumstance sparking Adenauerâs instinct for power. It seemed the issue at hand might also offer a chance to demonstrate the proper relation between the LĂ€nder and the federal government. In any event, without beating around the bush, the chancellor indicated the situation resembled that âin a monarchy when a king ascends the throne. The federation has now been born and the President is on the scene. In light of this event, within the German Volk the broadest possible circles expect an amnesty.â Dehler was given the task of clarifying the legal situation.
On account of clearly courageous behavior during the Third Reich, Dehler had little fear of being sullied by contact with those who were politically tainted.10 Only a week later the federal justice minister presented his colleagues in the LĂ€nder with a draft of a âLaw for Granting Exemption from Punishment.â Dehlerâs position now was that the federal governmentâs authority âwas not to be doubtedâ; in view of the matterâs urgency, he was requesting that things âsuch as comments and suggestionsâ regarding this âthoroughlyâ conside...